ROOSEVELT INVESTMENT GROUP INC

CIK

1020617

Location

New York, NY

Portfolio Value

Mid $1,288,052,711

Diversification

Diversified

Filing Date

Global Rank

#1,247 / 6,820 ▲ 40 · as of Sep 2022

Top Industry

Consumer Electronics 7.0%

Period ended 3 years ago

Filed Oct 19, 2022 · 3y

11 quarters · since Mar 2020

Portfolio Concentration

253 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

6.3%

−0.7 pts

Top 5

24.7%

−1.8 pts

Top 10

37.2%

−2.1 pts

HHI

233

Diversified−17

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Technology	19.1%	$245,989,212	14
Unclassified	18.6%	$239,240,685	37
Healthcare	12.6%	$162,157,696	21
Financial Services	12.2%	$156,815,676	39
Consumer Cyclical	6.9%	$89,183,110	18
Industrials	6.2%	$79,955,981	21
Utilities	6.1%	$77,966,514	17
Consumer Defensive	5.2%	$66,952,822	16
Real Estate	4.5%	$57,491,509	20
Communication Services	3.8%	$49,552,763	13
Energy	2.9%	$37,593,360	25
Basic Materials	2.0%	$25,153,383	12

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOOGL	Alphabet Inc.	+402,853	423,662	$40,540,677
MDLZ	Mondelez International, Inc.	+264,846	270,548	$14,834,146
MRVL	Marvell Technology, Inc.	+86,577	419,858	$18,016,106
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+41,295	1,522,075	$80,545,378
PLD	Prologis, Inc.	+38,720	214,057	$21,748,191
TSLA	Tesla, Inc.	+33,062	34,640	$9,188,260
NVDA	Nvidia Corp	+24,411	111,002	$13,474,532
MCK	Mckesson Corp	+23,073	58,014	$19,717,218
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	+19,164	21,193	$346,652
BLK	BlackRock, Inc.	+14,287	769,294	$25,994,444
TMO	Thermo Fisher Scientific Inc.	+12,337	39,442	$20,004,587
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+11,952	360,189	$18,962,427
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	+11,890	764,962	$20,188,387
OWL	Blue Owl Capital Inc.	+9,916	41,033	$378,734
FBCG	Fidelity Blue Chip Growth ETF	+9,747	512,684	$21,527,601
INTC	Intel Corp	+9,230	85,227	$2,196,299
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	+8,598	354,977	$17,933,438
KR	Kroger Co	+8,370	18,225	$797,343
VB	Vanguard Morningstar Small-Cap ETF	+7,484	426,656	$57,502,284
PPL	PPL Corp	+7,100	15,500	$392,925
CE	Celanese Corp	+6,200	204,401	$18,465,586
MCHP	Microchip Technology Inc	+5,219	404,074	$24,660,636
