PATHSTONE FAMILY OFFICE, LLC

Adviser

CIK

1511137

Location

ENGLEWOOD, NJ

Portfolio Value

Large $12,926,769,156

Diversification

Diversified

Files via

PARAMETRIC PORTFOLIO ASSOCIATES LLC

Filing Date

Global Rank

#300 / 7,035 ▲ 167 · as of Sep 2023

Top Industry

Software - Infrastructure 10.5%

Period ended 3 years ago

Filed Nov 8, 2023 · 2y

15 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Adviser

Schedule 13G, Aug 15, 2025

Records disagree; the first in precedence decides.

13F reports continue under

Pathstone Holdings, LLC from Dec 31, 2023

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 60.1% of the book (60%+)

Turnover

Low turnover

23.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 12.6 quarters (12+), a floor since 71.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 58.3%; sector active share 48.7% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,612 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

23.2%

+5.0 pts

Top 5

49.0%

+3.1 pts

Top 10

60.4%

+1.2 pts

HHI

778

Diversified+188

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	60.7%	$7,846,998,392	400
Technology	11.9%	$1,535,291,866	197
Financial Services	6.3%	$814,827,041	205
Consumer Cyclical	5.1%	$661,831,382	146
Consumer Defensive	4.0%	$522,781,920	68
Healthcare	3.4%	$441,060,670	146
Communication Services	2.6%	$338,691,450	54
Industrials	2.5%	$328,946,397	177
Energy	1.7%	$219,664,068	59
Real Estate	0.6%	$77,816,253	64
Basic Materials	0.6%	$71,653,990	53
Utilities	0.5%	$67,205,727	43

