BKKT · Bakkt, Inc. · Shareholders & Ownership

$5.06 -0.18 (-3.44%) At close · Oct 23

Russell 2000 member Rebalance outlook locked

Market Cap

$228.05M

45.07M

Volume · Oct 23 969.52K Avg daily vol (3M) 1.32M

Every disclosed holder of BKKT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns BKKT

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	95	12,437,425	27.60%	Yes
Insiders (Forms 3, 4, 5)	16	19,529,819	43.33%	Yes
13D/G-only blocks	2	1,117,385	2.48%	Yes
Remaining	—	11,984,829	26.59%	Rest
Registered funds (N-PORT, not summed)	114	5,722,948	12.70%	No

Shares outstanding: 45,069,458, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of BKKT

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Naheta Akshay Sudhir Insider CIK 2062543 · Sep 30, 2026 Director, CEO and President, issuer-wide	9,336,976	20.72%	+243,454	Sep 30, 2026	Director, CEO and President, issuer-wide
1.1	Akshay Sudhir Naheta 13D CIK 2062543 · Unknown · Apr 30, 2026 Item 4 purpose: Other not summed	11,138,989	24.72%	+7,939,257	Apr 30, 2026	not summed
2	Intercontinental Exchange, Inc. 13D CIK 1571949 · Unknown · Apr 30, 2026 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands not summed	8,380,362	18.59%	0	Apr 30, 2026	not summed
2.1	Intercontinental Exchange, Inc. Insider CIK 1571949 · Dec 3, 2025 10% Owner, issuer-wide	7,919,002	17.57%	+465,890	Dec 3, 2025	10% Owner, issuer-wide
3	Intercontinental Exchange Holdings, Inc. 13D CIK 1174746 · Unknown · Jun 27, 2025 not summed	7,914,472	17.56%	—	Jun 27, 2025	not summed
4	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,086,320	6.85%	+1,932,455	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	2,452,659	5.44%	+1,718,228	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
4.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	833,996	1.85%	+420,384	Jun 30, 2026	iShares Trust, not summed
4.3	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	240,614	0.53%	+128,925	Jun 30, 2026	iShares Trust, not summed
4.4	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	97,688	0.22%	+56,929	Jun 30, 2026	iShares Trust, not summed
4.5	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · May 29, 2026 BlackRock Funds, not summed	94,219	0.21%	—	May 29, 2026	BlackRock Funds, not summed
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,239,071	2.75%	+615,736	Jun 30, 2026	carried, not yet filed for the newest quarter
6	ALFRED MICHAEL Insider CIK 1816739 · Aug 18, 2026 Director, issuer-wide	1,201,567	2.67%	+268,091	Aug 18, 2026	Director, issuer-wide
7	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,023,204	2.27%	+453,363	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Amplify Blockchain Technology ETF Fund S000061158 · Registered fund · Jun 30, 2026 Amplify ETF Trust, not summed	945,000	2.10%	-2,547	Jun 30, 2026	Amplify ETF Trust, not summed
9	Tidal Investments LLC 13F CIK 1600064 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	945,000	2.10%	-2,547	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Alpine Fox Capital LLC 13F CIK 2096493 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	905,000	2.01%	+865,000	Jun 30, 2026	carried, not yet filed for the newest quarter
11	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	852,702	1.89%	+399,385	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	732,000	1.62%	+448,228	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF Fund S000063362 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	177,725	0.39%	—	Jun 30, 2026	SPDR SERIES TRUST, not summed
12.2	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	7,400	0.02%	+2,400	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
12.3	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	745	0.00%	+363	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
12.4	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	56	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
13	HIGHBRIDGE CAPITAL MANAGEMENT LLC 13G CIK 919185 · Registered investment adviser · Sep 30, 2025 Rule 13d-1(b), qualified institution	691,442	1.53%	-600	Sep 30, 2025	Rule 13d-1(b), qualified institution
14	Weiss Asset Management LP 13F CIK 1357550 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	678,530	1.51%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Main Andrew A Insider CIK 1886731 · Jul 15, 2025 Director, Co-CEO & President, issuer-wide	431,963	0.96%	-14,440	Jul 15, 2025	Director, Co-CEO & President, issuer-wide
16	CITADEL ADVISORS LLC 13G CIK 1423053 · Registered investment adviser · Sep 30, 2025 Rule 13d-1(c), passive investor	425,943	0.95%	-893,417	Sep 30, 2025	Rule 13d-1(c), passive investor
17	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	368,334	0.82%	+211,299	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
18	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	309,285	0.69%	-131,815	Jun 30, 2026	carried, not yet filed for the newest quarter
19	HORIZON KINETICS ASSET MANAGEMENT LLC 13F CIK 1056823 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	279,964	0.62%	-36,574	Jun 30, 2026	carried, not yet filed for the newest quarter
19.1	Horizon Kinetics Blockchain Development ETF Fund S000076848 · Registered fund · Jun 30, 2026 Listed Funds Trust, not summed	15,596	0.03%	+1,074	Jun 30, 2026	Listed Funds Trust, not summed
20	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	256,262	0.57%	-54,619	Jun 30, 2026	carried, not yet filed for the newest quarter
21	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	232,781	0.52%	+124,038	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	15,366	0.03%	+6,499	Jun 30, 2026	Northern Funds, not summed
22	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	229,648	0.51%	+135,754	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	219,897	0.49%	+189,035	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	177,732	0.39%	+169,110	Jul 31, 2026	TIAA-CREF Funds, not summed
