Pettinga Financial Advisors LLC

Registered adviser

CIK

1694592

Location

EVANSVILLE, IN

Portfolio Value

Small $559,537,612

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,363 / 8,819 ▲ 75 · as of Jun 2026

Top Industry

Asset Management 25.1%

Period ended 29 days ago

Filed Oct 13, 2026 · 16d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 156369

Roster of Oct 1, 2026

Regulatory AUM

$1,275,804,828

Main clients

Individuals and high net worth (84% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,275,804,828	Individuals and high net worth (84%)
Apr 2025 to Mar 2026	$1,112,782,969	Individuals and high net worth (85%)
Apr 2024 to Mar 2025	$1,002,465,901	Individuals and high net worth (84%)
May 2023 to Mar 2024	$866,824,440	Individuals and high net worth (83%)
Apr 2023	$866,824,440	Individuals and high net worth (83%)
Apr 2022 to Mar 2023	$965,820,170	Individuals and high net worth (82%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.5% of the book (60%+)

Turnover

Medium turnover

33.8% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 16.0 quarters (12+), a floor since 42.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 86.3%; sector active share 74.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

157 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

40.0%

−0.6 pts

Top 5

64.8%

+2.5 pts

Top 10

75.5%

+1.0 pts

HHI

1,889

Moderately concentrated+40

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	86.8%	$485,938,765	92
Financial Services	5.6%	$31,207,999	23
Technology	4.4%	$24,366,150	10
Communication Services	1.0%	$5,479,530	3
Energy	0.6%	$3,377,782	11
Industrials	0.5%	$2,915,681	3
Consumer Defensive	0.4%	$2,282,687	4
Consumer Cyclical	0.3%	$1,887,780	3
Healthcare	0.3%	$1,499,236	6
Utilities	0.1%	$534,820	1
Basic Materials	0.0%	$47,182	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BNDX	Vanguard Total International Bond ETF	+106,209	224,031	$10,500,332
BLCR		+90,736	276,493	$13,537,097
GOVT	iShares U.S. Treasury Bond ETF	+52,008	887,492	$19,409,450
CORO		+38,147	1,114,219	$40,501,860
IAU	Ishares Gold Trust	+26,976	77,888	$6,083,052
TBF	ProShares Short 20+ Year Treasury	+24,150	39,650	$1,063,016
FEOE	First Eagle Overseas Equity ETF	+24,115	65,345	$3,513,600
IALT		+17,977	547,961	$16,362,115
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+9,720	10,838	$2,121,538
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+9,615	61,677	$3,793,135
UUP	Invesco DB US Dollar Index Bullish Fund	+7,250	144,940	$4,169,923
SPPP	Sprott Physical Platinum & Palladium Trust	+1,350	19,750	$265,242
UGA	United States Gasoline Fund, LP	+1,200	6,008	$881,253
BTC	Grayscale Bitcoin Mini Trust ETF	+908	57,961	$2,141,658
DSL	DoubleLine Income Solutions Fund	+438	48,731	$487,310
PPLT	abrdn Platinum ETF Trust	+400	51,250	$789,762
QQQ	Invesco Qqq Trust, Series 1	+315	14,116	$10,442,593
NVDA	Nvidia Corp	+253	8,351	$1,907,201
DBND	DoubleLine Opportunistic Core Bond ETF	+250	36,465	$1,585,498
—		+225	12,275	$0
STIP	iShares 0-5 Year TIPS Bond ETF	+216	9,016	$898,895
GBTC	Grayscale Bitcoin Trust ETF	+210	7,399	$477,901
UEC	Uranium Energy Corp	+162	10,808	$102,135
BP	Bp PLC	+133	12,304	$541,252
GDXJ	VanEck Junior Gold Miners ETF	+125	2,919	$332,620
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MQY	Blackrock Muniyield Quality Fund, Inc.	−100,153	91,788	$911,454
MBB	iShares MBS ETF	−82,806	14,257	$1,277,712
IBIT	iShares Bitcoin Trust ETF	−79,492	60,695	$2,873,301
MHD	Blackrock Muniholdings Fund, Inc.	−43,499	30,059	$308,405
DSCO		−41,274	34,320	$837,064
PRF	Victory Portfolios II	−29,214	399,980	$0
MTUM	iShares MSCI USA Momentum Factor ETF	−27,921	13,463	$4,272,348
SHLD	Global X Defense Tech ETF	−24,435	133,889	$8,044,051
DFIV	Dimensional International Value ETF	−23,174	37,850	$2,114,301
OBDC	Blue Owl Capital Corp	−22,080	364,336	$3,821,884
OTF	Blue Owl Technology Finance Corp.	−20,683	360,478	$3,536,289
PTA	Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund	−20,017	65,582	$1,140,470
FEGE	First Eagle Global Equity ETF	−16,496	59,727	$2,997,698
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	−15,261	65,498	$1,188,133
IVV	iShares Core S&P 500 ETF	−14,181	71,126	$54,471,847
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	−13,000	11,141	$416,896
IYW	iShares, Inc.	−12,150	50,750	$0
COPX	Global X Copper Miners ETF	−9,425	15,232	$1,290,150
DFEV	Dimensional Emerging Markets Value ETF	−9,350	17,250	$731,400
LRGF	iShares U.S. Equity Factor ETF	−8,949	393,648	$30,645,496
ONB	Old National Bancorp	−8,506	57,820	$1,424,684
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−7,361	14,533	$2,447,647
DBL	DoubleLine Opportunistic Credit Fund	−7,092	13,500	$182,925
IJH	iShares Core S&P Mid-Cap ETF	−6,845	105,609	$7,598,567
PSLV	Sprott Physical Silver Trust	−6,525	138,585	$2,684,391
No positions match the current search.

