Shade Tree Advisors LLC

Registered adviser

CIK

1804785

Location

Saratoga Springs, NY

Portfolio Value

Small $183,931,000

Diversification

Highly concentrated

Files via

PARAMETRIC PORTFOLIO ASSOCIATES LLC J.P. Morgan Investment Management Inc. AQR CAPITAL MANAGEMENT LLC

Filing Date

Global Rank

#6,947 / 8,815 ▲ 214 · as of Jun 2026

Top Industry

Discount Stores 16.7%

Period ended 23 days ago

Filed Oct 22, 2026 · 1d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 289905

Roster of Oct 1, 2026

Regulatory AUM

$1,454,152,031

Main clients

Individuals and high net worth (80% of AUM)

Private funds

2 funds · Private equity funds

Focus by gross assets, Schedule D of Nov 8, 2024

$234,285,687 gross assets

Private funds on Schedule D 7.B.(1)

As filed Nov 8, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$62,022,188 gross assets in 2 funds Private equity funds $62,022,188 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,454,152,031	Individuals and high net worth (80%)
Apr 2025 to Mar 2026	$1,025,542,386	Individuals and high net worth (86%)
Apr 2024 to Mar 2025	$794,714,403	Individuals and high net worth (92%)
May 2023 to Mar 2024	$619,010,700	Individuals and high net worth (89%)
Apr 2023	$619,010,700	Individuals and high net worth (89%)
Apr 2022 to Mar 2023	$272,848,683	Individuals and high net worth (93%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.8% of the book (60%+)

Turnover

Low turnover

17.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 5.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 93.6%; sector active share 75.2% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

64 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

55.5%

−2.1 pts

Top 5

76.6%

−12.0 pts

Top 10

85.9%

−10.8 pts

HHI

3,250

Highly concentrated−347

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	84.4%	$155,326,446	28
Consumer Defensive	4.9%	$9,016,705	5
Technology	3.5%	$6,355,275	6
Financial Services	2.7%	$5,006,452	7
Consumer Cyclical	1.1%	$1,984,929	5
Industrials	1.1%	$1,953,113	5
Healthcare	1.1%	$1,945,353	4
Communication Services	0.9%	$1,730,277	2
Basic Materials	0.3%	$612,450	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

13 positions

Ticker	Company	Δ Shares	Shares	Value
IBIT	iShares Bitcoin Trust ETF	+70,962	145,410	$6,883,709
VXUS	Vanguard Total International Stock ETF	+12,150	224,944	$19,111,242
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+7,317	259,544	$97,131,746
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+6,112	93,360	$6,549,204
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	+2,357	3,719	$587,044
BIV	Vanguard Bond Index Funds	+2,337	21,593	$1,573,265
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+1,823	100,803	$4,774,030
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	+1,584	11,469	$575,055
FBTC	Fidelity Wise Origin Bitcoin Fund	+883	7,777	$564,921
TIP	iShares TIPS Bond ETF	+603	5,639	$586,681
IVV	iShares Core S&P 500 ETF	+89	2,812	$2,153,570
VOO	VANGUARD 500 INDEX FUND	+7	5,156	$3,613,634
COST	Costco Wholesale Corp	+1	780	$710,065
No positions match the current search.

Trimmed

Positions the filer reduced

4 positions

Ticker	Company	Δ Shares	Shares	Value
SNDK	Sandisk Corp	−6,418	834	$1,451,068
EQAL	Invesco Russell 1000 Equal Weight ETF	−1,561	20,447	$1,170,999
SPY	Spdr S&P 500 ETF Trust	−99	1,064	$811,438
VB	Vanguard Index Funds	−93	1,022	$290,748
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
TGT	Target Corp	26,023	$4,077,543
GIS	General Mills Inc	108,138	$3,477,718
IAUM	iShares Gold Trust Micro	64,515	$2,672,211
WFC	Wells Fargo & Company	30,790	$2,464,739
AAPL	Apple Inc.	6,496	$2,163,297
IAU	Ishares Gold Trust	26,500	$2,069,650
MSFT	Microsoft Corp	3,046	$1,562,293
GOOG	Alphabet Inc.	3,374	$1,149,656
UNH	Unitedhealth Group Inc	2,718	$997,723
AMZN	Amazon Com Inc	3,960	$986,634
ETN	Eaton Corp plc	1,466	$629,954
DIS	Walt Disney Co	5,535	$580,621
FDN	First Trust Dow Jones Internet Index Fund	2,000	$576,900
JNJ	Johnson & Johnson	2,148	$568,661
JPM	Jpmorgan Chase & Co	1,696	$561,087
QQQ	Invesco Qqq Trust, Series 1	700	$517,839
BRK-B	Berkshire Hathaway Inc	962	$479,027
BAC	Bank Of America Corp	8,778	$477,786
EMR	Emerson Electric Co	3,050	$473,055
KO	Coca Cola Co	5,250	$451,920
IJH	iShares Core S&P Mid-Cap ETF	6,000	$431,700
ECL	Ecolab Inc.	1,500	$411,870
UNP	Union Pacific Corp	1,500	$408,195
FNY	First Trust Mid Cap Growth AlphaDEX Fund	4,000	$395,346
BMO	Bank Of Montreal	2,225	$372,131
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
GLD	Spdr Gold Trust	28,465	$10,485,936
USAR	USA Rare Earth, Inc.	52,500	$1,132,950
QCOM	Qualcomm Inc	5,381	$994,354
TSM	Taiwan Semiconductor Manufacturing Co Ltd	1,094	$522,461
CPNG	Coupang, Inc.	14,466	$251,274
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

64 tracked positions · $183,931,000 total · filing declares 64 positions · $186,684,689 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology

