B. Riley Wealth Management, Inc.

CIK

1599892

Location

Memphis, TN

Portfolio Value

Mid $1,158,198,202

Diversification

Diversified

Filing Date

Global Rank

#1,358 / 6,853 ▲ 133 · as of Jun 2022

Top Industry

Drug Manufacturers - General 8.8%

Period ended 4 years ago

Filed Sep 9, 2022 · 4y

10 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2022, never from the firm's own description.

Style

Diversified active

Top 10 weight 34.7%, 44.8 effective positions, active share 50.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

23.6% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 7.5 quarters, but 56.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 50.2%; sector active share 33.7% against the combined 13F book's sector weights.

Over time 10 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

704 tracked positions · as of Jun 30, 2022 · Δ vs Mar 31, 2022

Top Position

10.3%

+0.4 pts

Top 5

25.4%

+0.3 pts

Top 10

34.7%

+0.7 pts

HHI

223

Diversified+9

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2022

Sector	% Portfolio	Value	Positions
Unclassified	43.2%	$500,524,146	247
Technology	12.0%	$139,274,999	55
Healthcare	8.2%	$95,512,262	49
Financial Services	7.2%	$83,272,957	127
Consumer Cyclical	6.4%	$73,896,955	38
Industrials	5.1%	$58,878,906	44
Energy	5.0%	$58,328,877	31
Consumer Defensive	3.8%	$43,843,767	29
Communication Services	3.6%	$41,624,961	20
Real Estate	2.9%	$33,415,346	31
Utilities	1.8%	$20,545,063	17
Basic Materials	0.8%	$9,079,963	16

