NAPA WEALTH MANAGEMENT

CIK

1602844

Location

Napa, CA

Portfolio Value

Small $202,415,402

Diversification

Diversified

Filing Date

Global Rank

#5,898 / 8,113 ▼ 154 · as of Sep 2025

Top Industry

Asset Management 44.9%

Period ended 1 year ago

Filed Nov 12, 2025 · 12mo

8 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2025, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.9% of the book (60%+)

Turnover

High turnover

162.6% over the last four quarters (100%+)

Horizon

Short horizon

Value-weighted holding period 3.7 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 84.7%; sector active share 64.1% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

146 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025

Top Position

14.9%

+3.1 pts

Top 5

48.5%

+12.0 pts

Top 10

64.9%

+9.7 pts

HHI

603

Diversified+173

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2025

Sector	% Portfolio	Value	Positions
Unclassified	76.4%	$154,602,809	96
Financial Services	11.2%	$22,678,928	12
Technology	7.0%	$14,097,191	12
Communication Services	1.9%	$3,879,169	4
Industrials	1.4%	$2,875,270	7
Consumer Cyclical	1.2%	$2,479,151	7
Real Estate	0.4%	$787,991	3
Healthcare	0.3%	$510,098	2
Consumer Defensive	0.2%	$504,795	2
Basic Materials	0.0%	$0	1