New Positions

Positions the filer opened this quarter

16 positions

Ticker	Company	Shares	Value
INRO		299,840	$11,036,270
MBBA		38,172	$1,790,648
XOM	ExxonMobil Holdings Corp	4,931	$802,520
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	5,475	$673,863
DMBS	DoubleLine Mortgage ETF	13,220	$612,218
WCCB	West Coast Community Bancorp	7,750	$468,100
VOO	VANGUARD 500 INDEX FUND	594	$416,310
MORT	VanEck Mortgage REIT Income ETF	42,400	$356,584
HEFA	iShares Currency Hedged MSCI EAFE ETF	7,426	$344,492
MSTR	Strategy Inc	2,118	$324,244
USO	United States Oil Fund, LP	2,005	$292,048
MRK	Merck & Co., Inc.	1,788	$259,814
SMH	VanEck Semiconductor ETF	425	$258,825
FRO	Frontline plc	4,394	$216,492
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	5,572	$205,383
PPA	Victory Portfolios II	6,075	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
ARCC	Ares Capital Corp	65,900	$1,221,127
CPER		16,407	$619,036
BMY	Bristol Myers Squibb Co	10,279	$592,275
EEM	iShares MSCI Emerging Markets ETF	4,913	$336,098
LRCX	Lam Research Corp	750	$324,997
OEF	iShares S&P 100 ETF	727	$265,987
IWM	iShares Russell 2000 ETF	850	$255,382
RSPH	Victory Portfolios II	7,000	$232,330
EPD	Enterprise Products Partners L.P.	5,800	$213,208
CAT	Caterpillar Inc	196	$208,720
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	1,275	$201,768
GEV	GE Vernova Inc.	171	$200,901
TJX	Tjx Companies Inc	1,324	$200,586
MMLP	Martin Midstream Partners L.P.	12,525	$28,932
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

