UNOV · Holdings ETF

$41.72 +0.04 (+0.10%)

Volume · Oct 20 475 Avg daily vol (3M) 4923

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 20

Total Value: $20,421,253

Total Shares: 493,915

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 20 13F filers · Δ vs Jun 30, 2026

Top Holder

34.9%

+26.3 pts

Top 5

69.1%

+39.6 pts

Top 10

87.4%

+41.1 pts

HHI

1,636

Moderately concentrated+1,311

Who Holds UNOV

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 78 filers, like-for-like change -59.3%; actively managed books -59.1%; index-like books -94.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	62.8%	54	-57.8%	10	4
Bank	0.9%	2	+0.1%	0	1
Broker-dealer	2.2%	1	+73.9%	0	0
Holding company	7.4%	2	-17.2%	0	1
Unknown	26.7%	19	-68.9%	2	0

Style	Share	Filers	Change	New	Exited
Index-like	0.1%	1	-94.0%	0	1
Systematic-like	0.7%	1	-39.9%	0	0
Concentrated	33.8%	21	-60.7%	2	3
Diversified active	65.4%	55	-58.4%	10	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.9%	48	-13.0%	5	5
Medium turnover	27.6%	19	-75.7%	5	1
High turnover	6.5%	5	+26.9%	2	0
Unknown	1.1%	6	-98.1%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.6%	7	-90.2%	1	0
Medium horizon	24.0%	17	-23.2%	2	1
Long horizon	69.7%	53	-56.0%	8	5
Unknown	0.8%	1	new	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	25.6%	28	-67.0%	3	2
$1B to $10B	40.5%	28	-67.9%	7	2
$10B to $100B	24.7%	14	+0.3%	2	0
$100B or more	9.2%	8	-47.4%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	58.9%	49	-59.5%	9	4
Pooled investment vehicles	0.7%	1	-39.9%	0	0
Pension and profit sharing plans	1.6%	2	0.0%	0	0
Other investment advisers	0.9%	1	new	1	0
Diversified	0.7%	1	+0.1%	0	0
Charitable organizations	0.0%	0	—	0	0
Unknown	37.2%	24	-61.6%	2	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.7%	1	-39.9%	0	0
Private equity funds	2.5%	2	+79.5%	1	0
Real estate funds	0.8%	2	+16.7%	1	0
Other private funds	3.0%	2	0.0%	0	0
No private funds	55.9%	47	-60.8%	8	4
Venture capital funds	0.0%	0	—	0	0
Unknown	37.2%	24	-61.6%	2	2

Location	Share	Filers	Change	New	Exited
United States	99.9%	77	-59.3%	12	5
Outside the US	0.1%	1	+14.5%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F.

Conviction and Crowding

38 13F filers, quarter ended Dec 31, 2022

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

5.26% of filers hold it in their top 10

Sep 30, 2022: 0

Holders above 5%

median weight 0.023%

Sep 30, 2022: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

78.3%

of 13F shares, Herfindahl 0.098

Active holders

+29.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 4.6 quarters

Under 1 year 38.6% 1 to 3 years 49.0% 3 years or more 12.4% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Dec 31, 2022, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$28.54

estimated per share

Sep 30, 2022: $29.01

Quarter-end price

$27.71

implied by 13F values

Estimated gain or loss

-2.9%

price against the estimated cost

Estimated at a loss

98.0%

of costed 13F value

Estimated cost covers 78.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -58

Institutional value: -72.7%

Shares held: -73.5%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	+12,551	172,522
Mid CoreCap Advisors, LLC	+555	2,597
Small Triumph Capital Management	+456	24,400

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid IFP Advisors, Inc	−82,362	13,692
Small Kellett Wealth Advisors, LLC	−30,134	39,921
Small CWC Advisors, LLC.	−4,573	7,886
Small Buska Wealth Management, LLC	−3,870	6,594
Small KFG WEALTH MANAGEMENT, LLC	−3,148	39,723

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Large Concurrent Investment Advisors, LLC	64,860	$2,681,682
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	12,492	$516,490

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small FC Advisory LLC	5,235	$210,237
Mid AdvisorNet Financial, Inc	2,579	$103,572

Filter: New 2 Increased 3 Reduced 9 Sold out 2 Unchanged 6

Holder type: Registered adviser 17 Unknown 3

Showing 20 of 20

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser UNOV	$7,133,042	34.93%	172,522	—	+12,551 +7.8%	Shares	2026-10-14
Large Concurrent Investment Advisors, LLC Registered adviser UNOV	$2,681,682	13.13%	64,860	—	New	Shares	2026-10-16
Small Kellett Wealth Advisors, LLC Registered adviser UNOV	$1,650,561	8.08%	39,921	—	-30,134 -43.0%	Shares	2026-10-15
Small KFG WEALTH MANAGEMENT, LLC Registered adviser UNOV	$1,642,375	8.04%	39,723	—	-3,148 -7.3%	Shares	2026-10-16
Small Triumph Capital Management Registered adviser UNOV	$1,008,835	4.94%	24,400	—	+456 +1.9%	Shares	2026-10-14
Small Castle Rock Wealth Management, LLC Registered adviser UNOV	$995,273	4.87%	24,072	—	-577 -2.3%	Shares	2026-10-09
Mid SteelPeak Wealth, LLC Registered adviser UNOV	$775,852	3.80%	18,765	—	-1,508 -7.4%	Shares	2026-10-16
Small Lantz Financial LLC Registered adviser UNOV	$704,365	3.45%	17,036	—	0 0.0%	Shares	2026-10-15
Mid Atria Investments, Inc Registered adviser UNOV	$697,501	3.42%	16,870	—	0 0.0%	Shares	2026-10-15
Mid IFP Advisors, Inc Registered adviser UNOV	$566,105	2.77%	13,692	—	-82,362 -85.7%	Shares	2026-10-16
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC UNOV	$516,490	2.53%	12,492	—	New	Shares	2026-10-13
Small ATX Financial Planning, LLC Registered adviser UNOV	$380,091	1.86%	9,193	—	0 0.0%	Shares	2026-10-14
Small CWC Advisors, LLC. Registered adviser UNOV	$326,052	1.60%	7,886	—	-4,573 -36.7%	Shares	2026-10-15
Small Buska Wealth Management, LLC UNOV	$272,633	1.34%	6,594	—	-3,870 -37.0%	Shares	2026-10-08
Small FINANCIAL MANAGEMENT NETWORK INC Registered adviser UNOV	$237,737	1.16%	5,750	—	-2,200 -27.7%	Shares	2026-10-09
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser UNOV	$219,132	1.07%	5,300	—	-2,000 -27.4%	Shares	2026-10-13
Small CRA Financial Services, LLC Registered adviser UNOV	$207,762	1.02%	5,025	—	0 0.0%	Shares	2026-10-16
Small Bison Wealth, LLC Registered adviser UNOV	$207,431	1.02%	5,017	—	0 0.0%	Shares	2026-10-13
Mid CoreCap Advisors, LLC Registered adviser UNOV	$107,374	0.53%	2,597	—	+555 +27.2%	Shares	2026-10-08
Small Noble Wealth Management PBC UNOV	$90,960	0.45%	2,200	—	0 0.0%	Shares	2026-10-01
Small FC Advisory LLC Registered adviser UNOV	$210,237	1.03%	5,235	—	Sold Out	Shares	2026-07-09
Mid AdvisorNet Financial, Inc Registered adviser UNOV	$103,572	0.51%	2,579	—	Sold Out	Shares	2026-07-23
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