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IWF	iShares Russell 1000 Growth ETF	+5,615,254	5,713,590	$35,995,186
IWD	iShares Russell 1000 Value ETF	+4,799,075	5,038,517	$40,308,840
EFA	iShares MSCI EAFE ETF	+3,534,840	3,863,471	$52,984,779
IWR	iShares Russell Mid-Cap ETF	+2,037,184	2,053,275	$142,189,293
SPY	Spdr S&P 500 ETF Trust	+1,707,357	2,390,409	$1,021,852,039
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+1,420,593	1,502,345	$155,222,285
IVV	iShares Core S&P 500 ETF	+1,246,434	2,280,752	$979,423,331
IJH	iShares Core S&P Mid-Cap ETF	+1,191,095	1,437,089	$358,338,142
VOO	VANGUARD 500 INDEX FUND	+1,183,850	1,323,617	$519,784,395
AAPL	Apple Inc.	+1,138,120	2,300,589	$393,883,842
IWB	iShares Russell 1000 ETF	+1,119,893	1,170,028	$274,851,277
IJR	iShares Core S&P Small-Cap ETF	+999,503	2,016,088	$190,177,581
MDY	Spdr S&P Midcap 400 ETF Trust	+961,212	963,113	$439,795,920
CMCSA	Comcast Corp	+935,573	1,088,505	$48,264,353
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	+783,682	801,808	$92,215,938
IWM	iShares Russell 2000 ETF	+716,176	893,233	$157,870,000
SG	Sweetgreen, Inc.	+679,877	694,102	$8,155,698
XLF	State Street Corp	+649,107	666,255	$22,099,678
VEA	Vanguard FTSE Developed Markets ETF	+635,707	4,732,735	$206,915,174
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+607,213	1,044,267	$40,945,709
—		+525,750	611,166	$9,055,639
IWS	iShares Russell Mid-Cap Value ETF	+509,304	531,001	$3,272,209
EFV	iShares MSCI EAFE Value ETF	+496,418	1,086,522	$53,163,521
—		+452,492	476,802	$64,630,511
BAC	Bank Of America Corp	+423,526	594,111	$16,266,759
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DUHP	Dimensional US High Profitability ETF	−1,204,679	1,124,693	$28,893,363
DFIC	Dimensional International Core Equity 2 ETF	−765,703	3,456,831	$80,717,003
DFNM	Dimensional National Municipal Bond ETF	−727,875	19,272	$895,569
DFEV	Dimensional Emerging Markets Value ETF	−432,910	146,643	$3,471,039
MUB	iShares National Muni Bond ETF	−275,756	82,842	$8,494,618
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−241,511	3,339,433	$103,555,817
DFUV	Dimensional U.S. Marketwide Value ETF	−219,587	1,159,533	$39,447,312
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−210,344	3,273,413	$73,717,260
SHY	iShares 1-3 Year Treasury Bond ETF	−161,620	437,915	$35,457,977
DFLV	Dimensional US Large Cap Value ETF	−160,227	2,842,817	$70,530,289
EWI	iShares MSCI Italy ETF	−149,805	58,098	$1,767,341
DFCF	Dimensional Core Fixed Income ETF	−146,384	1,318,428	$53,224,938
CMBS	iShares CMBS ETF	−131,710	469,881	$21,163,440
UBER	Uber Technologies, Inc	−68,959	1,054,754	$48,508,136
AMCR	Amcor plc	−68,923	1,413,338	$12,946,176
PGR	Progressive Corp	−54,507	379,628	$52,882,180
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	−52,209	407,398	$27,157,150
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−51,946	831,978	$27,929,501
EWA	iShares MSCI Australia ETF	−41,938	17,269	$371,456
DFIV	Dimensional International Value ETF	−36,173	383,084	$12,496,200
EWQ	iShares MSCI France ETF	−31,832	12,333	$438,931
