BROOKS, MOORE & ASSOCIATES, INC.

Registered adviser

CIK

1767040

Location

CHATTANOOGA, TN

Portfolio Value

Small $219,762,102

Diversification

Diversified

Filing Date

Global Rank

#6,210 / 8,818 ▼ 94

Top Industry

Drug Manufacturers - General 14.0%

Period ended 4 months ago

Filed Aug 17, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 105716

Roster of Oct 1, 2026

Regulatory AUM

$348,861,070

Main clients

Individuals and high net worth (88% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$348,861,070	Individuals and high net worth (88%)
Apr 2025 to Mar 2026	$314,335,660	Individuals and high net worth (88%)
Apr 2024 to Mar 2025	$285,520,661	Individuals and high net worth (89%)
May 2023 to Mar 2024	$268,112,683	Individuals and high net worth (88%)
Apr 2023	$268,112,683	Individuals and high net worth (88%)
Apr 2022 to Mar 2023	$296,418,951	Individuals and high net worth (92%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 35.7%, 47.7 effective positions, active share 66.8% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

20.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.2 quarters (12+), a floor since 72.3% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 66.8%; sector active share 25.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

113 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.2%

+0.2 pts

Top 5

19.3%

+0.6 pts

Top 10

35.7%

+0.7 pts

HHI

210

Diversified−3

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	22.3%	$48,900,836	23
Technology	14.7%	$32,337,152	12
Healthcare	13.3%	$29,207,931	9
Financial Services	11.6%	$25,490,064	17
Consumer Defensive	11.4%	$25,028,732	12
Industrials	8.2%	$17,964,173	16
Energy	6.3%	$13,854,425	6
Communication Services	4.7%	$10,333,541	3
Consumer Cyclical	4.2%	$9,254,278	6
Utilities	2.7%	$6,002,940	5
Basic Materials	0.6%	$1,388,030	4

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	+22,799	148,376	$7,503,374
—		+17,376	21,670	$593,974
ABT	Abbott Laboratories	+7,150	47,455	$4,306,066
GIS	General Mills Inc	+6,310	18,246	$634,960
BAC	Bank Of America Corp	+5,324	39,897	$2,273,331
KLAC	Kla Corp	+4,725	5,250	$1,583,977
KO	Coca Cola Co	+4,178	94,254	$7,660,022
MDLZ	Mondelez International, Inc.	+3,370	23,455	$1,356,637
NEAR	iShares Short Duration Bond Active ETF	+3,106	61,259	$3,103,380
WMT	Walmart Inc.	+2,931	39,368	$4,458,819
PEP	Pepsico Inc	+2,870	28,411	$3,846,849
JNJ	Johnson & Johnson	+2,591	34,417	$8,740,885
XOM	ExxonMobil Holdings Corp	+2,387	43,618	$5,963,452
TFC	Truist Financial Corp	+2,385	29,610	$1,475,170
GOOGL	Alphabet Inc.	+2,325	21,375	$7,638,783
SHEL	Shell plc	+2,150	22,695	$1,759,770
MSFT	Microsoft Corp	+2,145	20,529	$7,657,727
VXUS	Vanguard Total International Stock ETF	+1,950	13,529	$1,156,594
CVX	Chevron Corp	+1,900	31,214	$5,174,032
MRK	Merck & Co., Inc.	+1,650	32,419	$4,165,841
MO	Altria Group, Inc.	+1,576	13,331	$959,165
DG	Dollar General Corp	+1,450	9,575	$1,102,178
ABBV	AbbVie Inc.	+1,425	28,842	$7,257,800
JPM	Jpmorgan Chase & Co	+1,400	28,264	$9,251,655
GBIL	Goldman Sachs ETF Trust	+1,150	8,590	$860,374
No positions match the current search.