157 tracked positions · $559,537,612 total · filing declares 159 positions · $605,656,774 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 157 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	71,126	-14,181	$54,471,847	−14.7%	9.74%
CORO		Added	1,114,219	+38,147	$40,501,860	+2.8%	7.24%
IVW	iShares S&P 500 Growth ETF	Reduced	250,753	-4,235	$35,672,121	+1.7%	6.38%
LRGF	iShares U.S. Equity Factor ETF	Reduced	393,648	-8,949	$30,645,496	+0.6%	5.48%
IVE	iShares S&P 500 Value ETF	Reduced	120,571	-561	$27,523,947	+0.1%	4.92%
SPY	Spdr S&P 500 ETF Trust	Reduced	29,450	-2,208	$22,459,453	−5.0%	4.01%
GOVT	iShares U.S. Treasury Bond ETF	Added	887,492	+52,008	$19,409,450	+2.0%	3.47%
GLD	Spdr Gold Trust	Reduced	49,935	-662	$19,017,245	+2.0%	3.40%
IALT		Added	547,961	+17,977	$16,362,115	+10.1%	2.92%
AAPL	Apple Inc. Technology	Reduced	48,268	-1,010	$16,074,209	+12.7%	2.87%
BLCR		Added	276,493	+90,736	$13,537,097	+44.7%	2.42%
IWF	iShares Russell 1000 Growth ETF	Reduced	99,002	-1,513	$12,400,990	−0.6%	2.22%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	23,046	-3,699	$11,720,043	−16.1%	2.09%
INRO		NEW	299,840	NEW	$11,036,270	NEW	1.97%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	68,619	-2,399	$10,649,668	−5.1%	1.90%
IJR	iShares Core S&P Small-Cap ETF	Reduced	77,377	-4,057	$10,526,367	−12.8%	1.88%
BNDX	Vanguard Total International Bond ETF	Added	224,031	+106,209	$10,500,332	+84.0%	1.88%
QQQ	Invesco Qqq Trust, Series 1	Added	14,116	+315	$10,442,593	+2.8%	1.87%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	39,522	-48	$8,783,369	+1.2%	1.57%
CINF	Cincinnati Financial Corp Financial Services	Added	52,781	+14	$8,411,707	−13.9%	1.50%
SHLD	Global X Defense Tech ETF	Reduced	133,889	-24,435	$8,044,051	−14.9%	1.44%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	105,609	-6,845	$7,598,567	−12.4%	1.36%
IAU	Ishares Gold Trust	Added	77,888	+26,976	$6,083,052	+58.2%	1.09%
DFAE	Dimensional Emerging Core Equity Market ETF	Reduced	141,501	-4,481	$5,562,404	−5.2%	0.99%
SLV	iShares Silver Trust	Reduced	100,361	-1,456	$5,470,678	+0.5%	0.98%
GOOG	Alphabet Inc. Communication Services	Reduced	13,111	-76	$4,467,442	−4.1%	0.80%
MTUM	iShares MSCI USA Momentum Factor ETF	Reduced	13,463	-27,921	$4,272,348	−69.9%	0.76%
SIVR	abrdn Silver ETF Trust	Reduced	74,240	-1,192	$4,254,694	+0.3%	0.76%
UUP	Invesco DB US Dollar Index Bullish Fund	Added	144,940	+7,250	$4,169,923	+6.6%	0.75%
PTL	Inspire 500 ETF	Reduced	14,664	-353	$3,990,660	−7.1%	0.71%
BINC		Reduced	77,529	-3,932	$3,937,697	−7.6%	0.70%
OBDC	Blue Owl Capital Corp Financial Services	Reduced	364,336	-22,080	$3,821,884	−9.0%	0.68%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	61,677	+9,615	$3,793,135	+37.2%	0.68%
MSFT	Microsoft Corp Technology	Added	7,334	+64	$3,761,608	+38.7%	0.67%
EFA	iShares MSCI EAFE ETF	Reduced	35,423	-2,507	$3,680,095	−6.6%	0.66%
OTF	Blue Owl Technology Finance Corp. Financial Services	Reduced	360,478	-20,683	$3,536,289	−10.4%	0.63%
FEOE	First Eagle Overseas Equity ETF	Added	65,345	+24,115	$3,513,600	+59.6%	0.63%
DFSV	Dimensional US Small Cap Value ETF	Reduced	85,174	-1,910	$3,191,469	−5.5%	0.57%
FEGE	First Eagle Global Equity ETF	Reduced	59,727	-16,496	$2,997,698	−19.6%	0.54%
NLR	VanEck Uranium and Nuclear ETF	Reduced	28,053	-1,132	$2,902,363	−14.3%	0.52%
IBIT	iShares Bitcoin Trust ETF	Reduced	60,695	-79,492	$2,873,301	−38.4%	0.51%
PSLV	Sprott Physical Silver Trust Financial Services	Reduced	138,585	-6,525	$2,684,391	−2.0%	0.48%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Reduced	14,533	-7,361	$2,447,647	−29.5%	0.44%
DFAS	Dimensional U.S. Small Cap ETF	Reduced	31,450	-1,015	$2,434,859	−8.9%	0.44%
DLY	DoubleLine Yield Opportunities Fund Financial Services	Reduced	172,040	-5,394	$2,300,174	−7.9%	0.41%
SYSB	iShares Systematic Bond ETF	Reduced	26,373	-645	$2,222,716	−7.3%	0.40%
BTC	Grayscale Bitcoin Mini Trust ETF	Added	57,961	+908	$2,141,658	+44.7%	0.38%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	10,838	+9,720	$2,121,538	+896.0%	0.38%
DFIV	Dimensional International Value ETF	Reduced	37,850	-23,174	$2,114,301	−35.9%	0.38%
NVDA	Nvidia Corp Technology	Added	8,351	+253	$1,907,201	+17.7%	0.34%

Showing the top 50 of 157 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.