IAUM · Holdings ETF

$41.10 -0.18 (-0.44%)

Volume · Oct 20 8.53M Avg daily vol (3M) 2.76M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 51

Total Value: $285,167,483

Total Shares: 6,884,778

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 51 13F filers · Δ vs Jun 30, 2026

Top Holder

61.5%

+19.3 pts

Top 5

84.2%

+21.7 pts

Top 10

92.3%

+18.6 pts

HHI

3,957

Highly concentrated+2,027

Who Holds IAUM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 259 filers, like-for-like change -1.4%; actively managed books -12.5%; index-like books +12.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	21.8%	170	-10.9%	16	24
Adviser	2.1%	1	+6.0%	0	0
Bank	49.8%	15	+4.8%	2	1
Broker-dealer	0.3%	1	+40.8%	0	0
Holding company	4.8%	6	+81.0%	0	1
Benefit plan	0.0%	0	—	0	0
Unknown	21.2%	66	-13.5%	9	19

Style	Share	Filers	Change	New	Exited
Index-like	50.4%	6	+12.8%	0	0
Systematic-like	0.1%	2	-87.0%	0	3
Concentrated	20.0%	83	-11.0%	9	17
Diversified active	29.5%	168	-12.4%	18	24
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	86.2%	174	+8.4%	17	23
Medium turnover	12.7%	54	-28.1%	5	10
High turnover	0.5%	13	-78.6%	3	8
Unknown	0.6%	18	-69.7%	2	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.7%	20	-83.3%	3	8
Medium horizon	18.5%	70	+20.0%	6	13
Long horizon	77.7%	159	+0.4%	17	19
Unknown	3.2%	10	-35.1%	1	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	18.4%	107	-13.1%	14	20
$1B to $10B	14.2%	81	-15.0%	8	15
$10B to $100B	12.2%	52	-6.4%	4	7
$100B or more	55.1%	19	+9.4%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	13.4%	143	+1.2%	14	22
Pooled investment vehicles	0.2%	3	-32.3%	1	1
Registered funds and BDCs	1.2%	3	-55.9%	0	1
Pension and profit sharing plans	0.8%	5	+49.0%	0	0
Charitable organizations	0.1%	2	+28.0%	0	0
Governments and sovereign funds	3.6%	1	+70.3%	0	0
Corporations	0.6%	2	-38.8%	0	0
Other investment advisers	0.2%	5	+18.3%	1	0
Other	0.3%	1	-5.5%	0	0
Diversified	1.4%	5	-65.2%	0	0
Unknown	78.2%	89	+1.7%	11	21

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.5%	8	+45.2%	2	3
Private equity funds	0.7%	7	-0.5%	0	2
Real estate funds	1.1%	5	+46.9%	0	0
Other private funds	2.3%	14	+12.2%	0	0
Private funds, type not stated	1.6%	1	+14.0%	0	0
No private funds	15.5%	135	-19.1%	14	19
Unknown	78.2%	89	+1.7%	11	21

Location	Share	Filers	Change	New	Exited
United States	52.2%	244	-5.5%	25	43
Outside the US	47.8%	15	+3.7%	2	2

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F.

Conviction and Crowding

259 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

5.79% of filers hold it in their top 10

Mar 31, 2026: 23

Holders above 5%

median weight 0.032%

Mar 31, 2026: 12

Crowding

2.84%

of shares outstanding, 10th percentile

Mar 31, 2026: 3.32%

Private-fund advisers

2.69%

of shares outstanding

Institutional ownership

42.5%

of shares outstanding

Top 10 holders

73.6%

of 13F shares, Herfindahl 0.193

Active holders

-12.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 11.3 quarters

Under 1 year 10.6% 1 to 3 years 33.6% 3 years or more 55.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $49,009,417 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$36.14

estimated per share

Mar 31, 2026: $35.70

Quarter-end price

$40.01

implied by 13F values

Estimated gain or loss

+10.7%

price against the estimated cost

Estimated at a loss

19.9%

of costed 13F value

Estimated cost covers 85.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of IAUM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.06%	+0.04 pp	99,479	2
Active funds	0.00%	0.00 pp	0	0
Unclassified	0.00%	-0.49 pp	0	0
All registered funds	0.06%	-0.45 pp	99,479	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -209

