Realta Investment Advisors
Registered adviserFiling Date
Global Rank
#5,048
/ 8,819
▼ 81
· as of Jun 2026
Top Industry
Semiconductors
17.4%
Period ended 30 days ago
Filed Oct 14, 2026 · 16d
27 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$385,389,938
Main clients
Individuals and high net worth
(98% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $385,389,938 | Individuals and high net worth (98%) |
| Apr 2025 to Mar 2026 | $343,465,487 | Individuals and high net worth (94%) |
| Apr 2024 to Mar 2025 | $799,701,457 | Individuals and high net worth (96%) |
| May 2023 to Mar 2024 | $780,734,272 | Individuals and high net worth (96%) |
| Apr 2023 | $780,734,272 | Individuals and high net worth (96%) |
| Apr 2022 to Mar 2023 | $843,629,358 | Individuals and high net worth (95%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Style
Diversified active
Top 10 weight 43.3%, 36.0 effective positions, active share 57.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
34.3% over the last four quarters (30% to under 100%)
Horizon
Long horizon
Value-weighted holding period 18.7 quarters (12+), a floor since 48.6% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 57.7%; sector active share 28.6% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
360 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Top Position
7.7%
−0.3 pts
Top 5
29.7%
−0.3 pts
Top 10
43.6%
+0.3 pts
HHI
283
Diversified+5
Portfolio Trend
27 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 38.4% | $127,615,800 |
| Technology | 30.4% | $101,231,401 |
| Communication Services | 6.1% | $20,215,908 |
| Consumer Cyclical | 5.9% | $19,696,838 |
| Industrials | 5.4% | $17,865,008 |
| Financial Services | 4.7% | $15,511,638 |
| Basic Materials | 4.1% | $13,715,806 |
| Consumer Defensive | 1.8% | $5,993,989 |
| Energy | 1.6% | $5,321,104 |
| Healthcare | 1.4% | $4,696,197 |
| Utilities | 0.2% | $759,762 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| XRPR | REX-Osprey XRP ETF | +55,055 | 85,419 | $1,037,840 | |
| BKKT | Bakkt, Inc. | +53,150 | 106,459 | $831,444 | |
| KOID | KraneShares Global Humanoid and Embodied Intelligence Index ETF | +27,014 | 40,077 | $1,431,951 | |
| ONDS | Ondas Inc. | +21,500 | 38,000 | $278,540 | |
| CRWD | CrowdStrike Holdings, Inc. | +20,465 | 27,448 | $7,266,858 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | +16,606 | 24,470 | $1,504,905 | |
| CGDV | Capital Group Dividend Value ETF | +15,768 | 27,805 | $1,358,274 | |
| AG | First Majestic Silver Corp | +15,006 | 431,602 | $7,635,039 | |
| MNST | Monster Beverage Corp | +11,784 | 22,704 | $944,940 | |
| UNG | United States Natural Gas Fund, LP | +9,089 | 62,600 | $649,162 | |
| FPE | First Trust Preferred Securities and Income ETF | +8,926 | 28,152 | $479,991 | |
| JOBY | Joby Aviation, Inc. | +7,465 | 31,000 | $187,550 | |
| SLV | iShares Silver Trust | +6,924 | 27,590 | $1,503,930 | |
| IHE | iShares U.S. Pharmaceuticals ETF | +6,726 | 6,870 | $690,572 | |
| FEMB | First Trust Emerging Markets Local Currency Bond ETF | +6,326 | 17,174 | $489,115 | |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | +6,075 | 8,145 | $335,981 | |
| HNDL | Strategy Shares NASDAQ 7HANDL Index ETF | +5,804 | 16,631 | $358,398 | |
| CVX | Chevron Corp | +5,060 | 7,168 | $1,463,777 | |
| TLT | iShares 20+ Year Treasury Bond ETF | +4,612 | 11,216 | $872,380 | |
| GDXJ | VanEck Junior Gold Miners ETF | +4,350 | 50,864 | $5,795,952 | |
| VZ | Verizon Communications Inc | +4,122 | 8,952 | $410,628 | |
| JPST | JPMorgan Ultra-Short Income ETF | +4,041 | 26,483 | $1,333,948 | |
| VRT | Vertiv Holdings Co | +3,908 | 9,030 | $2,179,029 | |
| NEAR | iShares Short Duration Bond Active ETF | +3,745 | 74,832 | $3,731,123 | |
| QTOP | iShares Nasdaq Top 30 Stocks ETF | +3,695 | 11,240 | $440,945 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FXN | First Trust Energy AlphaDEX Fund | −31,626 | 1 | $21 | |
| NPV | Nuveen Virginia Quality Municipal Income Fund | −26,160 | 25,509 | $235,192 | |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | −22,175 | 5,226 | $213,795 | |
| FTXN | First Trust Nasdaq Oil & Gas ETF | −18,496 | 1 | $37 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −13,891 | 9,125 | $359,890 | |
| IHF | iShares U.S. Healthcare Providers ETF | −12,806 | 104 | $5,708 | |
| COWZ | Pacer US Cash Cows 100 ETF | −10,782 | 3,120 | $208,291 | |
| FCVT | First Trust SSI Strategic Convertible Securities ETF | −9,843 | 1 | $49 | |
| — | −8,025 | 100 | $0 | ||
| TMSL | T. Rowe Price Small-Mid Cap ETF | −7,512 | 205 | $8,343 | |