CAH	Cardinal Health Inc	+5,000	11,000	$733,480
CG	Carlyle Group Inc.	+5,000	15,000	$387,600
CXW	CoreCivic, Inc.	+5,000	15,000	$132,600
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−655,545	146,845	$0
DVN	Devon Energy Corp/De	−212,830	11,477	$690,112
—		−94,861	13,706	$0
LKQ	Lkq Corp	−22,440	9,371	$441,842
ARI	Apollo Commercial Real Estate Finance, Inc.	−8,749	11,554	$95,898
T	At&T Inc.	−7,123	69,490	$1,065,976
AMZN	Amazon Com Inc	−5,396	55,481	$6,269,353
QVCAQ	QVC Group, Inc.	−4,823	39,958	$0
GSK	GSK plc	−4,503	10,628	$312,782
DOW	Dow Inc.	−3,942	29,234	$1,284,249
IP	International Paper Co /New/	−3,428	20,603	$653,115
BP	Bp PLC	−2,670	10,783	$307,854
META	Meta Platforms, Inc.	−2,652	5,677	$770,255
AB	Alliancebernstein Holding L.P.	−2,135	14,250	$499,605
MMM	3M Co	−2,023	8,209	$907,094
WBD	Warner Bros. Discovery, Inc.	−1,636	17,914	$206,011
OKE	Oneok Inc /New/	−1,459	4,794	$245,644
AAPL	Apple Inc.	−1,409	530,032	$73,250,422
TCPC	BlackRock TCP Capital Corp.	−1,278	33,120	$362,001
DX	Dynex Capital Inc	−1,209	60,725	$707,446
CME	Cme Group Inc.	−1,097	6,529	$1,156,481
V	Visa Inc.	−1,080	52,196	$9,272,619
NRG	Nrg Energy, Inc.	−1,056	17,850	$683,119
BHP	BHP Group Ltd	−986	4,469	$223,628
NMFC	New Mountain Finance Corp	−900	24,456	$281,977
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
PYPL	PayPal Holdings, Inc.	194,974	$16,781,412
HRMY	Harmony Biosciences Holdings, Inc.	194,084	$8,595,980
BCBP	Bcb Bancorp Inc	40,193	$676,448
MS	Morgan Stanley	4,621	$365,105
ABI	VictoryShares Pioneer Asset-Based Income ETF	4,861	$278,256
CCJ	Cameco Corp	8,678	$230,053
AFK	VanEck Africa Index ETF	3,500	$209,965
MAT	Mattel Inc /De/	10,000	$189,400
LUMN	Lumen Technologies, Inc.	15,819	$115,162
HLN	Haleon plc	12,861	$78,323
MITT	TPG Mortgage Investment Trust, Inc.	13,948	$57,326
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
TXN	Texas Instruments Inc	2,074	$318,670
ARLP	Alliance Resource Partners LP	16,764	$305,607
ZUMZ	Zumiez Inc	8,460	$219,960
GS	Goldman Sachs Group Inc	733	$217,715
ED	Consolidated Edison Inc	2,222	$211,312
—		8,875	$208,207
SKT	Tanger Inc.	10,353	$147,219
NLY	Annaly Capital Management Inc	20,749	$122,626
JQC	Nuveen Credit Strategies Income Fund	10,633	$55,291
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