Institutional value: -89.3%

Shares held: -89.7%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Alaska Permanent Fund Corp	+528,300	4,237,300
Small Encompass More Asset Management	+130,062	224,429
Small Heck Capital Advisors, LLC	+60,120	644,677
Small Decker Retirement Planning Inc.	+48,336	48,997
Small Tactive Advisors, LLC	+17,594	57,102

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid Blue Trust, Inc.	−1,204,680	378,377
Mid Atria Investments, Inc	−71,810	12,679
Mid Versant Capital Management, Inc	−32,076	313,333
Mid McKinley Carter Wealth Services, Inc.	−12,635	4,995
Mid Wedmont Private Capital	−6,888	25,522

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Maltin Wealth Management, Inc.	142,977	$5,922,107
Small FIG FINANCIAL ADVISORY SERVICES INC /ADV	32,902	$1,362,800
Small Weil Company, Inc.	28,307	$1,172,475
Small Optivise Advisory Services LLC	27,596	$1,143,026
Small Private Wealth Management Group, LLC	7,175	$297,188

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Upper Left Wealth Management, LLC	22,021	$881,060
Micro Scarborough Advisors, LLC	19,952	$798,279
Mid AdvisorNet Financial, Inc	750	$30,007

Filter: New 12 Increased 13 Reduced 16 Sold out 3 Unchanged 10

Holder type: Registered adviser 38 Unknown 13

Showing 51 of 51

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Alaska Permanent Fund Corp	$175,508,966	61.55%	4,237,300	—	+528,300 +14.2%	Shares	2026-10-13
Small Heck Capital Advisors, LLC Registered adviser	$26,702,521	9.36%	644,677	—	+60,120 +10.3%	Shares	2026-10-14
Mid Blue Trust, Inc.	$15,672,375	5.50%	378,377	—	-1,204,680 -76.1%	Shares	2026-10-15
Mid Versant Capital Management, Inc Registered adviser	$12,978,252	4.55%	313,333	—	-32,076 -9.3%	Shares	2026-10-02
Small Encompass More Asset Management Registered adviser	$9,295,849	3.26%	224,429	—	+130,062 +137.8%	Shares	2026-10-16
Small SFM, LLC Registered adviser	$8,999,944	3.16%	217,285	—	-2,727 -1.2%	Shares	2026-10-14
Small Maltin Wealth Management, Inc. Registered adviser	$5,922,107	2.08%	142,977	—	New	Shares	2026-10-13
Small M Wealth Management, LLC Registered adviser	$3,205,949	1.12%	77,401	—	+388 +0.5%	Shares	2026-10-14
Mid SteelPeak Wealth, LLC Registered adviser	$2,474,513	0.87%	59,742	—	-112 -0.2%	Shares	2026-10-16
Small Tactive Advisors, LLC Registered adviser	$2,365,164	0.83%	57,102	—	+17,594 +44.5%	Shares	2026-10-08
Small Chemistry Wealth Management LLC Registered adviser	$2,301,088	0.81%	55,555	—	+8,291 +17.5%	Shares	2026-10-16
Small Decker Retirement Planning Inc. Registered adviser	$2,029,455	0.71%	48,997	—	+48,336 +7312.6%	Shares	2026-10-19
Small FIG FINANCIAL ADVISORY SERVICES INC /ADV Registered adviser	$1,362,800	0.48%	32,902	—	New	Shares	2026-10-07
Large Farther Finance Advisors, LLC Registered adviser	$1,343,996	0.47%	32,448	—	-524 -1.6%	Shares	2026-10-08
Small Columbus Macro, LLC Registered adviser	$1,238,250	0.43%	29,895	—	+12,752 +74.4%	Shares	2026-10-14
Small Ardent Capital Management, Inc. Registered adviser	$1,180,470	0.41%	28,500	—	0 0.0%	Shares	2026-10-16
