ASSETMARK, INC

Registered adviser

CIK

1344551

Location

CONCORD, CA

Portfolio Value

Large $56,519,826,766

Diversification

Diversified

Reports for

AssetMark Financial Holdings, Inc.

Filing Date

Global Rank

#174 / 8,817 ▲ 10 · as of Jun 2026

Top Industry

Semiconductors 15.1%

Period ended 27 days ago

Filed Oct 21, 2026 · 6d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 109018

Roster of Oct 1, 2026

Regulatory AUM

$91,760,148,020

Main clients

Individuals and high net worth (92% of AUM)

Registered funds advised

15 series (0 index, 0 ETFs)

$5,056,187,970 net assets· N-CEN Mar 31, 2026

LEI

549300I37LWKSDSJ5585

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$91,760,148,020	Individuals and high net worth (92%)
Apr 2025 to Mar 2026	$77,412,781,198	Individuals and high net worth (91%)
Apr 2024 to Mar 2025	$65,618,270,379	Individuals and high net worth (91%)
May 2023 to Mar 2024	$55,215,464,971	Individuals and high net worth (90%)
Apr 2023	$55,215,464,971	Individuals and high net worth (90%)
Apr 2022 to Mar 2023	$60,116,320,247	Individuals and high net worth (90%)

4 earlier changes not shown.

Stated strategy

Multi-asset, Index / passive, Wealth management / planning Form ADV Part 2A, Sep 14, 2026 · original

In the firm's words

Multi-asset: Some of our portfolios use alternative asset classes, such as managed futures mutual funds, within the portfolio to help mitigate the potential downside volatility of the stock and bond markets.
Index / passive: ETFs, when available, offer a low-cost, fee transparent, generally passively managed or implemented, indexed approach to investing.
Wealth management / planning: AAM offers an asset allocation service designed to build long-term wealth while maintaining risk tolerance and loss threshold levels based on your distinct financial needs and goals.

Stated strategy

Multi-asset, Wealth management / planning Form ADV Part 2A, Sep 14, 2026 · original

In the firm's words

Multi-asset: AssetMark provides the Solutions through the maintenance of “Asset Allocation Models,” which specify the percentage of specific securities to be held by each Account.
Wealth management / planning: AssetMark is responsible for the selection and management of subadvisors for each of the GuideMark Funds.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 54.6%, 17.2 effective positions, active share 61.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

19.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.5 quarters (12+), a floor since 78.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 61.1%; sector active share 50.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

3,754 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.6%

+0.1 pts

Top 5

46.0%

+0.3 pts

Top 10

55.7%

+1.1 pts

HHI

587

Diversified+6

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	62.2%	$35,171,014,487	1,312
Technology	13.2%	$7,456,829,714	344
Financial Services	5.2%	$2,916,603,943	523
Communication Services	5.1%	$2,861,321,397	105
Healthcare	3.9%	$2,207,328,909	296
Consumer Cyclical	2.7%	$1,539,763,497	249
Industrials	2.1%	$1,213,045,839	337
Consumer Defensive	1.8%	$1,030,592,399	108
Basic Materials	1.3%	$737,013,445	127
Energy	1.0%	$566,544,317	139
Utilities	0.9%	$518,215,938	76
Real Estate	0.5%	$301,552,881	138