Last Quarter's Activity

Export CSV

Jun 30, 2022 vs Mar 31, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+745,253	1,066,171	$19,233,724
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+293,702	325,946	$16,336,413
AMZN	Amazon Com Inc	+269,967	283,141	$30,072,405
—		+252,107	353,747	$1,839,484
EPD	Enterprise Products Partners L.P.	+225,810	686,175	$16,722,084
SLVO		+119,975	186,475	$0
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+90,434	151,618	$1,270,558
VEA	Vanguard FTSE Developed Markets ETF	+88,504	99,638	$4,065,230
SHY	iShares 1-3 Year Treasury Bond ETF	+84,770	89,655	$7,422,537
WMB	Williams Companies, Inc.	+84,590	98,583	$3,076,775
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+81,314	97,708	$4,069,538
MPLX	Mplx LP	+72,864	96,358	$2,808,835
KMI	Kinder Morgan, Inc.	+70,000	89,539	$1,500,673
AAPL	Apple Inc.	+69,640	394,033	$53,872,191
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+65,803	99,803	$359,290
JPST	JPMorgan Ultra-Short Income ETF	+56,783	91,073	$4,561,846
GLD	Spdr Gold Trust	+53,414	86,066	$14,498,678
HQH	abrdn Healthcare Investors	+47,927	64,775	$1,210,644
VTV	VANGUARD VALUE INDEX FUND	+47,614	328,636	$43,340,515
CSM	ProShares Large Cap Core Plus	+46,475	334,753	$0
T	At&T Inc.	+45,927	169,225	$3,546,956
PAA	Plains All American Pipeline LP	+44,993	59,734	$586,587
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+44,724	274,915	$20,965,017
VUG	VANGUARD GROWTH INDEX FUND	+40,913	201,091	$44,821,132
DNA	Ginkgo Bioworks Holdings, Inc.	+37,000	48,900	$116,382
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOOD	Gladstone Commercial Corp	−250,472	251,924	$4,746,248
BHK	Blackrock Core Bond Trust	−193,913	174,451	$1,974,785
NLY	Annaly Capital Management Inc	−171,299	64,677	$382,241
JPM	Jpmorgan Chase & Co	−159,530	44,328	$4,991,776
ONEQ	Fidelity Nasdaq Composite Index ETF	−91,345	36,230	$1,563,324
RDVY	First Trust Rising Dividend Achievers ETF	−72,512	41,171	$1,684,717
CSQ	Calamos Strategic Total Return Fund	−62,571	156,730	$2,054,730
STWD	Starwood Property Trust, Inc.	−51,935	46,225	$965,640
CSX	Csx Corp	−47,431	93,682	$2,722,398
GAB	Gabelli Equity Trust Inc	−44,326	32,043	$195,462
NEE	Nextera Energy Inc	−38,627	73,692	$5,708,182
ENB	Enbridge Inc	−37,936	56,023	$2,367,531
FPE	First Trust Preferred Securities and Income ETF	−37,798	242,391	$4,176,396
NZF	Nuveen Municipal Credit Income Fund	−37,255	21,078	$264,739
PAVE	Global X U.S. Infrastructure Development ETF	−36,875	49,220	$0
CVS	CVS HEALTH Corp	−35,892	28,467	$2,637,752
—		−33,714	80,520	$0
LFMD	LifeMD, Inc.	−32,640	2,289	$4,669
WELL	Welltower Inc.	−27,699	36,985	$3,045,714
ABBV	AbbVie Inc.	−27,512	81,306	$12,452,826
DOC	Healthpeak Properties, Inc.	−25,280	39,116	$1,013,495
DUK	Duke Energy CORP	−24,440	47,468	$5,089,044
CCI	Crown Castle Inc.	−23,180	33,786	$5,688,886
SBUX	Starbucks Corp	−22,242	15,717	$1,200,621
BRW	Saba Capital Income & Opportunities Fund	−21,875	21,875	$175,656
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		180,670	$16,529,498
OEF	iShares S&P 100 ETF	32,006	$5,520,074
RIV	Rivernorth Opportunities Fund, Inc.	186,008	$2,626,425
VTHR	VANGUARD RUSSELL 3000 INDEX FUND	12,069	$2,039,661
DVN	Devon Energy Corp	23,890	$1,316,577
DKL	Delek Logistics Partners, LP	24,381	$1,187,354
WES	Western Midstream Partners, LP	39,749	$966,298
MOAT	VanEck Morningstar Wide Moat ETF	15,106	$962,705
FTCS	First Trust Capital Strength ETF	13,472	$942,096
VEU	Vanguard International Equity Index Funds	18,551	$926,807
COWZ	Pacer US Cash Cows 100 ETF	20,531	$884,270
ADI	Analog Devices Inc	5,357	$782,604
PBA	Pembina Pipeline Corp	22,119	$781,906
IYW	iShares, Inc.	9,153	$731,782
SHV	iShares 0-1 Year Treasury Bond ETF	5,682	$625,588
NHC	National Healthcare Corp	8,766	$612,743
WEC	Wec Energy Group, Inc.	6,007	$604,544
OTIS	Otis Worldwide Corp	8,279	$585,076
IP	International Paper Co	13,963	$584,072
FTV	Fortive Corp	9,654	$524,985
AEP	American Electric Power Co Inc	5,117	$490,924
GBAB	Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	25,664	$456,305
VOD	Vodafone Group Public Ltd Co	28,844	$449,389
PGX	Invesco Ltd.	35,824	$442,068
WBD	Warner Bros. Discovery, Inc.	32,634	$437,948
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PTBD	Pacer Trendpilot US Bond ETF	156,013	$3,792,676
JMBS	Janus Henderson Mortgage-Backed Securities ETF	64,183	$3,204,015
VNLA	Janus Henderson Short Duration Income ETF	58,175	$2,855,229
PMO	Franklin Municipal Opportunities Trust	93,159	$1,085,302
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	14,987	$918,553
SCI	Service Corp International	12,892	$848,551
COIN	Coinbase Global, Inc.	3,690	$700,583
UPST	Upstart Holdings, Inc.	5,729	$624,976
BLDR	Builders FirstSource, Inc.	8,499	$548,525
FDG	American Century Focused Dynamic Growth ETF	6,892	$498,360
JMST	JPMorgan Ultra-Short Municipal Income ETF	9,228	$467,305
VTWG	VANGUARD RUSSELL 2000 GROWTH INDEX FUND	2,494	$463,884
TER	Teradyne, Inc	3,703	$437,805
RBLX	Roblox Corp	9,277	$428,968
ILMN	Illumina, Inc.	1,140	$398,316
AA	Alcoa Corp	4,181	$376,415
—		4,294	$374,522
KOS	Kosmos Energy Ltd.	50,000	$359,500
NET	Cloudflare, Inc.	2,892	$346,172
IJJ	iShares S&P Mid-Cap 400 Value ETF	3,113	$341,309
KMPR	KEMPER Corp	5,433	$307,181
—		1,812	$300,175
PENN	PENN Entertainment, Inc.	7,060	$299,485
CPRT	Copart Inc	2,335	$292,972
MQY	Blackrock Muniyield Quality Fund, Inc.	21,225	$292,692
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

