TAOZ · Thornburg American Opportunities Fund · Fund Operations ETF
$88.78
-0.36 (-0.40%)
At close · Oct 7
Return incl. dividend (before tax)
Volume · Oct 7
13
Avg daily vol (3M)
1134
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Thornburg American Opportunities Fund ETF Class and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2025-12-18 | 2025-09-30 | N-1A | 811-05201 | Amendment | — | — |
| 2025-12-02 | 2025-09-30 | N-1A | 811-05201 | Original | — | — |
| 2024-12-02 | 2024-09-30 | N-1A | 811-05201 | Original | — | — |
| 2023-12-04 | 2023-09-30 | N-1A | 811-05201 | Original | — | — |
| 2022-12-09 | 2022-09-30 | N-1A | 811-05201 | Original | — | — |
| 2021-12-13 | 2021-09-30 | N-1A | 811-05201 | Original | — | — |
| 2020-12-08 | 2020-09-30 | N-1A | 811-05201 | Original | — | — |
Showing 1–7 of 7 filings
Service providers (latest report, filed 2025-12-18)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Thornburg Investment Management, Inc. | — | — |
| Custodian | AB SEB bankas | LT | — |
| Custodian | AS SEB banka | LV | — |
| Custodian | AS SEB Pank | EE | — |
| Custodian | BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO | MX | — |
| Custodian | Banco de Chile | CL | — |
| Custodian | Bank Handlowy w Warszawie Spolka Akcyjna | PL | — |
| Custodian | Bank Hapoalim B.M. | IL | — |
| Custodian | BNP Paribas | FR | — |
| Custodian | BNP Paribas (Athens, Attica, GR, Branch) | GR | — |
| Custodian | Citibank del Peru S.A. | PE | — |
| Custodian | Citibank Europe Public Limited Company | IE | — |
| Custodian | Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch) | RO | — |
| Custodian | Citibank Europe Public Limited Company (Budapest, HU, Branch) | HU | — |
| Custodian | Citibank Maghreb S.A. | MA | — |
| Custodian | Citibank, Anonim Sirketi | TR | — |
| Custodian | Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) | AR | — |
| Custodian | Citibank, National Association (Mumbai, Maharashtra, IN, Branch) | IN | — |
| Custodian | Citibank, National Association (Panama City, Panama, PA, Branch) | PA | — |
| Custodian | Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) | BR | — |
| Custodian | Citibank, National Association (Singapore, SG, Branch) | SG | — |
| Custodian | Cititrust Colombia S A Sociedad Fiduciaria | CO | — |
| Custodian | Clearstream Banking S.A. | LU | — |
| Custodian | Deutsche Bank (Malaysia) Berhad | MY | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) | NL | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) | ID | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch) | PK | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) | PH | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) | IN | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) | TW | — |
| Custodian | Euroclear Bank | BE | — |
| Custodian | First Abu Dhabi Bank MISR S.A.E. | EG | — |
| Custodian | First Abu Dhabi Bank P.J.S.C. | AE | — |
| Custodian | First Abu Dhabi Bank P.J.S.C. (Kuwait City, Al Asimah, KW, Branch) | KW | — |
| Custodian | First Abu Dhabi Bank P.J.S.C. (Manama, Capital, BH, Branch) | BH | — |
| Custodian | FirstRand Bank Limited | ZA | — |
| Custodian | HSBC Bank (China) Company Limited | CN | — |
| Custodian | HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) | QA | — |
| Custodian | Intesa Sanpaolo S.p.A. | IT | — |
| Custodian | Joint Stock Company 'Commercial Bank CitiBank' | RU | — |
| Custodian | Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) | JP | — |
| Custodian | Ngan Hang Trach Nhiem Huu Han Mot Thanh Vien HSBC (Viet Nam) | VN | — |
| Custodian | Royal Bank of Canada | CA | — |
| Custodian | Skandinaviska Enskilda Banken AB | SE | — |
| Custodian | Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) | DK | — |
| Custodian | Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) | FI | — |
| Custodian | Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) | NO | — |
| Custodian | Stanbic IBTC Bank Ltd | NG | — |
| Custodian | Standard Bank Namibia Limited | NA | — |
| Custodian | Standard Chartered Bank (Hong Kong) Limited | HK | — |
| Custodian | Standard Chartered Bank (Thai) Public Company Limited | TH | — |
| Custodian | Standard Chartered Bank Ghana PLC | GH | — |
| Custodian | Standard Chartered Bank Kenya Limited | KE | — |
| Custodian | State Street Bank and Trust Company | — | — |
| Custodian | State Street Bank and Trust Company (Edinburgh, GB, Branch) | GB | — |
| Custodian | State Street Bank International GmbH | DE | — |
| Custodian | State Street Trust Company Canada | CA | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited | HK | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) | NZ | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Colombo, Western, LK, Branch) | LK | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Ebene, Plaines Wilhems, MU, Branch) | MU | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) | KR | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) | AU | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | UniCredit Bank Austria AG | AT | — |
| Custodian | UniCredit Bank Czech Republic and Slovakia, a.s. | CZ | — |
| Custodian | UniCredit Banka Slovenija d.d. | SI | — |
| Transfer Agent | SS&C GIDS, Inc. | US | — |
| Administrator | Thornburg Investment Management, Inc. | US | Yes |
| Pricing Service | Bloomberg L.P. | — | — |
| Pricing Service | ICE Data Services, Inc. | — | — |
| Pricing Service | London Stock Exchange Group PLC | GB | — |
| Pricing Service | PricingDirect Inc. | — | — |
| Pricing Service | S&P Global Inc. | — | — |
| Shareholder Servicing Agent | SS&C GIDS, Inc. | US | — |
| Principal Underwriter | Thornburg Securities LLC | — | Yes |
| Independent Public Accountant | PricewaterhouseCoopers LLP | US | — |