MNA · NYLI Merger Arbitrage ETF ETF

$36.68 0.00 (0.00%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,113,979

Total Shares: 57,949

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2026

Top Holder

100.0%

+83.5 pts

Top 5

100.0%

+45.6 pts

Top 10

100.0%

+30.1 pts

HHI

10,000

Highly concentrated+9,203

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

1

Decreased

0

Sold Out

80

Unchanged

0

Holder count: -80

Institutional value: -98.7%

Shares held: -98.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+4,125	57,949

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Large New York Life Investment Management LLC	767,320	$27,892,082
Mega MORGAN STANLEY	726,092	$26,393,443
Mid OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC	554,304	$20,148,950
Mid OPPENHEIMER ASSET MANAGEMENT INC.	283,921	$10,320,528
Mega ENVESTNET ASSET MANAGEMENT INC	191,035	$6,944,122

Filter: New 0 Increased 1 Reduced 0 Sold out 80 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC MNA

$2,113,979

100.00%

57,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	57,949	$2,113,979	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	63,955	$2,324,764	8.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	662,137	$24,068,679	91.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Investment Management Group, LLC	40,100	$1,457,635	27.5%	Defined
EQUITABLE ADVISORS, LLC	145	$5,270	0.1%	Defined
Equitable Investment Management, LLC	105,830	$3,846,920	72.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	143,006	$5,198,268	98.9%	Defined
Ameriprise Bank, FSB	1,534	$55,760	1.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	10,016	$364,081	9.7%	Defined
RBC Dominion Securities Inc.	13,342	$484,981	12.9%	Defined
RBC Private Counsel (USA) Inc.	79,272	$2,881,537	76.8%	Defined
RBC Trust Co (Delaware) Ltd	550	$19,992	0.5%	Defined
CITY NATIONAL BANK	25	$908	0.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	63,955	$2,324,764	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	2,564	$93,201	6.5%	Defined
Raymond James Financial Services Advisors, Inc.	36,814	$1,338,188	93.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	36,291	$1,319,177	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	25,283	$919,037	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5,949	$216,246	34.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	11,347	$412,463	65.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	8,986	$326,641	90.7%	Defined
Osaic Advisory Services, LLC	922	$33,514	9.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,937	$70,409	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	513	$18,647	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	47	$1,708	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	8	$290	66.7%	Defined
J.P. Morgan Securities LLC	4	$145	33.3%	Defined