Showing 1–50 of 64 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	259,544	+7,317	$97,131,746	+4.1%	52.81%
VXUS	Vanguard Total International Stock ETF	Added	224,944	+12,150	$19,111,242	+5.1%	10.39%
IBIT	iShares Bitcoin Trust ETF	Added	145,410	+70,962	$6,883,709	+177.8%	3.74%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	93,360	+6,112	$6,549,204	+2.3%	3.56%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	100,803	+1,823	$4,774,030	−4.6%	2.60%
TGT	Target Corp Consumer Defensive	NEW	26,023	NEW	$4,077,543	NEW	2.22%
VOO	VANGUARD 500 INDEX FUND	Added	5,156	+7	$3,613,634	+2.2%	1.96%
GIS	General Mills Inc Consumer Defensive	NEW	108,138	NEW	$3,477,718	NEW	1.89%
IAUM	iShares Gold Trust Micro	NEW	64,515	NEW	$2,672,211	NEW	1.45%
WFC	Wells Fargo & Company Financial Services	NEW	30,790	NEW	$2,464,739	NEW	1.34%
AAPL	Apple Inc. Technology	NEW	6,496	NEW	$2,163,297	NEW	1.18%
IVV	iShares Core S&P 500 ETF	Added	2,812	+89	$2,153,570	+5.6%	1.17%
IAU	Ishares Gold Trust	NEW	26,500	NEW	$2,069,650	NEW	1.13%
BIV	Vanguard Bond Index Funds	Added	21,593	+2,337	$1,573,265	+6.5%	0.86%
MSFT	Microsoft Corp Technology	NEW	3,046	NEW	$1,562,293	NEW	0.85%
SNDK	Sandisk Corp Technology	Reduced	834	-6,418	$1,451,068	−91.2%	0.79%
EQAL	Invesco Russell 1000 Equal Weight ETF	Reduced	20,447	-1,561	$1,170,999	−10.2%	0.64%
GOOG	Alphabet Inc. Communication Services	NEW	3,374	NEW	$1,149,656	NEW	0.63%
UNH	Unitedhealth Group Inc Healthcare	NEW	2,718	NEW	$997,723	NEW	0.54%
AMZN	Amazon Com Inc Consumer Cyclical	NEW	3,960	NEW	$986,634	NEW	0.54%
VO	VANGUARD MID-CAP INDEX FUND	Held	12,500	0	$980,250	−2.7%	0.53%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,064	-99	$811,438	−6.6%	0.44%
IJR	iShares Core S&P Small-Cap ETF	Held	5,700	0	$775,428	−8.3%	0.42%
COST	Costco Wholesale Corp Consumer Defensive	Added	780	+1	$710,065	−2.6%	0.39%
IT	Gartner Inc Technology	Held	3,740	0	$697,659	+43.9%	0.38%
ETN	Eaton Corp plc Industrials	NEW	1,466	NEW	$629,954	NEW	0.34%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	3,719	+2,357	$587,044	+174.6%	0.32%
TIP	iShares TIPS Bond ETF	Added	5,639	+603	$586,681	+6.5%	0.32%
DIS	Walt Disney Co Communication Services	NEW	5,535	NEW	$580,621	NEW	0.32%
FDN	First Trust Dow Jones Internet Index Fund	NEW	2,000	NEW	$576,900	NEW	0.31%
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	Added	11,469	+1,584	$575,055	+5.4%	0.31%
JNJ	Johnson & Johnson Healthcare	NEW	2,148	NEW	$568,661	NEW	0.31%
FBTC	Fidelity Wise Origin Bitcoin Fund	Added	7,777	+883	$564,921	+60.5%	0.31%
JPM	Jpmorgan Chase & Co Financial Services	NEW	1,696	NEW	$561,087	NEW	0.31%
IEFA	iShares Core MSCI EAFE ETF	Held	5,469	0	$529,836	+0.3%	0.29%
QQQ	Invesco Qqq Trust, Series 1	NEW	700	NEW	$517,839	NEW	0.28%
BRK-B	Berkshire Hathaway Inc Financial Services	NEW	962	NEW	$479,027	NEW	0.26%
BAC	Bank Of America Corp Financial Services	NEW	8,778	NEW	$477,786	NEW	0.26%
EMR	Emerson Electric Co Industrials	NEW	3,050	NEW	$473,055	NEW	0.26%
KO	Coca Cola Co Consumer Defensive	NEW	5,250	NEW	$451,920	NEW	0.25%
IJH	iShares Core S&P Mid-Cap ETF	NEW	6,000	NEW	$431,700	NEW	0.23%
GBDC	GOLUB CAPITAL BDC, Inc. Financial Services	Held	33,565	0	$423,925	−1.9%	0.23%
ECL	Ecolab Inc. Basic Materials	NEW	1,500	NEW	$411,870	NEW	0.22%
UNP	Union Pacific Corp Industrials	NEW	1,500	NEW	$408,195	NEW	0.22%
FNY	First Trust Mid Cap Growth AlphaDEX Fund	NEW	4,000	NEW	$395,346	NEW	0.21%
BMO	Bank Of Montreal Financial Services	NEW	2,225	NEW	$372,131	NEW	0.20%
MCD	Mcdonalds Corp Consumer Cyclical	NEW	1,598	NEW	$369,042	NEW	0.20%
HD	Home Depot, Inc. Consumer Cyclical	NEW	1,151	NEW	$327,447	NEW	0.18%
HSY	Hershey Co Consumer Defensive	NEW	1,900	NEW	$299,459	NEW	0.16%
VB	Vanguard Index Funds	Reduced	1,022	-93	$290,748	−14.0%	0.16%

Showing the top 50 of 64 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.