HARBERT FUND ADVISORS, INC.
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $7,820,741,788 | Pooled investment vehicles (100%) |
| Apr 2025 to Mar 2026 | $8,033,713,480 | Pooled investment vehicles (98%) |
| Apr 2024 to Mar 2025 | $8,110,107,935 | Pooled investment vehicles (83%) |
| May 2023 to Mar 2024 | $8,104,824,585 | Pooled investment vehicles (89%) |
| Apr 2023 | $8,104,824,585 | Pooled investment vehicles (89%) |
| Apr 2022 to Mar 2023 | $7,658,544,921 | Pooled investment vehicles (95%) |
In the firm's words
- Private markets:
HMC currently sponsors alternative asset funds (“Fund”, or collectively “Funds”) in two areas of concentration: Real Assets (United States, European, Power and Infrastructure, Seniors Housing, South Bay), Private Capital (Credit Solutions, Growth Equity, Discovery, Crossover).
- Fixed income / rates:
Fund assets include common and preferred equities, corporate or government debt, high-yield fixed income securities, distressed debt and equities, convertible securities, currencies, interest rate positions, options, futures, swaps, derivatives, synthetic instruments, repurchase agreements, loan participations, over-the-counter transactions, restricted securities, and securities issued by privately held companies or other entities.
- Long/short hedge:
Investment strategies for the absolute return funds include, but are not limited to control positions, small and microcap equities, swaps and derivatives, options, shorting stock, utilizing leverage.
Portfolio style
Measured from the filed 13F common-share book for Mar 31, 2026, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 100.0%; sector active share 81.0% against the combined 13F book's sector weights.
Over time 25 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
2 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Portfolio Trend
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Industrials | 89.9% | $2,722,341 |
| Technology | 10.1% | $305,729 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increasedNew Positions
Positions the filer opened this quarterSold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| INVE |
INVE Technologies, Inc.
Industrials
|
Reduced | 735,768 | $2,722,341 | 89.90% | |
| TACT |
Transact Technologies Inc
Technology
|
Reduced | 92,927 | $305,729 | 10.10% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.