Trimmed

Positions the filer reduced

13 positions

Ticker	Company	Δ Shares	Shares	Value
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−10,700	30,965	$2,559,257
HON	Honeywell International Inc	−8,414	10,135	$2,269,226
DD	DuPont de Nemours, Inc.	−5,217	3,541	$480,301
QCOM	Qualcomm Inc	−4,590	11,709	$2,163,706
CSCO	Cisco Systems, Inc.	−3,355	53,389	$6,271,071
FNDF	Schwab Fundamental International Equity ETF	−1,046	137,010	$7,228,647
EPD	Enterprise Products Partners L.P.	−765	5,900	$216,884
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−500	23,560	$1,861,946
VZ	Verizon Communications Inc	−469	55,092	$2,332,595
BMY	Bristol Myers Squibb Co	−122	7,207	$415,267
ENB	Enbridge Inc	−100	7,154	$387,818
GEV	GE Vernova Inc.	−50	901	$1,058,548
GLW	Corning Inc	−25	1,932	$493,490
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	9,885	$2,185,375
IGV	iShares Expanded Tech-Software Sector ETF	10,790	$977,574
UBER	Uber Technologies, Inc	11,271	$813,315
SPGI	S&P Global Inc.	1,199	$488,304
SYY	Sysco Corp	4,352	$363,740
UNH	Unitedhealth Group Inc	737	$306,319
VST	Vistra Corp.	1,705	$270,464
VTV	VANGUARD VALUE INDEX FUND	1,146	$249,747
CARR	CARRIER GLOBAL Corp	3,045	$223,350
TRV	Travelers Companies, Inc.	644	$212,597
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
WDAY	Workday, Inc.	5,315	$690,524
PYPL	PayPal Holdings, Inc.	10,705	$484,187
META	Meta Platforms, Inc.	637	$364,446
GLD	Spdr Gold Trust	479	$206,108
IDCC	InterDigital, Inc.	675	$203,850
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