| CVRT | −6,150 | 10,200 | $472,994 | ||
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | −5,862 | 26,130 | $2,345,428 | |
| BITO | ProShares Bitcoin ETF | −5,583 | 304,773 | $3,413,457 | |
| AAPL | Apple Inc. | −5,485 | 74,022 | $24,650,806 | |
| MSTR | Strategy Inc | −5,038 | 15,056 | $2,304,923 | |
| PNC | Pnc Financial Services Group, Inc. | −4,444 | 905 | $201,145 | |
| XLC | State Street(R) Communication Services Select Sector SPDR(R) ETF | −4,044 | 16,345 | $1,813,804 | |
| NVDA | Nvidia Corp | −3,203 | 90,359 | $20,636,188 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | −2,887 | 33,935 | $1,703,876 | |
| — | −1,780 | 7,091 | $0 | ||
| RDVY | First Trust Rising Dividend Achievers ETF | −1,536 | 5,233 | $409,691 | |
| — | −1,300 | 1,677 | $0 | ||
| ALB | Albemarle Corp | −1,299 | 10,777 | $1,139,991 | |
| JNK | State Street(R) SPDR(R) Bloomberg High Yield Bond ETF | −1,269 | 1,651 | $153,130 | |
| AMZN | Amazon Com Inc | −1,100 | 44,392 | $11,060,266 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| JPM | Jpmorgan Chase & Co | 6,051 | $2,001,852 | |
| INTC | Intel Corp | 14,780 | $1,776,999 | |
| FCX | Freeport-Mcmoran Inc | 12,465 | $872,550 | |
| MFM | Aberdeen Municipal Income Fund | 178,505 | $865,749 | |
| FXL | First Trust Technology AlphaDEX Fund | 3,912 | $864,552 | |
| QTEC | First Trust NASDAQ-100-Technology Sector Index Fund | 2,572 | $848,065 | |
| FTXH | First Trust Nasdaq Pharmaceuticals ETF | 19,199 | $796,182 | |
| DUK | Duke Energy CORP | 6,664 | $759,762 | |
| SPCX | Space Exploration Technologies Corp | 3,803 | $573,720 | |
| HYLS | First Trust Tactical High Yield ETF | 11,697 | $459,458 | |
| CGGR | Capital Group Growth ETF | 7,427 | $352,262 | |
| CGGO | Capital Group Global Growth Equity ETF | 8,675 | $345,091 | |
| BE | Bloom Energy Corp | 1,195 | $330,991 | |
| GRAL | GRAIL, Inc. | 2,160 | $302,659 | |
| WM | Waste Management Inc | 1,388 | $283,040 | |
| HOOD | Robinhood Markets, Inc. | 1,988 | $223,650 | |
| HD | Home Depot, Inc. | 775 | $220,479 | |
| CGUS | Capital Group Core Equity ETF | 4,925 | $219,162 | |
| CW | Curtiss Wright Corp | 401 | $218,071 | |
| AAAU | Goldman Sachs Physical Gold ETF | 5,280 | $216,268 | |
| BLK | BlackRock, Inc. | 196 | $207,424 | |
| PANW | Palo Alto Networks Inc | 521 | $206,998 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | 1,746 | $98,928 | |
| BLOK | Amplify Blockchain Technology ETF | 1,521 | $93,130 | |
| HYT | Blackrock Corporate High Yield Fund, Inc. | 10,195 | $79,928 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| TPL | Texas Pacific Land Corp | 2,725 | $1,192,569 | |
| BUXX | Strive Enhanced Income Short Maturity ETF | 53,951 | $1,091,968 | |
| APD | Air Products & Chemicals, Inc. | 3,638 | $1,066,588 | |
| FTXL | First Trust Nasdaq Semiconductor ETF | 3,524 | $1,004,163 | |
| VFL | abrdn National Municipal Income Fund | 95,192 | $987,141 | |
| VST | Vistra Corp. | 6,171 | $978,905 | |
| ORCL | Oracle Corp | 6,354 | $931,178 | |
| NOC | Northrop Grumman Corp | 1,677 | $854,112 | |
| IYT | iShares U.S. Transportation ETF | 8,155 | $707,446 | |
| MRVL | Marvell Technology, Inc. | 1,512 | $450,409 | |
| GNRC | Generac Holdings Inc. | 1,173 | $343,466 | |
| XYZ | Block, Inc. | 3,670 | $278,920 | |
| UBER | Uber Technologies, Inc | 3,784 | $273,053 | |
| CBRS | Cerebras Systems Inc. | 1,215 | $268,515 | |
| SNDK | Sandisk Corp | 109 | $247,836 | |
| CGNG | Capital Group New Geography Equity ETF | 6,316 | $236,597 | |
| TSEM | Tower Semiconductor Ltd | 902 | $235,097 | |
| LOW | Lowes Companies Inc | 1,064 | $234,601 | |
| MOD | Modine Manufacturing Co | 872 | $232,841 | |
| EWY | iShares Trust | 1,032 | $208,360 | |
| NXPI | NXP Semiconductors N.V. | 735 | $206,557 | |
| SBUX | Starbucks Corp | 1,981 | $202,438 | |
| PRU | Prudential Financial Inc | 1,858 | $200,533 | |
| TDOC | Teladoc Health, Inc. | 20,350 | $172,568 | |
| PINK | Simplify Health Care ETF | 2,155 | $84,368 | |
| No positions match the current search. | ||||
360 tracked positions ·
$332,623,451 total
· filing declares
362 positions · $342,213,333
· as of Sep 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Technology
Utilities
Showing 1–50
of 360 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 74,022 | $24,650,806 | 7.41% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 90,359 | $20,636,188 | 6.20% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 44,392 | $11,060,266 | 3.33% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 27,710 | $9,441,905 | 2.84% | |
| PLTR |
Palantir Technologies Inc.
