TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC

Registered adviser

CIK

1735101

Location

BOSTON, MA

Portfolio Value

Micro $24,179,248

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,941 / 6,035 ▲ 9 · as of Sep 2021

Top Industry

Credit Services 52.6%

Period ended 5 years ago

Filed Nov 4, 2021 · 5y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 104554

Roster of Nov 1, 2026

Regulatory AUM

$8,737,924,754

Main clients

Charitable organizations (94% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Aug 16, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$8,737,924,754	Charitable organizations (94%)
Apr 2025 to Mar 2026	$8,506,140,176	Charitable organizations (95%)
Apr 2024 to Mar 2025	$8,094,997,934	Charitable organizations (94%)
May 2023 to Mar 2024	$7,262,695,204	Charitable organizations (94%)
Apr 2023	$7,262,695,204	Charitable organizations (94%)
Apr 2022 to Mar 2023	$9,069,675,586	Charitable organizations (94%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 97.6% of the book (60%+)

Turnover

Low turnover

3.0% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.5 quarters, but 89.0% of the book was already held when coverage starts

Closest benchmark: the Dow Jones Industrial Average as of 2021-10-31, active share 92.3%; sector active share 57.9% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

16 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

26.7%

−4.9 pts

Top 5

82.2%

+0.5 pts

Top 10

97.6%

+1.9 pts

HHI

1,622

Moderately concentrated−116

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	78.5%	$18,981,576	10
Financial Services	15.8%	$3,827,767	3
Consumer Defensive	2.6%	$640,703	1
Industrials	1.9%	$464,512	1
Energy	1.1%	$264,690	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
MMT	Aberdeen Multi-Market Income Fund	+195	10,831	$71,051
No positions match the current search.

Trimmed

Positions the filer reduced

6 positions

Ticker	Company	Δ Shares	Shares	Value
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−1,750	4,175	$256,386
IWB	iShares Russell 1000 ETF	−300	15,179	$3,668,916
VTV	VANGUARD VALUE INDEX FUND	−180	7,431	$1,005,934
AXP	American Express Co	−175	16,315	$2,733,251
AMP	Ameriprise Financial Inc	−45	3,875	$1,023,465
SPY	Spdr S&P 500 ETF Trust	−34	11,921	$5,115,777
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
IVV	iShares Core S&P 500 ETF	3,277	$1,408,847
IWR	iShares Russell Mid-Cap ETF	6,169	$488,831
DIA	Spdr Dow Jones Industrial Average ETF Trust	850	$293,207
GE	General Electric Co	12,911	$173,782
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

16 tracked positions · $24,179,248 total · filing declares 16 positions · $24,180,000 · as of Sep 30, 2021

All sectors Consumer Defensive Energy Financial Services Industrials

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	11,921	-34	$5,115,777	−0.0%	7+	before history	21.16%
IWB	iShares Russell 1000 ETF	Reduced	15,179	-300	$3,668,916	−2.1%	7+	before history	15.17%
VEA	Vanguard FTSE Developed Markets ETF	Held	68,230	0	$3,444,932	−2.0%	7+	before history	14.25%
AXP	American Express Co Financial Services	Reduced	16,315	-175	$2,733,251	+0.3%	7+	before history	11.30%
EFA	iShares MSCI EAFE ETF	Held	19,112	0	$1,490,927	−1.1%	7+	before history	6.17%
IWM	iShares Russell 2000 ETF	Held	5,902	0	$1,291,062	−4.6%	7+	before history	5.34%
DFAS	Dimensional U.S. Small Cap ETF	Held	21,127	0	$1,214,802	−1.5%	2	unpriced	5.02%
AMP	Ameriprise Financial Inc Financial Services	Reduced	3,875	-45	$1,023,465	+4.9%	7+	before history	4.23%
VTV	VANGUARD VALUE INDEX FUND	Reduced	7,431	-180	$1,005,934	−3.8%	7+	before history	4.16%
DFAT	Dimensional U.S. Targeted Value ETF	Held	20,833	0	$924,985	−0.9%	2	unpriced	3.83%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	4,583	0	$640,703	+3.6%	7+	before history	2.65%
		Held	3,544	0	$567,855	−3.3%	7+	before history	2.35%
MMM	3M Co Industrials	Held	2,648	0	$464,512	−11.7%	7+	before history	1.92%
XOM	ExxonMobil Holdings Corp Energy	Held	4,500	0	$264,690	−6.8%	3	$52.43	1.09%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	4,175	-1,750	$256,386	−29.6%	5	unpriced	1.06%
MMT	Aberdeen Multi-Market Income Fund Financial Services	Added	10,831	+195	$71,051	+6.9%	7+	before history	0.29%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.