NBCE · Neuberger China Equity ETF · Fund Operations ETF
$36.84
-0.27 (-0.74%)
At close · Oct 7
Return incl. dividend (before tax)
Volume · Oct 7
15
Avg daily vol (3M)
853
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Neuberger China Equity ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-01-13 | 2025-10-31 | N-1A | 811-23761 | Original | — | — |
| 2025-11-05 | 2025-08-31 | N-1A | 811-23761 | Original | — | — |
| 2025-01-10 | 2024-10-31 | N-1A | 811-23761 | Original | — | — |
| 2024-11-12 | 2024-08-31 | N-1A | 811-23761 | Original | — | — |
| 2023-11-07 | 2023-08-31 | N-1A | 811-23761 | Original | — | — |
| 2022-11-10 | 2022-08-31 | N-1A | 811-23761 | Original | Yes | — |
Showing 1–6 of 6 filings
Service providers (latest report, filed 2026-01-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Neuberger Berman Investment Advisers LLC | — | — |
| Sub-Adviser | Neuberger Berman Europe Limited | GB | Yes |
| Custodian | Bank Handlowy w Warszawie Spolka Akcyjna | PL | — |
| Custodian | Citibank Europe Public Limited Company | IE | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) | NL | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) | TW | — |
| Custodian | Euroclear Bank | BE | — |
| Custodian | HSBC Bank (China) Company Limited | CN | — |
| Custodian | Intesa Sanpaolo S.p.A. | IT | — |
| Custodian | Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) | JP | — |
| Custodian | Royal Bank of Canada | CA | — |
| Custodian | Skandinaviska Enskilda Banken AB | SE | — |
| Custodian | Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) | DK | — |
| Custodian | Stanbic IBTC Bank Ltd | NG | — |
| Custodian | Standard Chartered Bank (Hong Kong) Limited | HK | — |
| Custodian | Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) | ZA | — |
| Custodian | State Street Bank and Trust Company | — | — |
| Custodian | State Street Bank and Trust Company (Edinburgh, GB, Branch) | GB | — |
| Custodian | State Street Bank International GmbH | DE | — |
| Custodian | State Street Trust Company Canada | CA | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | UniCredit Bank Hungary Zrt. | HU | — |
| Transfer Agent | State Street Bank and Trust Company | US | — |
| Administrator | Neuberger Berman Investment Advisers LLC | US | Yes |
| Administrator | State Street Bank and Trust Company | US | — |
| Pricing Service | Bloomberg L.P. | — | — |
| Pricing Service | ICE Data Services, Inc. | — | — |
| Pricing Service | London Stock Exchange Group PLC | GB | — |
| Pricing Service | PricingDirect Inc. | — | — |
| Pricing Service | S&P Global Inc. | — | — |
| Shareholder Servicing Agent | State Street Bank and Trust Company | US | — |
| Principal Underwriter | Neuberger Berman BD LLC | — | Yes |
| Independent Public Accountant | Ernst & Young LLP | US | — |