DeGreen Capital Management LLC

CIK

1536333

Location

SCOTTSDALE, AZ

Portfolio Value

Small $301,398,080

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,594 / 6,035 ▲ 63 · as of Sep 2021

Period ended 5 years ago

Filed Oct 5, 2021 · 5y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.9% of the book (60%+)

Turnover

Medium turnover

59.0% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.6 quarters, but 84.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 95.4%; sector active share 72.8% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

21 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

36.1%

+1.5 pts

Top 5

72.6%

+2.6 pts

Top 10

96.9%

+0.7 pts

HHI

1,791

Moderately concentrated+114

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$301,398,080	21

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	+218,887	569,369	$21,248,851
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	+180,637	324,399	$9,946,073
FLOT	iShares Floating Rate Bond ETF	+68,163	131,221	$6,671,275
FLTR	VanEck IG Floating Rate ETF	+58,101	113,194	$2,875,127
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	+30,009	541,746	$28,869,644
MNA	NYLIM Merger Arbitrage ETF	+28,971	541,143	$17,792,781
VEA	Vanguard FTSE Developed Markets ETF	+24,108	439,075	$22,168,896
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+21,262	523,267	$19,109,710
IEI	iShares 3-7 Year Treasury Bond ETF	+7,382	145,491	$18,938,563
IJH	iShares Core S&P Mid-Cap ETF	+2,618	51,316	$13,499,700
IJR	iShares Core S&P Small-Cap ETF	+2,375	36,374	$3,971,677
IVV	iShares Core S&P 500 ETF	+1,765	138,389	$59,620,748
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+564	10,596	$905,428
VEU	Vanguard International Equity Index Funds	+269	12,417	$756,940
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
—		−165,977	171,338	$4,692,947
SHYL	Xtrackers Short Duration High Yield Bond ETF	−88,028	108,742	$5,200,042
SCHX	Schwab U.S. Large-Cap ETF	−11,461	44,009	$4,578,247
VOO	VANGUARD 500 INDEX FUND	−5,799	60,211	$23,747,218
QQQ	Invesco Qqq Trust, Series 1	−3,669	79,201	$28,350,789
SCHM	Schwab U.S. Mid-Cap ETF	−1,935	29,617	$2,270,436
IDEV	iShares Core MSCI International Developed Markets ETF	−1,387	92,532	$6,182,988
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
CXSE	WisdomTree China ex-State-Owned Enterprises Fund	87,425	$5,891,570
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

21 tracked positions · $301,398,080 total · filing declares 1 positions · $301,398,000 · as of Sep 30, 2021

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	138,389	+1,765	$59,620,748	+1.5%	7+	before history	19.78%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	541,746	+30,009	$28,869,644	+5.7%	7+	before history	9.58%
QQQ	Invesco Qqq Trust, Series 1	Reduced	79,201	-3,669	$28,350,789	−3.5%	6	$254.13	9.41%
VOO	VANGUARD 500 INDEX FUND	Reduced	60,211	-5,799	$23,747,218	−8.6%	7+	before history	7.88%
VEA	Vanguard FTSE Developed Markets ETF	Added	439,075	+24,108	$22,168,896	+3.7%	7+	before history	7.36%
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	Added	569,369	+218,887	$21,248,851	+44.1%	7+	before history	7.05%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	523,267	+21,262	$19,109,710	+3.7%	7+	before history	6.34%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	145,491	+7,382	$18,938,563	+5.1%	3	unpriced	6.28%
MNA	NYLIM Merger Arbitrage ETF	Added	541,143	+28,971	$17,792,781	+3.6%	7+	before history	5.90%
IJH	iShares Core S&P Mid-Cap ETF	Added	51,316	+2,618	$13,499,700	+3.2%	7+	before history	4.48%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Added	324,399	+180,637	$9,946,073	+125.7%	7+	before history	3.30%
FLOT	iShares Floating Rate Bond ETF	Added	131,221	+68,163	$6,671,275	+108.2%	7+	before history	2.21%
IDEV	iShares Core MSCI International Developed Markets ETF	Reduced	92,532	-1,387	$6,182,988	−2.4%	7+	before history	2.05%
SHYL	Xtrackers Short Duration High Yield Bond ETF	Reduced	108,742	-88,028	$5,200,042	−45.1%	7+	before history	1.73%
		Reduced	171,338	-165,977	$4,692,947	−49.6%	7+	before history	1.56%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	44,009	-11,461	$4,578,247	−20.6%	7+	before history	1.52%
IJR	iShares Core S&P Small-Cap ETF	Added	36,374	+2,375	$3,971,677	+3.4%	7+	before history	1.32%
FLTR	VanEck IG Floating Rate ETF	Added	113,194	+58,101	$2,875,127	+105.6%	7+	before history	0.95%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	29,617	-1,935	$2,270,436	−8.1%	7+	before history	0.75%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	10,596	+564	$905,428	+5.1%	2	$85.35	0.30%
VEU	Vanguard International Equity Index Funds	Added	12,417	+269	$756,940	−1.7%	7+	before history	0.25%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.