BKKT · Bakkt, Inc.

$8.33 -0.05 (-0.60%) At close · Sep 4

Russell 2000 member Rebalance outlook locked

Market Cap

$375.43M

45.07M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 104

Total Value: $105,080,292

Total Shares: 13,454,592

Showing 1–100 of 110 holdings by value · page 1 of 2

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 104 13F filers · Δ vs Mar 31, 2026

Top Holder

22.9%

+11.4 pts

Top 5

53.5%

+9.4 pts

Top 10

72.2%

+1.9 pts

HHI

871

Broadly held+277

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -6

Institutional value: +42.2%

Shares held: +34.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+1,932,455	3,086,320
Small Alpine Fox Capital LLC	+865,000	905,000
Mega VANGUARD CAPITAL MANAGEMENT LLC	+615,736	1,239,071
Mega GEODE CAPITAL MANAGEMENT, LLC	+453,363	1,023,204
Mega STATE STREET CORP	+448,228	732,000

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CITADEL ADVISORS LLC	−262,887	355,700
Large RENAISSANCE TECHNOLOGIES LLC	−131,815	309,285
Large MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	−58,719	161,642
Mega UBS Group AG	−54,619	256,262
Mid HORIZON KINETICS ASSET MANAGEMENT LLC	−36,574	279,964

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid PRELUDE CAPITAL MANAGEMENT, LLC	45,001	$351,457
Mega FRANKLIN RESOURCES INC	43,319	$338,321
Mega Mitsubishi UFJ Asset Management Co., Ltd.	32,917	$257,081
Mega HSBC HOLDINGS PLC	27,703	$216,360
Mega ALLIANCEBERNSTEIN L.P.	24,800	$193,688

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Alyeska Investment Group, L.P.	1,023,810	$7,535,241
Large LMR Partners LLP	566,971	$4,172,906
Large TUDOR INVESTMENT CORP ET AL	75,019	$552,139
Micro CoinFund Management LLC	62,097	$457,033
Mega TWO SIGMA INVESTMENTS, LP	58,158	$428,042

Filter: New 15 Increased 51 Reduced 26 Sold out 21 Unchanged 12

Showing 100 of 110

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$24,104,154

22.94%

3,086,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	131,707	$1,028,631	4.3%	Sole
BlackRock Investment Management, LLC	117,994	$921,533	3.8%	Sole
BLACKROCK ADVISORS LLC	312,965	$2,444,256	10.1%	Sole
BlackRock Fund Advisors	1,256,815	$9,815,725	40.7%	Sole
BlackRock Institutional Trust Company, N.A.	1,146,874	$8,957,085	37.2%	Sole
BlackRock Japan Co. Ltd	3,250	$25,382	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	42,066	$328,535	1.4%	Sole
BlackRock Asset Management Ireland Ltd	41,380	$323,177	1.3%	Sole
Aperio Group, LLC	33,269	$259,830	1.1%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$9,677,144

9.21%

1,239,071

GEODE CAPITAL MANAGEMENT, LLC

$7,991,222

7.60%

1,023,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	118,761	$927,523	11.6%	Defined
Held directly	904,443	$7,063,699	88.4%	Defined

Tidal Investments LLC

$7,380,450

7.02%

945,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	945,000	$7,380,450	100.0%	Defined

Alpine Fox Capital LLC

$7,068,050

6.73%

905,000

STATE STREET CORP

$5,716,920

5.44%

732,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	732,000	$5,716,920	100.0%	Defined

Weiss Asset Management LP

$5,299,319

5.04%

678,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	678,530	$5,299,319	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$2,415,515

2.30%

309,285

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,282,082

2.17%

292,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	292,200	$2,282,082	100.0%	Other

HORIZON KINETICS ASSET MANAGEMENT LLC

$2,186,518

2.08%

279,964

UBS Group AG

$2,001,406

1.90%

256,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	256,210	$2,001,000	100.0%	Defined
UBS Securities LLC	52	$406	0.0%	Defined

NORTHERN TRUST CORP

$1,818,018

1.73%

232,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	228,153	$1,781,874	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,628	$36,144	2.0%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,793,550

1.71%

229,648

Nuveen, LLC

$1,717,395

1.63%

219,897

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	2,161	$16,877	1.0%	Defined
TEACHERS ADVISORS, LLC joint	217,736	$1,700,518	99.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$1,656,477

1.58%

212,097

CITADEL ADVISORS LLC

$1,513,578

1.44%

193,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	193,800	$1,513,578	100.0%	Defined