Last Quarter's Activity

Export CSV

Sep 30, 2025 vs Jun 30, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PWS	Pacer WealthShield ETF	+108,831	294,176	$9,465,995
TRND	Pacer Trendpilot Fund of Funds ETF	+61,492	141,201	$4,743,647
RDTE	Roundhill Russell 2000 0DTE Covered Call Strategy ETF	+45,575	73,259	$2,451,978
PTBD	Pacer Trendpilot US Bond ETF	+34,770	348,012	$6,901,077
IAUM	iShares Gold Trust Micro	+27,252	140,626	$5,414,101
FLXR		+26,520	51,152	$2,035,849
SDCI	USCF ETF Trust	+23,772	176,636	$4,062,628
LQDW	iShares, Inc.	+14,728	63,511	$1,604,922
PTIN	Pacer Trendpilot International ETF	+14,249	82,646	$2,518,223
HIGH	Simplify Enhanced Income ETF	+13,387	75,937	$1,753,385
QQQM	Invesco Ltd.	+11,417	35,851	$8,859,499
BOXX	Alpha Architect 1-3 Month Box ETF	+11,034	67,591	$7,695,911
QQWZ	Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF	+8,106	46,730	$1,156,100
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	+6,380	129,179	$3,020,205
SMH	VanEck Semiconductor ETF	+3,372	6,484	$2,116,118
AIQ	Global X Artificial Intelligence & Technology ETF	+2,474	31,332	$1,547,487
BKLN	Invesco Ltd.	+2,261	38,348	$802,623
HTGC	Hercules Capital, Inc.	+2,015	111,045	$2,099,860
CRDT	Simplify Opportunistic Income ETF	+1,943	20,915	$494,848
HYGW	iShares High Yield Corporate Bond BuyWrite Strategy ETF	+1,791	20,725	$629,418
XDTE	Roundhill S&P 500 0DTE Covered Call Strategy ETF	+1,437	57,389	$2,538,602
PFIX	Simplify Interest Rate Hedge ETF	+1,394	10,415	$501,690
PWRD		+1,358	10,230	$999,378
—		+1,105	19,885	$489,827
QDTE	Roundhill Innovation-100 0DTE Covered Call Strategy ETF	+1,081	74,623	$2,656,578
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
USFR	WisdomTree Floating Rate Treasury Fund	−126,097	49,357	$2,481,176
HARD	Simplify Commodities Strategy No K-1 ETF	−111,606	33,739	$1,018,749
—		−78,388	2,021	$201,129
CTA	EIDP, Inc.	−53,473	210,055	$0
MO	Altria Group, Inc.	−43,149	3,929	$259,549
BTRN	Global X Funds	−41,456	111,809	$4,313,143
BDGS	Bridges Capital Tactical ETF	−36,916	142,413	$4,891,886
BTGD	Stkd 100% Bitcoin & 100% Gold ETF	−30,380	8,249	$0
RSSX	Return Stacked(R) U.S. Stocks & Gold/Bitcoin ETF	−19,986	34,772	$0
CAFG	Pacer US Small Cap Cash Cows Growth Leaders ETF	−19,348	9,164	$237,851
AIS	VistaShares Artificial Intelligence Supercycle ETF	−18,380	15,017	$527,502
VFLO	VictoryShares Free Cash Flow ETF	−14,285	25,919	$971,962
PM	Philip Morris International Inc.	−13,954	1,512	$245,246
CSHI	NEOS Enhanced Income 1-3 Month T-Bill ETF	−12,987	14,002	$696,221
PTLC	Pacer Trendpilot US Large Cap ETF	−12,038	33,642	$1,842,235
IBM	International Business Machines Corp	−4,422	719	$202,873
TSLA	Tesla, Inc.	−2,233	1,035	$460,285