253 tracked positions · $1,288,052,711 total · filing declares 288 positions · $1,389,688,000 · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 253 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	1,522,075	+41,295	$80,545,378	−7.8%	6.25%
AAPL	Apple Inc. Technology	Reduced	530,032	-1,409	$73,250,422	+0.8%	5.69%
MSFT	Microsoft Corp Technology	Added	256,189	+195	$59,666,418	−9.2%	4.63%
VB	Vanguard Morningstar Small-Cap ETF	Added	426,656	+7,484	$57,502,284	−4.1%	4.46%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	177,413	+1,481	$47,779,022	−1.4%	3.71%
GOOGL	Alphabet Inc. Communication Services	Added	423,662	+402,853	$40,540,677	−3.7%	3.15%
UNH	Unitedhealth Group Inc Healthcare	Added	66,381	+1,036	$33,525,060	−0.1%	2.60%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Added	100,744	+1,500	$29,169,417	+4.3%	2.26%
ODFL	Old Dominion Freight Line, Inc. Industrials	Reduced	117,237	-258	$29,165,048	−3.1%	2.26%
CEG	Constellation Energy Corp Utilities	Added	338,065	+974	$28,123,627	+45.7%	2.18%
NEE	Nextera Energy Inc Utilities	Added	355,266	+3,744	$27,856,407	+2.3%	2.16%
KEYS	Keysight Technologies, Inc. Technology	Reduced	176,708	-805	$27,806,770	+13.6%	2.16%
STZ	Constellation Brands, Inc. Consumer Defensive	Added	118,692	+868	$27,261,178	−0.7%	2.12%
BLK	BlackRock, Inc. Financial Services	Added	769,294	+14,287	$25,994,444	−5.1%	2.02%
MCHP	Microchip Technology Inc Technology	Added	404,074	+5,219	$24,660,636	+6.5%	1.91%
AZO	Autozone Inc Consumer Cyclical	Added	10,719	+495	$22,959,346	+4.5%	1.78%
HD	Home Depot, Inc. Consumer Cyclical	Added	80,997	+504	$22,350,312	+1.2%	1.74%
PLD	Prologis, Inc. Real Estate	Added	214,057	+38,720	$21,748,191	+5.4%	1.69%
FBCG	Fidelity Blue Chip Growth ETF	Added	512,684	+9,747	$21,527,601	−4.0%	1.67%
CCI	Crown Castle Inc. Real Estate	Added	142,347	+816	$20,576,258	−13.7%	1.60%
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Added	764,962	+11,890	$20,188,387	−11.6%	1.57%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	39,442	+12,337	$20,004,587	+35.8%	1.55%
MCK	Mckesson Corp Healthcare	Added	58,014	+23,073	$19,717,218	+73.0%	1.53%
ENPH	Enphase Energy, Inc. Technology	Added	71,034	+1,929	$19,709,803	+46.1%	1.53%
ROST	Ross Stores, Inc. Consumer Cyclical	Added	233,202	+13	$19,651,932	+20.0%	1.53%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	Added	360,189	+11,952	$18,962,427	−5.9%	1.47%
CE	Celanese Corp Basic Materials	Added	204,401	+6,200	$18,465,586	−20.8%	1.43%
MRVL	Marvell Technology, Inc. Technology	Added	419,858	+86,577	$18,016,106	+24.2%	1.40%
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Added	354,977	+8,598	$17,933,438	−1.4%	1.39%
PYPL	PayPal Holdings, Inc. Financial Services	NEW	194,974	NEW	$16,781,412	NEW	1.30%
MA	Mastercard Inc Financial Services	Added	58,907	+839	$16,749,616	−8.6%	1.30%
CARR	CARRIER GLOBAL Corp Industrials	Added	464,756	+1,692	$16,526,723	+0.1%	1.28%
UNP	Union Pacific Corp Industrials	Reduced	84,377	-162	$16,438,327	−8.8%	1.28%
SPGI	S&P Global Inc. Financial Services	Reduced	48,684	-238	$14,865,657	−9.8%	1.15%
MDLZ	Mondelez International, Inc. Consumer Defensive	Added	270,548	+264,846	$14,834,146	+4090.0%	1.15%
LLY	ELI LILLY & Co Healthcare	Held	42,114	0	$13,617,561	−0.3%	1.06%
NVDA	Nvidia Corp Technology	Added	111,002	+24,411	$13,474,532	+2.7%	1.05%
SYK	Stryker Corp Healthcare	Added	60,389	+425	$12,231,188	+2.5%	0.95%
CVX	Chevron Corp Energy	Added	71,693	+2,935	$10,300,133	+3.5%	0.80%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	286,520	+3,551	$9,713,862	−2.8%	0.75%
V	Visa Inc. Financial Services	Reduced	52,196	-1,080	$9,272,619	−11.6%	0.72%
TSLA	Tesla, Inc. Consumer Cyclical	Added	34,640	+33,062	$9,188,260	+764.7%	0.71%
HRMY	Harmony Biosciences Holdings, Inc. Healthcare	NEW	194,084	NEW	$8,595,980	NEW	0.67%
OXY	Occidental Petroleum Corp /De/ Energy	Added	120,500	+2,582	$7,404,725	+6.7%	0.57%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	55,481	-5,396	$6,269,353	−3.0%	0.49%
XIFR	XPLR Infrastructure, LP Utilities	Reduced	86,467	-67	$6,252,428	−2.6%	0.49%
LMT	Lockheed Martin Corp Industrials	Reduced	15,459	-215	$5,971,657	−11.4%	0.46%
ABBV	AbbVie Inc. Healthcare	Reduced	40,423	-39	$5,425,170	−12.5%	0.42%
JNJ	Johnson & Johnson Healthcare	Reduced	30,728	-828	$5,019,726	−10.4%	0.39%
AJG	Arthur J. Gallagher & Co. Financial Services	Reduced	29,145	-38	$4,990,206	+4.9%	0.39%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.