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SSO	ProShares Ultra S&P500	+5,221,280	5,270,036	$365,371,595
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	+4,510,349	4,629,738	$109,724,790
—		+2,765,116	2,935,214	$0
SHV	iShares 0-1 Year Treasury Bond ETF	+2,530,659	3,267,462	$360,466,407
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	+2,453,934	7,961,928	$732,895,472
ILF	iShares Latin America 40 ETF	+2,042,574	2,284,693	$78,821,908
PDBA		+1,976,158	1,984,373	$74,533,049
EIX	Edison International	+1,846,738	3,464,746	$186,160,802
—		+1,844,235	3,214,913	$0
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+1,619,628	3,315,556	$169,855,933
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+1,510,046	9,396,425	$473,109,998
JPST	JPMorgan Ultra-Short Income ETF	+1,431,548	3,210,509	$161,713,338
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+1,321,111	43,707,780	$4,049,525,817
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+1,314,676	11,717,988	$1,178,243,693
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	+1,045,307	11,343,566	$552,545,099
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+1,003,831	7,118,535	$169,777,059
SHY	iShares 1-3 Year Treasury Bond ETF	+969,420	5,547,328	$450,443,033
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+931,337	1,767,637	$43,059,637
IEI	iShares 3-7 Year Treasury Bond ETF	+916,835	4,856,733	$550,947,791
DEM	WisdomTree Emerging Markets High Dividend Fund	+827,634	1,123,585	$62,145,486
—		+809,567	2,049,339	$0
IAGG	iShares Core International Aggregate Bond ETF	+802,408	2,398,261	$117,994,441
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+742,883	14,009,554	$577,894,102
EZU	iShares Trust	+676,007	677,860	$0
APA	APA Corp	+596,377	622,754	$25,869,201
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	−5,400,856	1,507,987	$116,431,676
T	At&T Inc.	−4,211,307	6,566,765	$160,229,066
VRIG	Invesco Variable Rate Investment Grade ETF	−2,984,077	154,681	$3,870,892
USDU	WisdomTree Bloomberg U.S. Dollar Bullish Fund	−2,886,074	215,516	$5,812,466
DFAC	Dimensional U.S. Core Equity 2 ETF	−2,642,644	2,990,875	$132,944,393
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	−2,169,170	4,068,681	$377,370,162
—		−2,112,832	333,192	$0
ASHR	DBX ETF Trust	−1,353,059	2,305	$75,304
GOVT	iShares U.S. Treasury Bond ETF	−1,124,646	26,299,371	$575,167,243
FLOT	iShares Floating Rate Bond ETF	−1,010,827	1,073,372	$54,795,640
EWW	iShares MSCI Mexico ETF	−997,702	287	$20,402
HYLB	Xtrackers USD High Yield Corporate Bond ETF	−885,129	168	$5,916
USHY	iShares Broad USD High Yield Corporate Bond ETF	−786,919	1,735,444	$61,990,059
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−784,972	189,554	$19,368,627
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	−736,047	818,596	$37,377,093
PEG	Public Service Enterprise Group Inc	−720,554	79,862	$5,377,907