704 tracked positions · $1,158,198,202 total · filing declares 756 positions · $85,320,052,000 · as of Jun 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 704 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Added	394,033	+69,640	$53,872,191	−4.9%	10+	before history	4.65%
VUG	VANGUARD GROWTH INDEX FUND	Added	201,091	+40,913	$44,821,132	−2.7%	10+	before history	3.87%
VTV	VANGUARD VALUE INDEX FUND	Added	328,636	+47,614	$43,340,515	+4.4%	4	unpriced	3.74%
MSFT	Microsoft Corp Technology	Added	122,672	+10,754	$31,505,849	−8.7%	10+	before history	2.72%
AMZN	Amazon Com Inc Consumer Cyclical	Added	283,141	+269,967	$30,072,405	−30.0%	10+	before history	2.60%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	274,915	+44,724	$20,965,017	+16.6%	10+	before history	1.81%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Added	1,066,171	+745,253	$19,233,724	+239.8%	2	$18.15	1.66%
HYZD	WisdomTree Interest Rate Hedged High Yield Bond Fund	Added	931,698	+17,357	$18,540,790	−7.5%	6	unpriced	1.60%
SPY	Spdr S&P 500 ETF Trust	Added	47,606	+1,547	$17,959,363	−13.7%	10+	before history	1.55%
EPD	Enterprise Products Partners L.P. Energy	Added	686,175	+225,810	$16,722,084	+40.7%	10+	before history	1.44%
		NEW	180,670	NEW	$16,529,498	NEW	1	$91.44	1.43%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	325,946	+293,702	$16,336,413	+889.4%	4	$50.69	1.41%
GLD	Spdr Gold Trust	Added	86,066	+53,414	$14,498,678	+145.8%	10+	before history	1.25%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	51,683	-19,694	$14,175,096	−33.7%	10+	before history	1.22%
GOOGL	Alphabet Inc. Communication Services	Reduced	6,146	-691	$13,393,731	−29.6%	10+	before history	1.16%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	23,900	-8,162	$12,984,392	−31.4%	10+	before history	1.12%
ABBV	AbbVie Inc. Healthcare	Reduced	81,306	-27,512	$12,452,826	−29.4%	10+	before history	1.08%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Added	189,249	+15,235	$12,217,915	−8.8%	10+	before history	1.05%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	120,837	+7,392	$11,509,724	−0.3%	10+	before history	0.99%
QQQ	Invesco Qqq Trust, Series 1	Reduced	37,828	-683	$10,602,431	−24.1%	10+	before history	0.92%
AMT	American Tower Corp Real Estate	Reduced	40,645	-18,497	$10,388,455	−30.1%	10+	before history	0.90%
		Added	127,432	+22,061	$10,095,163	−4.7%	4	$108.62	0.87%
XOM	ExxonMobil Holdings Corp Energy	Added	117,145	+9,755	$10,032,297	+13.1%	10+	before history	0.87%
JNJ	Johnson & Johnson Healthcare	Added	55,341	+6,377	$9,823,580	+13.2%	10+	before history	0.85%
VZ	Verizon Communications Inc Communication Services	Added	191,729	+6,286	$9,730,246	+3.0%	6	$56.18	0.84%
PFE	Pfizer Inc Healthcare	Reduced	176,362	-12,164	$9,246,659	−5.3%	10+	before history	0.80%
UNH	Unitedhealth Group Inc Healthcare	Reduced	17,857	-2,748	$9,171,890	−12.7%	10+	before history	0.79%
V	Visa Inc. Financial Services	Reduced	45,451	-8,218	$8,948,847	−24.8%	6	$212.79	0.77%
MNA	NYLIM Merger Arbitrage ETF	Added	282,692	+21,473	$8,752,144	+4.9%	10+	before history	0.76%
MRK	Merck & Co., Inc. Healthcare	Reduced	95,809	-17,139	$8,734,906	−5.7%	10+	before history	0.75%
NVDA	Nvidia Corp Technology	Added	55,295	+12,918	$8,382,169	−27.5%	10+	before history	0.72%
CVX	Chevron Corp Energy	Added	57,683	+14,140	$8,351,344	+17.8%	10+	before history	0.72%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	40,819	+8,128	$8,042,567	−0.9%	4	unpriced	0.69%
FTSM	First Trust Enhanced Short Maturity ETF	Reduced	131,478	-18,947	$7,807,163	−12.8%	4	$59.86	0.67%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	77,196	+17,603	$7,650,895	+28.2%	10+	before history	0.66%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	97,506	-17,739	$7,507,962	−10.8%	10+	before history	0.65%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	89,655	+84,770	$7,422,537	+1723.0%	4	unpriced	0.64%
HON	Honeywell International Inc Industrials	Reduced	42,616	-15,350	$7,407,085	−34.3%	10+	before history	0.64%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	78,976	+30,777	$7,195,503	+37.8%	4	$103.63	0.62%
EFA	iShares MSCI EAFE ETF	Added	113,520	+18,772	$7,093,864	+1.7%	4	unpriced	0.61%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	14,548	-6,115	$6,972,565	−41.4%	10+	before history	0.60%
OIH	VanEck Oil Services ETF	Added	29,094	+28,091	$6,767,264	+2287.9%	2	unpriced	0.58%
PEP	Pepsico Inc Consumer Defensive	Reduced	37,550	-3,519	$6,258,083	−9.0%	10+	before history	0.54%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	43,267	+7,692	$6,221,361	+14.5%	10+	before history	0.54%
IWR	iShares Russell Mid-Cap ETF	Added	93,672	+15,769	$6,056,831	−0.4%	4	unpriced	0.52%
META	Meta Platforms, Inc. Communication Services	Reduced	36,321	-2,592	$5,856,761	−32.3%	10+	before history	0.51%
NEE	Nextera Energy Inc Utilities	Reduced	73,692	-38,627	$5,708,182	−40.0%	10+	before history	0.49%
CCI	Crown Castle Inc. Real Estate	Reduced	33,786	-23,180	$5,688,886	−45.9%	10+	before history	0.49%
JEPI	JPMorgan Equity Premium Income ETF	Added	101,237	+34,903	$5,613,591	+37.8%	3	$60.32	0.48%
OEF	iShares S&P 100 ETF	NEW	32,006	NEW	$5,520,074	NEW	1	unpriced	0.48%

Showing the top 50 of 704 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.