JBGS	JBG SMITH Properties	−28,734	39,647	$573,295
EWL	iShares MSCI Switzerland ETF	−27,376	10,983	$478,529
DFAE	Dimensional Emerging Core Equity Market ETF	−23,543	62,161	$1,402,973
LUMN	Lumen Technologies, Inc.	−21,978	24,303	$34,510
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		572,522	$25,019,211
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	305,433	$17,999,166
IYR	iShares U.S. Real Estate ETF	225,058	$17,586,032
QLD	ProShares Ultra QQQ	289,499	$17,181,765
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	291,191	$16,641,565
SDS	ProShares UltraShort S&P500	408,933	$15,175,503
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	206,798	$12,798,728
ICF	iShares Select U.S. REIT ETF	244,521	$12,265,173
—		339,240	$11,781,805
AGZ	iShares Agency Bond ETF	87,450	$9,252,210
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	177,570	$8,924,668
SCHY	Schwab International Dividend Equity ETF	377,242	$8,676,566
DVY	iShares Select Dividend ETF	76,474	$8,231,661
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	85,142	$7,696,836
IGF	iShares Global Infrastructure ETF	161,838	$7,005,967
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	104,158	$6,829,640
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	151,000	$6,612,290
IYW	iShares, Inc.	55,171	$5,788,541
TQQQ	ProShares UltraPro QQQ	158,660	$5,651,469
EWJ	iShares MSCI Japan ETF	86,547	$5,217,918
VOTE	TCW Transform 500 ETF	103,209	$5,148,064
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	70,562	$4,878,656
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	73,280	$4,752,940
QID	ProShares UltraShort QQQ	327,000	$4,578,000
—		115,332	$4,255,750
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SUSL	iShares ESG MSCI USA Leaders ETF	6,575	$509,036
TLT	iShares 20+ Year Treasury Bond ETF	3,923	$403,833
SCHP	Schwab U.S. TIPS ETF	6,250	$327,687
MRCY	Mercury Systems Inc	9,399	$325,111
EMO	ClearBridge Energy Midstream Opportunity Fund Inc.	9,200	$274,712
OVV	Ovintiv Inc.	7,114	$270,829
DY	Dycom Industries Inc	2,202	$250,257
BGS	B&G Foods, Inc.	17,034	$237,113
—		1,851	$227,598
KT	Kt Corp	20,000	$226,000
GTLB	Gitlab Inc.	4,407	$225,241
TXG	10x Genomics, Inc.	3,912	$218,446
JACK	Jack In The Box Inc	2,179	$212,517
DB	Deutsche Bank Aktiengesellschaft	19,900	$209,547
ISRA	VanEck Israel ETF	5,893	$207,787
CAR	Avis Budget Group, Inc.	899	$205,574
PHI	PLDT Inc.	8,600	$200,982
WOMN	Impact Shares Women's Empowerment ETF	6,528	$200,213
FHB	First Hawaiian, Inc.	10,903	$196,363
AVA	Avista Corp	4,864	$191,009
CII	BlackRock Enhanced Large Cap Core Fund, Inc.	10,000	$185,100
OUT	OUTFRONT Media Inc.	11,571	$181,903
EEFT	Euronet Worldwide, Inc.	1,541	$180,867
CCOI	Cogent Communications Holdings, Inc.	2,302	$154,901
IRS	Irsa Investments & Representations Inc	11,000	$89,399
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,612 tracked positions · $12,926,769,156 total · filing declares 1,659 positions · $13,115,259,982 · as of Sep 30, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,612 positions by value · page 1 of 33