FYLD	Cambria Foreign Shareholder Yield ETF	−1,872	47,874	$1,493,190
—		−1,135	3,886	$522,356
AMZN	Amazon Com Inc	−994	3,348	$735,120
EYLD	Cambria Emerging Shareholder Yield ETF	−802	41,315	$1,536,918
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	−778	7,440	$200,508
INOD	Innodata Inc	−650	8,255	$636,212
GOOGL	Alphabet Inc.	−648	3,583	$871,027
COWZ	Pacer US Cash Cows 100 ETF	−599	3,861	$221,891
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ADPV	Series Portfolios Trust	174,917	$7,428,724
—		309,022	$6,932,908
—		215,661	$6,817,044
SPMO	Invesco Ltd.	53,579	$6,486,273
TIP	iShares TIPS Bond ETF	45,258	$5,033,594
—		125,282	$2,957,782
AETH	Bitwise Trendwise Ether and Treasuries Rotation Strategy ETF	32,478	$1,555,047
—		56,020	$1,184,935
ASHR	DBX ETF Trust	34,672	$1,143,482
EFV	iShares MSCI EAFE Value ETF	16,006	$1,085,686
EEM	iShares MSCI Emerging Markets ETF	19,994	$1,067,679
EXI	iShares Global Industrials ETF	6,135	$1,059,821
IDMO	Invesco Ltd.	19,621	$1,059,337
SCHG	Schwab U.S. Large-Cap Growth ETF	33,164	$1,058,263
JXI	iShares Global Utilities ETF	13,609	$1,056,874
IXN	iShares Global Tech ETF	10,217	$1,054,496
GDLC	Grayscale CoinDesk Crypto 5 ETF	17,873	$999,100
CIFR	Cipher Digital Inc.	70,488	$887,443
BKKT	Bakkt, Inc.	25,664	$863,593
EWP	iShares MSCI Spain ETF	17,117	$847,291
IREN	IREN Ltd	17,870	$838,639
COLO	Global X MSCI Colombia ETF	16,664	$547,079
PIO	Invesco Ltd.	12,184	$546,939
IGF	iShares Global Infrastructure ETF	8,891	$543,417
KXI	iShares Global Consumer Staples ETF	8,309	$534,850
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		101,550	$9,315,181
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	104,496	$5,253,013
RTX	RTX Corp	18,987	$2,772,481
NFLX	Netflix Inc	2,031	$2,719,773
JPM	Jpmorgan Chase & Co	9,332	$2,705,440
SCHW	Schwab Charles Corp	29,098	$2,654,901
AMT	American Tower Corp	11,963	$2,644,062
EWG	iShares MSCI Germany ETF	62,156	$2,629,820
EWI	iShares MSCI Italy ETF	54,474	$2,622,378
EBAY	Ebay Inc	33,409	$2,487,634
EWO	iShares MSCI Austria ETF	54,350	$1,597,890
—		48,528	$1,421,385
EQT	EQT Corp	22,301	$1,300,594
TTWO	Take Two Interactive Software Inc	5,303	$1,287,833
DE	Deere & Co	2,426	$1,233,596
MRX	Marex Group Ltd	13,785	$544,093
CEG	Constellation Energy Corp	1,643	$530,294
ZS	Zscaler, Inc.	1,672	$524,907
DLTR	Dollar Tree, Inc.	5,240	$518,969
HYEM	VanEck Emerging Markets High Yield Bond ETF	25,411	$503,646
DESK	VanEck Office and Commercial REIT ETF	12,342	$491,100
BOND	PIMCO Active Bond Exchange-Traded Fund	5,133	$473,159
REZ	iShares Residential and Multisector Real Estate ETF	5,523	$454,763
GREK	Global X MSCI Greece ETF	7,777	$451,377
ISRG	Intuitive Surgical Inc	823	$447,226
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