CITADEL ADVISORS LLC

$1,264,439

1.20%

161,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	161,900	$1,264,439	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,262,424

1.20%

161,642

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	161,642	$1,262,424	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,128,691

1.07%

144,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	25,102	$196,046	17.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	7	$54	0.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	119,297	$931,709	82.5%	Defined
Wells Fargo Securities, LLC	113	$882	0.1%	Defined

AQR CAPITAL MANAGEMENT LLC

$1,112,226

1.06%

142,411

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	2	$15	0.0%	Other
Prism Planning Partners LLC	17	$132	0.0%	Other
Arax Advisory Partners	1,428	$11,152	1.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	392	$3,061	0.3%	Other
Stokes Family Office, LLC	398	$3,108	0.3%	Other
Held directly	140,174	$1,094,758	98.4%	Defined

MARSHALL WACE, LLP

$1,074,522

1.02%

137,583

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	137,583	$1,074,522	100.0%	Other

D. E. Shaw & Co., Inc.

$923,923

0.88%

118,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	118,300	$923,923	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$839,348

0.80%

107,471

JANE STREET GROUP, LLC

$794,277

0.76%

101,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	101,700	$794,277	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$728,337

0.69%

93,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	93,257	$728,337	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$585,750

0.56%

75,000

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$583,211

0.56%

74,675

IMC-Chicago, LLC

$581,196

0.55%

74,417

Bank of New York Mellon Corp

$549,877

0.52%

70,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	24,227	$189,212	34.4%	Defined
The Bank of New York Mellon	46,177	$360,642	65.6%	Defined
Held directly	3	$23	0.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$520,224

0.50%

66,610

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$456,104

0.43%

58,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	58,400	$456,104	100.0%	Other

GOLDMAN SACHS GROUP INC

$455,221

0.43%

58,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	58,287	$455,221	100.0%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$442,615

0.42%

56,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	56,673	$442,615	100.0%	Defined

Realta Investment Advisors

$416,343

0.40%

53,309

MORGAN STANLEY

$386,959

0.37%

49,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	79	$616	0.2%	Defined
MORGAN STANLEY & CO. LLC	36,580	$285,689	73.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	5,978	$46,688	12.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,028	$15,838	4.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	4,882	$38,128	9.9%	Defined

X-Square Capital, LLC

$351,450

0.33%

45,000

Susquehanna Portfolio Strategies, LLC

$344,795

0.33%

44,148

FRANKLIN RESOURCES INC

$338,321

0.32%

43,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	183	$1,429	0.4%	Defined
FRANKLIN ADVISORY SERVICES LLC	43,136	$336,892	99.6%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$292,601

0.28%

37,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	37,465	$292,601	100.0%	Defined

JANE STREET GROUP, LLC

$292,094

0.28%

37,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	37,400	$292,094	100.0%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$273,357

0.26%

35,001

RHUMBLINE ADVISERS

$272,857

0.26%

34,937

Invesco Ltd.

$271,943

0.26%

34,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,742	$29,224	10.7%	Defined
Invesco Trust Co joint	11,378	$88,862	32.7%	Defined
Invesco Capital Management LLC	19,700	$153,857	56.6%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$257,081

0.24%

32,917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	32,917	$257,081	100.0%	Defined

DEUTSCHE BANK AG\

$224,896

0.21%

28,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	28,796	$224,896	100.0%	Defined

HSBC HOLDINGS PLC

$216,360

0.21%

27,703

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	27,703	$216,360	100.0%	Defined

BARCLAYS PLC

$215,032

0.20%

27,533

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	20,141	$157,301	73.2%	Defined
BARCLAYS CAPITAL INC.	7,392	$57,731	26.8%	Defined

BNP PARIBAS ARBITRAGE, SA

$201,654

0.19%

25,820

ALLIANCEBERNSTEIN L.P.

$193,688

0.18%

24,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	24,800	$193,688	100.0%	Defined

BANK OF AMERICA CORP /DE/

$187,307

0.18%

23,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	23,983	$187,307	100.0%	Defined

Engineers Gate Manager LP

$184,112

0.18%

23,574

Integrated Wealth Concepts LLC

$154,052

0.15%

19,725

MetLife Investment Management, LLC

$144,078

0.14%

18,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	18,448	$144,078	100.0%	Defined

CITIGROUP INC

$132,355

0.13%

16,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	16,947	$132,355	100.0%	Defined

Creative Planning

$124,694

0.12%

15,966

DIMENSIONAL FUND ADVISORS LP

$121,015

0.12%

15,495

GROUP ONE TRADING LLC

$114,283

0.11%

14,633

IEQ CAPITAL, LLC

$113,205

0.11%

14,495

GOLDMAN SACHS GROUP INC

$109,340

0.10%

14,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	14,000	$109,340	100.0%	Defined

LPL Financial LLC

$103,982

0.10%

13,314

Russell Investments Group, Ltd.