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Added	2,863,209	+2,180,157	$1,223,964,583	+304.2%	15+	before history	9.47%
IVV	iShares Core S&P 500 ETF	Added	2,280,752	+1,246,434	$979,423,331	+112.5%	15+	before history	7.58%
VOO	VANGUARD 500 INDEX FUND PUT + SHARES	Added	1,326,117	+1,186,350	$520,766,145	+814.8%	15+	before history	4.03%
MSFT	Microsoft Corp Technology	Added	1,462,153	+279,571	$461,674,809	+14.6%	15+	before history	3.57%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	963,113	+961,212	$439,795,920	+48207.6%	15+	before history	3.40%
AAPL	Apple Inc. Technology	Added	2,300,589	+1,118,120	$393,883,842	+71.7%	15+	before history	3.05%
IJH	iShares Core S&P Mid-Cap ETF	Added	1,437,089	+1,191,095	$358,338,142	+457.1%	15+	before history	2.77%
IWB	iShares Russell 1000 ETF	Added	1,170,028	+1,119,893	$274,851,277	+2149.2%	15+	before history	2.13%
VEA	Vanguard FTSE Developed Markets ETF	Added	4,732,735	+635,707	$206,915,174	+9.4%	15+	before history	1.60%
IJR	iShares Core S&P Small-Cap ETF	Added	2,016,088	+999,503	$190,177,581	+87.7%	15+	before history	1.47%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	938,044	-4,664	$183,565,830	−3.9%	12	unpriced	1.42%
KO	Coca Cola Co Consumer Defensive	Added	3,006,906	+243,649	$168,326,597	+1.2%	15+	before history	1.30%
BRK-A	Berkshire Hathaway Inc Financial Services	Added	304	+47	$161,569,008	+21.4%	15+	before history	1.25%
IWM	iShares Russell 2000 ETF	Added	893,233	+716,176	$157,870,000	+376.1%	15+	before history	1.22%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	1,502,345	+1,420,593	$155,222,285	+1690.0%	15+	before history	1.20%
IWR	iShares Russell Mid-Cap ETF	Added	2,053,275	+2,037,184	$142,189,293	+11999.9%	6	unpriced	1.10%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	630,727	+265,747	$133,972,722	+66.6%	15+	before history	1.04%
VO	VANGUARD MID-CAP INDEX FUND	Added	592,998	+310,376	$123,485,903	+98.5%	15+	before history	0.96%
LOW	Lowes Companies Inc Consumer Cyclical	Added	528,852	+26,287	$109,916,599	−3.1%	15+	before history	0.85%
AMZN	Amazon Com Inc Consumer Cyclical	Added	855,736	+307,043	$108,781,160	+52.1%	15+	before history	0.84%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	304,682	+239,373	$106,730,104	+379.2%	15+	before history	0.83%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	3,339,433	-241,511	$103,555,817	−11.1%	8	unpriced	0.80%
KDP	Keurig Dr Pepper Inc. Consumer Defensive	Added	3,159,283	+123,889	$99,738,564	+5.1%	5	unpriced	0.77%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	801,808	+783,682	$92,215,938	+4050.3%	15+	before history	0.71%
TSLA	Tesla, Inc. Consumer Cyclical	Added	367,636	+52,144	$91,989,879	+11.3%	15+	before history	0.71%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Added	248,479	+217,115	$89,022,571	+668.3%	15+	before history	0.69%
IWO	iShares Russell 2000 Growth ETF	Added	391,767	+383,845	$87,814,573	+4468.1%	6	unpriced	0.68%
GOOG	Alphabet Inc. Communication Services	Added	629,210	+298,952	$82,961,338	+107.7%	15+	before history	0.64%
NVDA	Nvidia Corp Technology	Added	188,560	+101,034	$82,021,714	+121.5%	15+	before history	0.63%
DFIC	Dimensional International Core Equity 2 ETF	Reduced	3,456,831	-765,703	$80,717,003	−21.2%	4	$22.43	0.62%
GOOGL	Alphabet Inc. Communication Services	Added	584,201	+230,023	$76,448,542	+80.3%	15+	before history	0.59%
EFOR	Everforth Inc Technology	Added	919,155	+792	$75,076,580	+8.1%	15+	before history	0.58%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	3,273,413	-210,344	$73,717,260	−9.2%	6	$23.26	0.57%
VB	Vanguard Index Funds	Added	389,142	+35,665	$73,575,077	+4.7%	15+	before history	0.57%
TLH	iShares 10-20 Year Treasury Bond ETF	Added	717,295	+401,535	$70,632,038	+101.9%	2	unpriced	0.55%
DFLV	Dimensional US Large Cap Value ETF	Reduced	2,842,817	-160,227	$70,530,289	−7.5%	4	unpriced	0.55%
VUG	VANGUARD GROWTH INDEX FUND	Added	248,947	+63,094	$67,790,757	+28.9%	15+	before history	0.52%
		Added	476,802	+452,492	$64,630,511	+1788.2%	6	$143.34	0.50%
PAA	Plains All American Pipeline LP Energy	Added	3,867,152	+89,124	$59,244,768	+11.2%	15+	before history	0.46%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	663,369	-15,959	$58,960,236	+2.4%	15+	before history	0.46%
COST	Costco Wholesale Corp Consumer Defensive	Added	98,573	+8,485	$55,689,802	+14.8%	15+	before history	0.43%
DFCF	Dimensional Core Fixed Income ETF	Reduced	1,318,428	-146,384	$53,224,938	−12.9%	6	$42.30	0.41%
EFV	iShares MSCI EAFE Value ETF	Added	1,086,522	+496,418	$53,163,521	+84.1%	5	unpriced	0.41%
EFA	iShares MSCI EAFE ETF	Added	3,863,471	+3,534,840	$52,984,779	+122.4%	15+	before history	0.41%
PGR	Progressive Corp Financial Services	Reduced	379,628	-54,507	$52,882,180	−8.0%	15+	before history	0.41%
SLAB	Silicon Laboratories Inc. Technology	Added	438,779	+787	$50,850,098	−26.4%	12	$157.32	0.39%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	345,155	+288,792	$50,344,308	+488.6%	15+	before history	0.39%
UBER	Uber Technologies, Inc Technology	Reduced	1,054,754	-74,959	$48,508,136	−0.5%	15+	before history	0.38%
CMCSA	Comcast Corp Communication Services	Added	1,088,505	+935,573	$48,264,353	+659.6%	15+	before history	0.37%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	1,116,401	+70,241	$45,805,933	+5.6%	4	unpriced	0.35%

Showing the top 50 of 1,612 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.