FINANCIAL DISCOVERY GROUP INC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $118,318,604 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $105,532,631 | Individuals and high net worth (100%) |
| May 2024 to Mar 2025 | $100,611,340 | Individuals and high net worth (100%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 92.7%; sector active share 83.1% against the combined 13F book's sector weights.
Over time 2 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
16 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 100.0% | $38,145,745 |
| Basic Materials | 0.0% | $0 |
| Financial Services | 0.0% | $0 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SGOV | iShares 0-3 Month Treasury Bond ETF | +30,495 | 166,952 | $16,808,727 | |
| CTA | EIDP, Inc. | +2,678 | 127,123 | $0 | |
| EFA | iShares MSCI EAFE ETF | +1,847 | 18,187 | $1,889,447 | |
| VEA | Vanguard FTSE Developed Markets ETF | +940 | 7,432 | $524,773 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | +760 | 2,982 | $1,115,983 | |
| SHV | iShares 0-1 Year Treasury Bond ETF | +672 | 22,588 | $2,491,908 | |
| IWD | iShares Russell 1000 Value ETF | +196 | 7,350 | $1,822,285 | |
| VB | Vanguard Index Funds | +60 | 1,372 | $390,320 | |
| SPY | Spdr S&P 500 ETF Trust | +10 | 1,273 | $970,827 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | −34,200 | 25,073 | $1,541,989 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −9,072 | 60,028 | $2,367,504 | |
| SPHD | Invesco Ltd. | −5,305 | 29,146 | $0 | |
| — | −4,408 | 38,436 | $0 | ||
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | −1,410 | 17,098 | $2,879,645 | |
| BOND | PIMCO Active Bond Exchange-Traded Fund | −1,195 | 52,909 | $4,602,553 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarterSold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IUSB | iShares Core Universal USD Bond ETF | 5,823 | $268,731 | |
| VIG | Vanguard Specialized Funds | 1,040 | $246,084 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | 334 | $234,915 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | 2,526 | $207,409 | |
| VEU | Vanguard International Equity Index Funds | 2,413 | $202,088 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
Added | 166,952 | $16,808,727 | 44.06% | |
| BOND |
PIMCO Active Bond Exchange-Traded Fund
|
Reduced | 52,909 | $4,602,553 | 12.07% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Reduced | 17,098 | $2,879,645 | 7.55% | |
| SHV |
iShares 0-1 Year Treasury Bond ETF
|
Added | 22,588 | $2,491,908 | 6.53% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
Reduced | 60,028 | $2,367,504 | 6.21% | |
| EFA |
iShares MSCI EAFE ETF
|
Added | 18,187 | $1,889,447 | 4.95% | |
| IWD |
iShares Russell 1000 Value ETF
|
Added | 7,350 | $1,822,285 | 4.78% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Reduced | 25,073 | $1,541,989 | 4.04% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 2,982 | $1,115,983 | 2.93% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 1,273 | $970,827 | 2.55% | |
| MUNI |
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
|
Held | 14,888 | $739,784 | 1.94% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 7,432 | $524,773 | 1.38% | |
| VB |
Vanguard Index Funds
|
Added | 1,372 | $390,320 | 1.02% | |
|
|
Reduced | 38,436 | $0 | 0.00% | ||
| SPHD |
Invesco Ltd.
Financial Services
|
Reduced | 29,146 | $0 | 0.00% | |
| CTA |
EIDP, Inc.
Basic Materials
|
Added | 127,123 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.