HYEM	VanEck Emerging Markets High Yield Bond ETF	−719,675	340	$6,599
FOXA	Fox Corp	−642,376	3,853,234	$241,405,110
EWU	iShares MSCI United Kingdom ETF	−601,123	9,683	$450,549
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−530,373	2,632,951	$236,333,681
IXJ	iShares Global Healthcare ETF	−514,675	271,805	$27,756,726
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	−481,826	14,913	$2,351,481
XLF	State Street Corp	−466,288	619,394	$0
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−414,843	4,458,082	$1,029,950,684
MTUM	iShares MSCI USA Momentum Factor ETF	−377,758	762,847	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SKHY	SK hynix Inc.	337,212	$62,097,589
PULS	PGIM Ultra Short Bond ETF	273,784	$13,541,356
OAEM	ONEASCENT EMERGING MARKETS ETF	178,454	$8,781,364
JMHI	JPMorgan High Yield Municipal ETF	146,291	$6,866,899
INRO		162,291	$5,973,477
HNGE	Hinge Health, Inc.	13,873	$1,349,010
GARP	iShares MSCI USA Quality GARP ETF	15,661	$1,335,256
MBBA		20,599	$966,299
DRH	DiamondRock Hospitality Co	56,763	$701,590
SYRE	Spyre Therapeutics, Inc.	7,232	$643,864
ARB		20,189	$604,458
SRRK	Scholar Rock Holding Corp	8,070	$389,942
PEB	Pebblebrook Hotel Trust	16,893	$316,912
NAT	NORDIC AMERICAN TANKERS Ltd	29,583	$233,705
HAFN	Hafnia Ltd	16,965	$168,632
EGUS	iShares ESG Aware MSCI USA Growth ETF	1,904	$112,546
JPIN	JPMorgan Diversified Return International Equity ETF	1,374	$101,408
OMFS	Invesco Russell 2000 Dynamic Multifactor ETF	2,050	$101,141
MNA	NYLIM Merger Arbitrage ETF	2,696	$99,293
DEXC	Dimensional Emerging Markets ex China Core Equity ETF	1,005	$80,088
IVES	Dan IVES Wedbush AI Revolution ETF	1,640	$67,322
BTSG	BrightSpring Health Services, Inc.	1,132	$64,241
BUCK	Simplify Treasury Option Income ETF	2,554	$58,946
EMA	Emera Inc	1,215	$58,113
ELVN	Enliven Therapeutics, Inc.	1,255	$57,529
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		16,152	$5,726,368
DXUV	Dimensional US Vector Equity ETF	67,150	$4,465,475
—		11,510	$2,171,822
—		4,125	$845,790
—		21,217	$628,680
—		16,284	$609,347
PWZ	Invesco Ltd.	14,039	$344,095
BSMS	Invesco BulletShares 2028 Municipal Bond ETF	7,096	$166,330
—		2,566	$133,303
MINO	PIMCO Municipal Income Opportunities Active Exchange-Traded Fund	2,256	$103,234
PDI	PIMCO Dynamic Income Fund	5,268	$87,975
MLCO	Melco Resorts & Entertainment LTD	15,982	$84,225
FRNW	Fidelity Clean Energy ETF	3,294	$80,307
HYT	Blackrock Corporate High Yield Fund, Inc.	9,290	$79,522
EMXF	iShares ESG Advanced MSCI EM ETF	1,171	$67,853
—		812	$62,053
BKMI		2,205	$58,304
HAWK	HawkEye 360, Inc.	2,770	$56,009
RSPH	Victory Portfolios II	1,080	$35,845
—		2,022	$33,383
DFSB	Dimensional Global Sustainability Fixed Income ETF	598	$31,161
—		2,581	$30,223
NRK	Nuveen New York Amt-Free Quality Municipal Income Fund	2,643	$28,332
PZT	Invesco Ltd.	1,232	$28,003
CFIT	Cambria Fixed Income Trend ETF	1,060	$27,639
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