146 tracked positions · $202,415,402 total · filing declares 148 positions · $213,354,686 · as of Sep 30, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 146 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
PWS	Pacer WealthShield ETF	Added	294,176	+108,831	$9,465,995	+68.4%	3	$30.57	4.68%
QQQM	Invesco Ltd. Financial Services	Added	35,851	+11,417	$8,859,499	+59.7%	8	before history	4.38%
BOXX	Alpha Architect 1-3 Month Box ETF	Added	67,591	+11,034	$7,695,911	+20.8%	3	unpriced	3.80%
ADPV	Series Portfolios Trust	NEW	174,917	NEW	$7,428,724	NEW	1	$40.29	3.67%
		NEW	309,022	NEW	$6,932,908	NEW	1	$21.00	3.43%
PTBD	Pacer Trendpilot US Bond ETF	Added	348,012	+34,770	$6,901,077	+11.6%	2	$19.69	3.41%
		NEW	215,661	NEW	$6,817,044	NEW	1	$29.03	3.37%
SPMO	Invesco Ltd. Financial Services	NEW	53,579	NEW	$6,486,273	NEW	1	$116.49	3.20%
IAUM	iShares Gold Trust Micro	Added	140,626	+27,252	$5,414,101	+44.8%	3	$29.74	2.67%
TIP	iShares TIPS Bond ETF	NEW	45,258	NEW	$5,033,594	NEW	1	unpriced	2.49%
BDGS	Bridges Capital Tactical ETF	Reduced	142,413	-36,916	$4,891,886	−17.2%	4	unpriced	2.42%
TRND	Pacer Trendpilot Fund of Funds ETF	Added	141,201	+61,492	$4,743,647	+86.3%	3	$32.02	2.34%
NVDA	Nvidia Corp Technology	Added	23,685	+70	$4,419,147	+18.4%	8	before history	2.18%
BTRN	Global X Funds	Reduced	111,809	-41,456	$4,313,143	−27.4%	3	unpriced	2.13%
IVV	iShares Core S&P 500 ETF	Reduced	6,098	-61	$4,081,391	+6.7%	8	before history	2.02%
SDCI	USCF ETF Trust	Added	176,636	+23,772	$4,062,628	+22.8%	3	$21.07	2.01%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	49,126	-45	$3,848,530	+7.7%	8	before history	1.90%
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	Added	129,179	+6,380	$3,020,205	+6.1%	5	unpriced	1.49%
		NEW	125,282	NEW	$2,957,782	NEW	1	$22.79	1.46%
QDTE	Roundhill Innovation-100 0DTE Covered Call Strategy ETF	Added	74,623	+1,081	$2,656,578	+1.8%	5	$39.89	1.31%
XDTE	Roundhill S&P 500 0DTE Covered Call Strategy ETF	Added	57,389	+1,437	$2,538,602	+2.6%	5	$49.72	1.25%
PTIN	Pacer Trendpilot International ETF	Added	82,646	+14,249	$2,518,223	+26.9%	2	$28.22	1.24%
USFR	WisdomTree Floating Rate Treasury Fund	Reduced	49,357	-126,097	$2,481,176	−71.9%	8	before history	1.23%
RDTE	Roundhill Russell 2000 0DTE Covered Call Strategy ETF	Added	73,259	+45,575	$2,451,978	+158.8%	2	$33.47	1.21%
SMH	VanEck Semiconductor ETF	Added	6,484	+3,372	$2,116,118	+143.8%	8	before history	1.05%
HTGC	Hercules Capital, Inc. Financial Services	Added	111,045	+2,015	$2,099,860	+5.4%	8	before history	1.04%
FLXR		Added	51,152	+26,520	$2,035,849	+109.5%	4	$39.29	1.01%
PTNQ	Pacer Trendpilot 100 ETF	Reduced	25,965	-52	$2,013,066	+8.4%	2	$67.88	0.99%
AAPL	Apple Inc. Technology	Reduced	7,340	-69	$1,868,984	+23.0%	8	before history	0.92%
PTLC	Pacer Trendpilot US Large Cap ETF	Reduced	33,642	-12,038	$1,842,235	−20.5%	2	$48.92	0.91%
HIGH	Simplify Enhanced Income ETF	Added	75,937	+13,387	$1,753,385	+15.7%	5	$23.74	0.87%
QQQ	Invesco Qqq Trust, Series 1	Reduced	2,754	-11	$1,653,418	+8.4%	8	before history	0.82%
PLTR	Palantir Technologies Inc. Technology	Reduced	9,022	-8	$1,645,793	+33.7%	4	$78.93	0.81%
LQDW	iShares, Inc.	Added	63,511	+14,728	$1,604,922	+28.9%	5	$27.30	0.79%
AETH	Bitwise Trendwise Ether and Treasuries Rotation Strategy ETF	NEW	32,478	NEW	$1,555,047	NEW	1	unpriced	0.77%
AIQ	Global X Artificial Intelligence & Technology ETF	Added	31,332	+2,474	$1,547,487	+22.7%	8	before history	0.76%
EYLD	Cambria Emerging Shareholder Yield ETF	Reduced	41,315	-802	$1,536,918	+1.0%	4	$32.55	0.76%
FYLD	Cambria Foreign Shareholder Yield ETF	Reduced	47,874	-1,872	$1,493,190	+2.7%	4	$26.32	0.74%
APP	AppLovin Corp Communication Services	Reduced	1,796	-131	$1,290,497	+91.3%	4	$290.02	0.64%
		NEW	56,020	NEW	$1,184,935	NEW	1	$20.54	0.59%
META	Meta Platforms, Inc. Communication Services	Reduced	1,608	-42	$1,180,883	−3.0%	8	before history	0.58%
QQWZ	Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF	Added	46,730	+8,106	$1,156,100	+31.7%	2	$21.94	0.57%
ASHR	DBX ETF Trust	NEW	34,672	NEW	$1,143,482	NEW	1	$30.07	0.56%
ANET	Arista Networks, Inc. Technology	Reduced	7,617	-237	$1,109,873	+38.1%	7	$68.80	0.55%
EFV	iShares MSCI EAFE Value ETF	NEW	16,006	NEW	$1,085,686	NEW	1	unpriced	0.54%
EEM	iShares MSCI Emerging Markets ETF	NEW	19,994	NEW	$1,067,679	NEW	1	$50.22	0.53%
EXI	iShares Global Industrials ETF	NEW	6,135	NEW	$1,059,821	NEW	1	unpriced	0.52%
IDMO	Invesco Ltd. Financial Services	NEW	19,621	NEW	$1,059,337	NEW	1	$52.28	0.52%
SCHG	Schwab U.S. Large-Cap Growth ETF	NEW	33,164	NEW	$1,058,263	NEW	1	$30.48	0.52%
JXI	iShares Global Utilities ETF	NEW	13,609	NEW	$1,056,874	NEW	1	unpriced	0.52%

Showing the top 50 of 146 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.