23.2	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	39,155	0.09%	+19,916	Jul 31, 2026	TIAA-CREF Funds, not summed
23.3	TIAA Separate Account VA-1 - Stock Index Account Fund S000005098 · Registered fund · Jun 30, 2026 TIAA Separate Account VA-1, not summed	437	0.00%	0	Jun 30, 2026	TIAA Separate Account VA-1, not summed
23.4	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	412	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
24	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	212,097	0.47%	+125,817	Jun 30, 2026	carried, not yet filed for the newest quarter
25	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 13F CIK 1705339 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	161,642	0.36%	-58,719	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Global X Blockchain ETF Fund S000072329 · Registered fund · May 31, 2026 GLOBAL X FUNDS, not summed	115,148	0.26%	-53,760	May 31, 2026	GLOBAL X FUNDS, not summed
25.2	Global X Russell 2000 ETF Fund S000085029 · Registered fund · Jul 31, 2026 GLOBAL X FUNDS, not summed	14,112	0.03%	+7,070	Jul 31, 2026	GLOBAL X FUNDS, not summed
25.3	Global X FinTech ETF Fund S000054691 · Registered fund · May 31, 2026 GLOBAL X FUNDS, not summed	10,588	0.02%	—	May 31, 2026	GLOBAL X FUNDS, not summed
26	D'Annunzio Marc Insider CIK 1871559 · Sep 30, 2026 General Counsel and Secretary, issuer-wide	152,006	0.34%	+45,000	Sep 30, 2026	General Counsel and Secretary, issuer-wide
27	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	144,519	0.32%	+114,256	Jun 30, 2026	carried, not yet filed for the newest quarter
28	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	142,411	0.32%	-10,019	Jun 30, 2026	carried, not yet filed for the newest quarter
29	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	137,583	0.31%	+68,189	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Baes Nicholas Insider CIK 2043681 · Sep 30, 2026 Chief Operating Officer, issuer-wide	134,103	0.30%	+30,000	Sep 30, 2026	Chief Operating Officer, issuer-wide
31	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	107,471	0.24%	+71,945	Jun 30, 2026	carried, not yet filed for the newest quarter
31.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	71,982	0.16%	+36,456	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
31.2	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	35,489	0.08%	+30,569	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
32	Realta Investment Advisors 13F CIK 1776792 · Registered investment adviser · Sep 30, 2026	106,459	0.24%	+53,150	Sep 30, 2026
33	1290 VT Small Cap Value Portfolio Fund S000044687 · Registered fund · Jun 30, 2026 EQ Advisors Trust, not summed	103,838	0.23%	+1,784	Jun 30, 2026	EQ Advisors Trust, not summed
34	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	93,257	0.21%	+93,257	Jun 30, 2026	carried, not yet filed for the newest quarter
35	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	82,687	0.18%	+11,949	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
36	Kinetics Internet Portfolio Fund S000007851 · Registered fund · Jun 30, 2026 Kinetics Portfolios Trust, not summed	80,000	0.18%	0	Jun 30, 2026	Kinetics Portfolios Trust, not summed
37	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13F CIK 938076 · Pension or benefit plan · Jun 30, 2026 carried, not yet filed for the newest quarter	74,675	0.17%	+62,124	Jun 30, 2026	carried, not yet filed for the newest quarter
38	IMC-Chicago, LLC 13F CIK 1452861 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	74,417	0.17%	-34,246	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	70,407	0.16%	+36,770	Jun 30, 2026	carried, not yet filed for the newest quarter
40	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	66,610	0.15%	+35,000	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	Ultra-Small Company Market Fund Fund S000004424 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	66,610	0.15%	+35,000	Jun 30, 2026	Bridgeway Funds, Inc., not summed
41	Collins Sean Roberts Insider CIK 1873512 · Jun 17, 2025 Director, issuer-wide	63,431	0.14%	+30,194	Jun 17, 2025	Director, issuer-wide
42	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	58,287	0.13%	+13,795	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	9	0.00%	-10	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
43	VOYA INVESTMENT MANAGEMENT LLC 13F CIK 1068837 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	56,673	0.13%	-2,475	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Alexander Karen Insider CIK 1870910 · Jul 15, 2026 Chief Financial Officer, issuer-wide	53,542	0.12%	-657	Jul 15, 2026	Chief Financial Officer, issuer-wide
45	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	49,547	0.11%	+32,538	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Watson Gordon Insider CIK 1825304 · Jun 17, 2025 Director, issuer-wide	46,910	0.10%	+20,679	Jun 17, 2025	Director, issuer-wide
47	X-Square Capital, LLC 13F CIK 1729300 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	45,000	0.10%	+20,000	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Susquehanna Portfolio Strategies, LLC 13F CIK 1996449 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	44,148	0.10%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
49	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	43,319	0.10%	+43,319	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Dow De'Ana Insider CIK 1424020 · Jun 17, 2025 Director, issuer-wide	39,271	0.09%	+16,543	Jun 17, 2025	Director, issuer-wide

8 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 177 holders

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Key facts CIK 1820302 CUSIP 05759B305 13F (30d) 10 filings 10 filers Visit website Investor relations