$103,567

0.10%

13,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	13,261	$103,567	100.0%	Defined

JPMORGAN CHASE & CO

$98,100

0.09%

12,561

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	12,242	$95,609	97.5%	Defined
J.P. Morgan Securities plc	319	$2,491	2.5%	Defined

Vanguard Global Advisers, LLC

$96,156

0.09%

12,312

CAPTRUST FINANCIAL ADVISORS

$88,151

0.08%

11,287

AXQ CAPITAL, LP

$83,746

0.08%

10,723

Point72 Asset Management, L.P.

$79,662

0.08%

10,200

PRELUDE CAPITAL MANAGEMENT, LLC

$78,100

0.07%

10,000

SIMPLEX TRADING, LLC

$75,514

0.07%

9,669

Police & Firemen's Retirement System of New Jersey

$68,001

0.06%

8,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	8,707	$68,001	100.0%	Defined

OSAIC HOLDINGS, INC.

$46,352

0.04%

5,935

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,835	$45,571	98.3%	Defined
Osaic Advisory Services, LLC	100	$781	1.7%	Defined

SBI Securities Co., Ltd.

$36,785

0.04%

4,710

NEW YORK STATE COMMON RETIREMENT FUND

$35,926

0.03%

4,600

NISA INVESTMENT ADVISORS, LLC

$30,459

0.03%

3,900

Penserra Capital Management LLC

$26,218

0.02%

3,357

Legal & General Group Plc

$22,344

0.02%

2,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,861	$22,344	100.0%	Defined

Ameritas Investment Partners, Inc.

$20,922

0.02%

2,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	2,679	$20,922	100.0%	Other

JONES FINANCIAL COMPANIES LLLP

$18,681

0.02%

2,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,392	$18,681	100.0%	Sole

FMR LLC

$16,985

0.02%

2,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,138	$16,697	98.3%	Defined
STRATEGIC ADVISERS LLC	37	$288	1.7%	Defined

Tower Research Capital LLC (TRC)

$16,751

0.02%

2,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	66	$515	3.1%	Other
Latour Trading LLC (Latour)	2,079	$16,236	96.9%	Defined

Arax Advisory Partners

$12,902

0.01%

1,652

ROYAL BANK OF CANADA

$12,127

0.01%

1,553

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	902	$7,044	58.1%	Defined
RBC Capital Markets, LLC	361	$2,819	23.2%	Defined
RBC Private Counsel (USA) Inc.	290	$2,264	18.7%	Defined

Allworth Financial LP

$10,996

0.01%

1,408

NFSG Corp

$7,810

0.01%

1,000

US BANCORP \DE\

$4,334

0.00%

555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	555	$4,334	100.0%	Defined

Sterling Capital Management LLC

$3,725

0.00%

477

PNC FINANCIAL SERVICES GROUP, INC.

$3,163

0.00%

405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	405	$3,163	100.0%	Defined

EverSource Wealth Advisors, LLC

$2,795

0.00%

358

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	7	$54	1.9%	Sole
Held directly	351	$2,741	98.1%	Sole

GAMMA Investing LLC

$2,264

0.00%

290

Steward Partners Investment Advisory, LLC

$1,874

0.00%

240

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,772

0.00%

227

Quarry LP

$1,483

0.00%

190

Farther Finance Advisors, LLC

$1,319

0.00%

169

Kilter Group LLC

$1,296

0.00%

166

WOLVERINE ASSET MANAGEMENT LLC

$945

0.00%

121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	121	$945	100.0%	Defined

SJS Investment Consulting Inc.

$929

0.00%

119

Clearstead Advisors, LLC

$921

0.00%

118

IFP Advisors, Inc

$804

0.00%

103

KERR FINANCIAL PLANNING Corp

$781

0.00%

100

Basecamp Wealth Advisors LLC

$726

0.00%

NewEdge Advisors, LLC

$624

0.00%

Key facts CIK 1820302 CUSIP 05759B305 13F (30d) 74 filings 74 filers Visit website Investor relations