3,754 tracked positions · $56,519,826,766 total · filing declares 3,773 positions · $59,480,088,721 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 3,754 positions by value · page 1 of 76

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	43,707,780	+1,321,111	$4,049,525,817	+8.7%	7.16%
VOO	VANGUARD 500 INDEX FUND	Added	4,176,253	+138,388	$2,926,968,677	+5.5%	5.18%
MGV	VANGUARD MEGA CAP VALUE INDEX FUND	Reduced	15,718,874	-123,815	$2,532,153,412	−2.2%	4.48%
NVDA	Nvidia Corp Technology	Added	6,198,057	+39,949	$1,415,512,257	+14.9%	2.50%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	11,717,988	+1,314,676	$1,178,243,693	+12.3%	2.08%
MSFT	Microsoft Corp Technology	Added	2,114,965	+17,853	$1,084,765,548	+38.7%	1.92%
AAPL	Apple Inc. Technology	Added	3,136,607	+48,288	$1,044,552,863	+16.9%	1.85%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	4,458,082	-414,843	$1,029,950,684	−13.0%	1.82%
GOOGL	Alphabet Inc. Communication Services	Added	2,845,297	+112,286	$979,009,791	+0.2%	1.73%
IEFA	iShares Core MSCI EAFE ETF	Added	9,766,603	+212,031	$946,188,498	+2.5%	1.67%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	4,074,853	-351,963	$796,756,007	−8.9%	1.41%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Added	7,961,928	+2,453,934	$732,895,472	+46.6%	1.30%
META	Meta Platforms, Inc. Communication Services	Reduced	978,625	-3,191	$709,679,277	+28.3%	1.26%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	2,130,331	-20,014	$622,269,685	−5.5%	1.10%
IVV	iShares Core S&P 500 ETF	Added	780,407	+30,150	$597,674,700	+6.4%	1.06%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,326,667	+334,428	$579,689,083	+22.1%	1.03%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	14,009,554	+742,883	$577,894,102	+2.7%	1.02%
GOVT	iShares U.S. Treasury Bond ETF	Reduced	26,299,371	-1,124,646	$575,167,243	−7.9%	1.02%
AVGO	Broadcom Inc. Technology	Added	1,637,230	+81,873	$574,978,803	−2.1%	1.02%
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	Added	11,343,566	+1,045,307	$552,545,099	+4.6%	0.98%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	4,856,733	+916,835	$550,947,791	+19.1%	0.97%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	7,696,957	+445,841	$539,941,533	+1.4%	0.96%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	1,560,484	-47,864	$527,178,309	−10.4%	0.93%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	1,289,658	-12,312	$482,641,609	+0.2%	0.85%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Added	9,396,425	+1,510,046	$473,109,998	+12.8%	0.84%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	5,547,328	+969,420	$450,443,033	+19.8%	0.80%
MU	Micron Technology Inc Technology	Added	389,924	+42,715	$415,311,951	+3.6%	0.73%
VEA	Vanguard FTSE Developed Markets ETF	Added	5,830,734	+83,023	$411,708,127	+0.5%	0.73%
VTV	VANGUARD VALUE INDEX FUND	Reduced	1,875,803	-117,496	$405,323,512	−6.7%	0.72%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	9,037,819	+233,220	$401,369,541	−2.6%	0.71%
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	Reduced	4,068,681	-2,169,170	$377,370,162	−37.2%	0.67%
SSO	ProShares Ultra S&P500	Added	5,270,036	+5,221,280	$365,371,595	+11021.8%	0.65%
SHV	iShares 0-1 Year Treasury Bond ETF	Added	3,267,462	+2,530,659	$360,466,407	+343.3%	0.64%
MUB	iShares National Muni Bond ETF	Added	3,469,360	+116,714	$350,752,296	−2.8%	0.62%
NEM	NEWMONT Corp Basic Materials	Reduced	2,978,254	-38,484	$343,511,816	+21.9%	0.61%
BNDX	Vanguard Total International Bond ETF	Reduced	7,281,839	-219,292	$341,299,793	−6.1%	0.60%
VUG	VANGUARD GROWTH INDEX FUND	Added	3,610,074	+110,766	$325,303,768	+7.9%	0.58%
UTHR	UNITED THERAPEUTICS Corp Healthcare	Reduced	600,171	-23,897	$325,226,663	−3.8%	0.58%
SYF	Synchrony Financial Financial Services	Added	4,580,878	+178,109	$325,104,911	−2.9%	0.58%
JPM	Jpmorgan Chase & Co Financial Services	Added	898,024	+44,407	$297,093,279	+6.3%	0.53%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	600,806	+3,763	$274,081,689	−3.9%	0.48%
TLH	iShares 10-20 Year Treasury Bond ETF	Added	2,646,560	+199,656	$243,933,435	−0.7%	0.43%
FOXA	Fox Corp Communication Services	Reduced	3,853,234	-642,376	$241,405,110	+2.9%	0.43%
AMAT	Applied Materials Inc Technology	Added	466,464	+83,049	$238,540,360	−13.9%	0.42%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	2,632,951	-530,373	$236,333,681	−15.0%	0.42%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	1,397,151	-2,613	$202,978,097	−1.1%	0.36%
EXEL	Exelixis, Inc. Healthcare	Reduced	3,384,739	-49,085	$197,702,604	+5.8%	0.35%
UAL	United Airlines Holdings, Inc. Industrials	Added	1,739,237	+183,143	$192,968,345	−8.8%	0.34%
GOOG	Alphabet Inc. Communication Services	Reduced	566,195	-1,829	$192,925,284	−3.9%	0.34%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	6,324,420	-301,692	$189,732,600	−2.7%	0.34%

Showing the top 50 of 3,754 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.