Technology
|
Reduced | 44,980 | $8,413,509 | 2.53% | |
| AG |
First Majestic Silver Corp
Basic Materials
|
Added | 431,602 | $7,635,039 | 2.30% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 59,727 | $7,505,892 | 2.26% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Added | 27,448 | $7,266,858 | 2.18% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 13,881 | $7,119,564 | 2.14% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 8,817 | $6,522,552 | 1.96% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 17,610 | $6,248,204 | 1.88% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Added | 29,633 | $5,800,659 | 1.74% | |
| GDXJ |
VanEck Junior Gold Miners ETF
|
Added | 50,864 | $5,795,952 | 1.74% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 16,037 | $5,632,034 | 1.69% | |
| NET |
Cloudflare, Inc.
Technology
|
Reduced | 14,150 | $4,914,012 | 1.48% | |
| ICSH |
iShares Ultra Short Duration Bond Active ETF
|
Added | 94,028 | $4,739,011 | 1.42% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 6,224 | $4,513,520 | 1.36% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 5,412 | $4,127,353 | 1.24% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 5,727 | $4,013,825 | 1.21% | |
| NEAR |
iShares Short Duration Bond Active ETF
|
Added | 74,832 | $3,731,123 | 1.12% | |
| BITO |
ProShares Bitcoin ETF
|
Reduced | 304,773 | $3,413,457 | 1.03% | |
| SILJ |
|
Held | 121,296 | $3,308,954 | 0.99% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
Added | 29,083 | $2,928,076 | 0.88% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 4,631 | $2,833,060 | 0.85% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 8,227 | $2,830,746 | 0.85% | |
| SHV |
iShares 0-1 Year Treasury Bond ETF
|
Added | 23,478 | $2,590,092 | 0.78% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Reduced | 15,141 | $2,550,047 | 0.77% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 2,796 | $2,545,310 | 0.77% | |
| GDX |
VanEck Gold Miners ETF
|
Added | 27,802 | $2,441,015 | 0.73% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 26,130 | $2,345,428 | 0.71% | |
| ANET |
Arista Networks, Inc.
Technology
|
Reduced | 11,402 | $2,321,333 | 0.70% | |
| MSTR |
Strategy Inc
Technology
|
Reduced | 15,056 | $2,304,923 | 0.69% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 2,958 | $2,265,384 | 0.68% | |
| SHY |
iShares 1-3 Year Treasury Bond ETF
|
Added | 27,473 | $2,230,807 | 0.67% | |
| VIG |
Vanguard Specialized Funds
|
Added | 9,505 | $2,217,611 | 0.67% | |
| VRT |
Vertiv Holdings Co
Industrials
|
Added | 9,030 | $2,179,029 | 0.66% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 2,238 | $2,127,196 | 0.64% | |
| ALAB |
Astera Labs, Inc.
Technology
|
Added | 5,722 | $2,036,860 | 0.61% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 5,509 | $2,022,243 | 0.61% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
NEW | 6,051 | $2,001,852 | 0.60% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 28,603 | $1,990,196 | 0.60% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 5,056 | $1,892,157 | 0.57% | |
| XLY |
State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF
|
Added | 17,193 | $1,871,286 | 0.56% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 2,305 | $1,868,870 | 0.56% | |
| VLO |
Valero Energy Corp
Energy
|
Added | 4,710 | $1,825,643 | 0.55% | |
| XLC |
State Street(R) Communication Services Select Sector SPDR(R) ETF
|
Reduced | 16,345 | $1,813,804 | 0.55% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 19,894 | $1,792,648 | 0.54% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 1,545 | $1,787,688 | 0.54% | |
| INTC |
Intel Corp
Technology
|
NEW | 14,780 | $1,776,999 | 0.53% | |
| XLI |
State Street(R) Industrial Select Sector SPDR(R) ETF
|
Reduced | 10,390 | $1,734,922 | 0.52% |
Showing the top 50 of 360 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.