Peak Capital Management LLC
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Mar 31, 2020, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 99.5%; sector active share 89.2% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
19 tracked positions · as of Mar 31, 2020Sector Breakdown
As of Mar 31, 2020| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 93.1% | $29,644,120 |
| Financial Services | 6.9% | $2,187,705 |
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| FTA |
First Trust Large Cap Value AlphaDEX Fund
|
First | 173,216 | $6,374,348 | 20.03% | |
| FDL |
First Trust Morningstar Dividend Leaders Index Fund
|
First | 201,302 | $4,495,073 | 14.12% | |
| FRI |
First Trust S&P REIT Index Fund
|
First | 226,047 | $4,279,069 | 13.44% | |
| FYX |
First Trust Small Cap Core AlphaDEX Fund
|
First | 96,120 | $3,953,415 | 12.42% | |
| CORP |
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
|
First | 36,920 | $3,908,351 | 12.28% | |
| GSIE |
Goldman Sachs ActiveBeta(R) International Equity ETF
|
First | 138,496 | $3,193,717 | 10.03% | |
| GEM |
Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF
|
First | 118,557 | $3,102,636 | 9.75% | |
| PGX |
Invesco Ltd.
Financial Services
|
First | 166,239 | $2,187,705 | 6.87% | |
| EEM |
iShares MSCI Emerging Markets ETF
|
First | 9,889 | $337,511 | 1.06% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
First | 14,000 | $0 | 0.00% | |
| VMBS |
VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND
|
First | 104,055 | $0 | 0.00% | |
| SPTL |
State Street(R) SPDR(R) Portfolio Long Term Treasury ETF
|
First | 337,036 | $0 | 0.00% | |
| SH |
ProShares Short S&P500
|
First | 277,181 | $0 | 0.00% | |
| SPLV |
Invesco S&P 500 Low Volatility ETF
|
First | 150,466 | $0 | 0.00% | |
| HDEF |
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
|
First | 194,071 | $0 | 0.00% | |
| ANGL |
VanEck Fallen Angel High Yield Bond ETF
|
First | 291,963 | $0 | 0.00% | |
| SPHQ |
Invesco S&P 500 Quality ETF
|
First | 229,703 | $0 | 0.00% | |
| EFA |
iShares MSCI EAFE ETF
|
First | 6,171 | $0 | 0.00% | |
| MTUM |
iShares MSCI USA Momentum Factor ETF
|
First | 56,863 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.