YYY · Amplify CEF High Income ETF · Holdings ETF

$10.20 -0.07 (-0.68%) At close · Oct 23

Volume · Oct 23 464.26K Avg daily vol (3M) 475.85K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

Quarter:

Holders: 18

Total Value: $16,144,422

Total Shares: 1,555,340

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 18 13F filers · Δ vs Jun 30, 2026

Top Holder

46.5%

+18.4 pts

Top 5

82.9%

+19.9 pts

Top 10

94.8%

+16.9 pts

HHI

2,620

Highly concentrated+1,388

Who Holds YYY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 92 filers, like-for-like change +4.6%; actively managed books +1.7%; index-like books +12.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	26.9%	58	-15.9%	7	4
Adviser	0.1%	1	+3.7%	0	0
Bank	4.5%	6	+34.1%	0	1
Broker-dealer	16.1%	1	+5.4%	0	0
Non-US	0.2%	1	+6.0%	0	0
Holding company	35.0%	3	+13.0%	1	0
Unknown	17.2%	22	+24.4%	6	3

Style	Share	Filers	Change	New	Exited
Index-like	28.1%	1	+12.7%	0	0
Systematic-like	0.0%	0	—	0	0
Concentrated	1.5%	13	-84.3%	4	1
Diversified active	70.4%	78	+15.0%	10	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	93.8%	70	+4.4%	10	6
Medium turnover	5.3%	15	+0.3%	0	2
High turnover	0.4%	4	+16317.7%	3	0
Unknown	0.5%	3	+3.8%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.5%	3	+3.8%	1	0
Medium horizon	13.1%	21	+45.8%	2	1
Long horizon	85.7%	65	+0.2%	10	7
Unknown	0.6%	3	+10.4%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	6.8%	22	-53.7%	3	2
$1B to $10B	18.4%	41	+13.1%	5	2
$10B to $100B	15.5%	18	+11.5%	4	2
$100B or more	59.2%	11	+16.2%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	24.7%	54	-19.6%	5	4
Pooled investment vehicles	0.0%	0	—	0	0
Pension and profit sharing plans	0.9%	1	0.0%	0	0
Corporations	0.6%	1	new	1	0
Other investment advisers	0.6%	2	+74.0%	1	0
Registered funds and BDCs	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	73.1%	34	+14.8%	7	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.3%	1	+9.5%	0	0
Private equity funds	0.6%	1	new	1	0
Real estate funds	0.1%	1	+22.0%	0	1
Other private funds	0.5%	1	-3.8%	0	0
No private funds	25.3%	54	-18.5%	6	3
Private funds, type not stated	0.0%	0	—	0	0
Unknown	73.1%	34	+14.8%	7	4

Location	Share	Filers	Change	New	Exited
United States	99.6%	89	+4.7%	14	6
Outside the US	0.4%	3	-16.3%	0	2

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

92 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.17% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.008%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

78.0%

of 13F shares, Herfindahl 0.123

Active holders

+1.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 19.5 quarters

Under 1 year 3.11% 1 to 3 years 25.2% 3 years or more 71.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.56

estimated per share

Mar 31, 2026: $11.64

Quarter-end price

$11.53

implied by 13F values

Estimated gain or loss

-0.2%

price against the estimated cost

Estimated at a loss

46.1%

of costed 13F value

Estimated cost covers 3.98% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -75

Institutional value: -93.0%

Shares held: -92.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid NWF Advisory Services Inc.	+9,490	723,635
Small Independent Wealth Network Inc.	+3,288	191,208
Mid First Heartland Consultants, Inc.	+2,532	77,320
Small Bison Wealth, LLC	+2,151	45,088
Small Samalin Investment Counsel, LLC	+1,352	18,967

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid WEDBUSH SECURITIES INC	−31,324	235,629
Mid Brookstone Capital Management	−21,415	39,725
Mid SBI Securities Co., Ltd.	−3,162	36,768
Small Key Client Fiduciary Advisors, LLC	−1,908	12,158

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Mid Blue Trust, Inc.	8,620	$89,475
Large TD Waterhouse Canada Inc.	781	$8,106

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Sage Capital Management, LLC	23,500	$270,955
Mid RMR Wealth Builders	20,951	$241,565
Mid Simplicity Wealth,LLC	19,957	$230,104
Small CERTIOR FINANCIAL GROUP, LLC	12,233	$141,046
Small LifeSteps Financial, Inc.	110	$1,268

Filter: New 2 Increased 8 Reduced 4 Sold out 5 Unchanged 4

Holder type: Registered adviser 15 Non-US 1 Unknown 2

Showing 18 of 18

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

NWF Advisory Services Inc. YYY

$7,511,331

46.53%

723,635

WEDBUSH SECURITIES INC YYY

$2,445,829

15.15%

235,629

Independent Wealth Network Inc. YYY

$1,984,739

12.29%

191,208

First Heartland Consultants, Inc. YYY

$802,581

4.97%

77,320

Ignite Planners, LLC YYY

$643,726

3.99%

62,016

Bison Wealth, LLC YYY

$468,013

2.90%

45,088

INDEPENDENT FINANCIAL GROUP, LLC YYY

$429,213

2.66%

41,350

Brookstone Capital Management YYY

$412,345

2.55%

39,725

SBI Securities Co., Ltd. YYY

$381,651

2.36%

36,768

Farther Finance Advisors, LLC YYY

$228,899

1.42%

22,052

Samalin Investment Counsel, LLC YYY

$196,877

1.22%

18,967

Concurrent Investment Advisors, LLC YYY

$174,923

1.08%

16,852

McAdam, LLC YYY

$159,789

0.99%

15,394

Key Client Fiduciary Advisors, LLC YYY

$126,200

0.78%

12,158

Blue Trust, Inc. YYY

$89,475

0.55%

8,620

Triumph Capital Management YYY

$78,130

0.48%

7,527

TD Waterhouse Canada Inc. YYY

$8,106

0.05%

781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	781	$8,106	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC YYY

$2,595

0.02%

250