SETM · Sprott Critical Materials ETF · Fund Operations ETF
$26.15
+0.06 (+0.21%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
89.61K
Avg daily vol (3M)
150.27K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Sprott Funds Trust and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-03-17 | 2025-12-31 | N-1A | 811-23382 | Amendment | — | — |
| 2026-03-13 | 2025-12-31 | N-1A | 811-23382 | Original | — | — |
| 2025-03-17 | 2024-12-31 | N-1A | 811-23382 | Original | — | — |
| 2024-03-13 | 2023-12-31 | N-1A | 811-23382 | Original | — | — |
| 2023-03-13 | 2022-12-31 | N-1A | 811-23382 | Original | — | — |
| 2022-11-10 | 2022-08-31 | N-1A | 811-23382 | Original | — | — |
| 2022-03-10 | 2021-12-31 | N-1A | 811-23382 | Original | — | — |
| 2021-03-10 | 2020-12-31 | N-1A | 811-23382 | Original | — | — |
| 2021-02-12 | 2020-11-30 | N-1A | 811-23382 | Original | — | — |
| 2021-01-13 | 2020-10-31 | N-1A | 811-23382 | Original | — | — |
| 2020-02-12 | 2019-11-30 | N-1A | 811-23382 | Original | Yes | — |
Showing 1–11 of 11 filings
Service providers (latest report, filed 2026-03-17)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Sprott Asset Management USA, Inc. | CA | — |
| Sub-Adviser | ALPS Advisors, Inc. | US | — |
| Custodian | BANK HANDLOWY W WARSZAWIE SA | PL | — |
| Custodian | BNP PARIBAS SECURITIES SERVICES, FR | FR | — |
| Custodian | BNP PARIBAS SECURITIES SERVICES, GR | GR | — |
| Custodian | CITIBANK A.S. | TR | — |
| Custodian | CITIBANK EUROPE PLC SPAIN BRANCH | ES | — |
| Custodian | CITIBANK MAGHREB | MA | — |
| Custodian | CITIBANK N.A. | US | — |
| Custodian | CITIBANK NA | US | — |
| Custodian | CITIBANK NA MEXICO | MX | — |
| Custodian | Citibank Santiago | CL | — |
| Custodian | CITIBANK SANTIAGO, CHILE | CL | — |
| Custodian | CLEARSTREAM BANKING AG | DE | — |
| Custodian | CLEARSTREAM EUROPE AG | AG | — |
| Custodian | DEUTSCHE BANK (MALAYSIA) BERHAD | MY | — |
| Custodian | DEUTSCHE BANK AG | DE | — |
| Custodian | DEUTSCHE BANK AG, TAIPEI BRANCH | AG | — |
| Custodian | EUROCLEAR | BE | — |
| Custodian | Hong Kong and Shanghai Banking Corporation | HK | — |
| Custodian | HONGKONG AND SHANGHAI BANKING CORPO | HK | — |
| Custodian | HONGKONG AND SHANGHAI BANKING CORPORATION | HK | — |
| Custodian | HSBC BANK AUSTRALIA LIMITED | AU | — |
| Custodian | INTESA SANPAOLO SPA | SE | — |
| Custodian | MIZUHO BANK, LTD | GB | — |
| Custodian | MIZUHO BANK, LTD. | GB | — |
| Custodian | ROYAL BANK OF CANADA | CA | — |
| Custodian | SKANDINAVISKA ENSKILDA BANKEN | SE | — |
| Custodian | SKANDINAVISKA ENSKILDA BANKEN AB | SE | — |
| Custodian | STANDARD CHARTERED BANK | PH | — |
| Custodian | State Street Bank and Trust | US | — |
| Custodian | State Street Bank and Trust Company | US | — |
| Custodian | STATE STREET BK LONDON - CREST | GB | — |
| Custodian | State Street Trust Company Canada | CA | — |
| Custodian | UBS SWITZERLAND AG | CH | — |
| Custodian | UNICREDIT BANK AUSTRIA AG | AT | — |
| Transfer Agent | State Street Bank and Trust Company | US | — |
| Administrator | ALPS Fund Services, Inc. | US | Yes |
| Pricing Service | Bloomberg Global Markets Services LLC | US | — |
| Pricing Service | ICE Data Pricing & Reference Data, LLC | US | — |
| Pricing Service | REFINITIV LIMITED | GB | — |
| Pricing Service | REFINITIV US SEF LLC (formerly Thomson Reuters (SEF) LLC) | US | — |
| Principal Underwriter | ALPS Distributors, Inc. | US | Yes |
| Principal Underwriter | Sprott Global Resource Investments Ltd. | US | Yes |
| Independent Public Accountant | Tait, Weller & Baker, LLP | US | — |