113 tracked positions · $219,762,102 total · filing declares 114 positions · $222,921,439 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 113 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
JPM	Jpmorgan Chase & Co Financial Services	Added	28,264	+1,400	$9,251,655	+17.1%	26+	before history	4.21%
JNJ	Johnson & Johnson Healthcare	Added	34,417	+2,591	$8,740,885	+12.4%	26+	before history	3.98%
VOO	VANGUARD 500 INDEX FUND	Added	12,533	+400	$8,607,789	+18.7%	26+	before history	3.92%
KO	Coca Cola Co Consumer Defensive	Added	94,254	+4,178	$7,660,022	+11.8%	26+	before history	3.49%
MSFT	Microsoft Corp Technology	Added	20,529	+2,145	$7,657,727	+12.5%	26+	before history	3.48%
GOOGL	Alphabet Inc. Communication Services	Added	21,375	+2,325	$7,638,783	+39.4%	26+	before history	3.48%
JPST	JPMorgan Ultra-Short Income ETF	Added	148,376	+22,799	$7,503,374	+18.1%	26+	before history	3.41%
ABBV	AbbVie Inc. Healthcare	Added	28,842	+1,425	$7,257,800	+21.7%	26+	before history	3.30%
FNDF	Schwab Fundamental International Equity ETF	Reduced	137,010	-1,046	$7,228,647	+7.0%	6	$45.72	3.29%
CSCO	Cisco Systems, Inc. Technology	Reduced	53,389	-3,355	$6,271,071	+42.4%	26+	before history	2.85%
XOM	ExxonMobil Holdings Corp Energy	Added	43,618	+2,387	$5,963,452	−14.7%	26+	before history	2.71%
AAPL	Apple Inc. Technology	Added	19,940	+955	$5,769,838	+19.8%	26+	before history	2.63%
CVX	Chevron Corp Energy	Added	31,214	+1,900	$5,174,032	−14.7%	26+	before history	2.35%
WMT	Walmart Inc. Consumer Defensive	Added	39,368	+2,931	$4,458,819	−1.5%	26+	before history	2.03%
ABT	Abbott Laboratories Healthcare	Added	47,455	+7,150	$4,306,066	+4.1%	26+	before history	1.96%
MRK	Merck & Co., Inc. Healthcare	Added	32,419	+1,650	$4,165,841	+12.6%	26+	before history	1.90%
PEP	Pepsico Inc Consumer Defensive	Added	28,411	+2,870	$3,846,849	−3.0%	26+	before history	1.75%
HD	Home Depot, Inc. Consumer Cyclical	Added	10,711	+750	$3,777,555	+15.3%	26+	before history	1.72%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	37,075	+315	$3,545,111	+9.8%	26+	before history	1.61%
LLY	ELI LILLY & Co Healthcare	Added	2,819	+195	$3,381,193	+40.1%	26+	before history	1.54%
IBM	International Business Machines Corp Technology	Held	11,227	0	$3,157,144	+16.0%	26+	before history	1.44%
NEAR	iShares Short Duration Bond Active ETF	Added	61,259	+3,106	$3,103,380	+5.0%	5	$51.07	1.41%
BINC		Added	52,775	+100	$2,762,243	+1.0%	7	$52.64	1.26%
CB	Chubb Ltd Financial Services	Added	8,030	+650	$2,736,142	+13.8%	8	$280.42	1.25%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	30,965	-10,700	$2,559,257	−25.8%	11	$83.24	1.16%
SO	Southern Co Utilities	Added	24,673	+100	$2,361,452	−0.4%	26+	before history	1.07%
LOW	Lowes Companies Inc Consumer Cyclical	Added	10,624	+950	$2,342,485	+2.5%	26+	before history	1.07%
LMT	Lockheed Martin Corp Industrials	Added	4,590	+450	$2,338,421	−6.5%	26+	before history	1.06%
VZ	Verizon Communications Inc Communication Services	Reduced	55,092	-469	$2,332,595	−16.4%	4	$44.09	1.06%
BAC	Bank Of America Corp Financial Services	Added	39,897	+5,324	$2,273,331	+34.9%	26+	before history	1.03%
HON	Honeywell International Inc Industrials	Reduced	10,135	-8,414	$2,269,226	−45.9%	26+	before history	1.03%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	15,128	+800	$2,218,369	+7.2%	26+	before history	1.01%
HONA	Honeywell Aerospace Inc. Industrials	NEW	9,885	NEW	$2,185,375	NEW	1	unpriced	0.99%
QCOM	Qualcomm Inc Technology	Reduced	11,709	-4,590	$2,163,706	+3.1%	26+	before history	0.98%
COF	Capital One Financial Corp Financial Services	Added	9,988	+1,000	$2,003,792	+22.2%	5	$194.17	0.91%
RTX	RTX Corp Industrials	Added	10,532	+700	$1,998,236	+5.4%	22	$102.18	0.91%
NSC	Norfolk Southern Corp Industrials	Added	6,081	+531	$1,913,021	+20.1%	26+	before history	0.87%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	23,560	-500	$1,861,946	−2.4%	6	$79.25	0.85%
ORCL	Oracle Corp Technology	Added	12,352	+950	$1,810,185	+7.9%	12	$119.35	0.82%
SHEL	Shell plc Energy	Added	22,695	+2,150	$1,759,770	−7.9%	18	$59.63	0.80%
GE	General Electric Co Industrials	Held	4,390	0	$1,640,674	+31.7%	26+	before history	0.75%
DUK	Duke Energy CORP Utilities	Added	12,547	+588	$1,588,199	+1.4%	26+	before history	0.72%
KLAC	Kla Corp Technology	Added	5,250	+4,725	$1,583,977	+104.9%	22	$30.13	0.72%
NEE	Nextera Energy Inc Utilities	Added	17,845	+500	$1,566,255	−2.8%	5	$70.05	0.71%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	2	0	$1,497,700	+4.3%	26+	before history	0.68%
TFC	Truist Financial Corp Financial Services	Added	29,610	+2,385	$1,475,170	+17.9%	26+	before history	0.67%
SPY	Spdr S&P 500 ETF Trust	Held	1,955	0	$1,459,935	+14.8%	26+	before history	0.66%
TJX	Tjx Companies Inc Consumer Cyclical	Held	9,620	0	$1,457,430	−5.1%	26+	before history	0.66%
AXP	American Express Co Financial Services	Added	4,123	+600	$1,394,604	+30.9%	26+	before history	0.63%
MDLZ	Mondelez International, Inc. Consumer Defensive	Added	23,455	+3,370	$1,356,637	+17.2%	26+	before history	0.62%

Showing the top 50 of 113 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.