Small Weil Company, Inc. Registered adviser	$1,172,475	0.41%	28,307	—	New	Shares	2026-10-14
Small Optivise Advisory Services LLC Registered adviser	$1,143,026	0.40%	27,596	—	New	Shares	2026-10-19
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$1,090,547	0.38%	26,329	—	+8,825 +50.4%	Shares	2026-10-13
Mid Wedmont Private Capital	$1,057,121	0.37%	25,522	—	-6,888 -21.3%	Shares	2026-10-09
Small KFG WEALTH MANAGEMENT, LLC Registered adviser	$708,447	0.25%	17,104	—	+8,771 +105.3%	Shares	2026-10-16
Small New England Private Wealth Advisors LLC Registered adviser	$694,696	0.24%	16,772	—	0 0.0%	Shares	2026-10-19
Mid Signal Advisors Wealth, LLC	$657,252	0.23%	15,868	—	-931 -5.5%	Shares	2026-10-13
Mid IFP Advisors, Inc Registered adviser	$593,507	0.21%	14,329	—	-720 -4.8%	Shares	2026-10-16
Mid Atria Investments, Inc Registered adviser	$525,164	0.18%	12,679	—	-71,810 -85.0%	Shares	2026-10-15
Small S.A. Mason LLC	$456,034	0.16%	11,010	—	0 0.0%	Shares	2026-10-13
Large FORT WASHINGTON INVESTMENT ADVISORS INC /OH/	$454,584	0.16%	10,975	—	0 0.0%	Shares	2026-10-15
Small Family Investment Center, Inc. Registered adviser	$441,040	0.15%	10,648	—	-156 -1.4%	Shares	2026-10-19
Mid AlphaStar Capital Management, LLC Registered adviser	$359,649	0.13%	8,683	—	-1,947 -18.3%	Shares	2026-10-16
Small Archer Investment Management, LLC Registered adviser	$343,413	0.12%	8,291	—	-3,947 -32.3%	Shares	2026-10-13
Small Private Wealth Management Group, LLC Registered adviser	$297,188	0.10%	7,175	—	New	Shares	2026-10-19
Mid Retirement Planning Group, LLC Registered adviser	$295,076	0.10%	7,124	—	+1,175 +19.8%	Shares	2026-10-19
Small Womack Financial LLC	$275,567	0.10%	6,653	—	New	Shares	2026-10-14
Mid MISSION WEALTH MANAGEMENT, LP Registered adviser	$275,028	0.10%	6,640	—	-193 -2.8%	Shares	2026-10-15
Small EPIQ PARTNERS, LLC Registered adviser	$255,188	0.09%	6,161	—	+729 +13.4%	Shares	2026-10-07
Small CAP Partners, LLC Registered adviser	$250,715	0.09%	6,053	—	-501 -7.6%	Shares	2026-10-19
Mid Apella Capital, LLC	$217,082	0.08%	5,241	—	-25 -0.5%	Shares	2026-10-08
Mid Discipline Wealth Solutions, LLC	$214,058	0.08%	5,168	—	0 0.0%	Shares	2026-10-14
Mid ZWJ INVESTMENT COUNSEL INC Registered adviser	$211,656	0.07%	5,110	—	New	Shares	2026-10-15
Large Concurrent Investment Advisors, LLC Registered adviser	$211,490	0.07%	5,106	—	New	Shares	2026-10-16
Mid McKinley Carter Wealth Services, Inc. Registered adviser	$206,892	0.07%	4,995	—	-12,635 -71.7%	Shares	2026-10-16
Small True Wealth Design, LLC Registered adviser	$60,556	0.02%	1,462	—	0 0.0%	Shares	2026-10-13
Large MATHER GROUP, LLC. Registered adviser	$47,922	0.02%	1,157	—	0 0.0%	Shares	2026-10-14
Small Triumph Capital Management Registered adviser	$29,532	0.01%	713	—	+213 +42.6%	Shares	2026-10-14
Small GK Wealth Management LLC	$12,426	0.00%	300	—	New	Shares	2026-10-09
Small Wealth Analytics Partners, LLC	$8,284	0.00%	200	—	New	Shares	2026-10-19
Mid BEACON INVESTMENT ADVISORY SERVICES, INC. Registered adviser	$7,828	0.00%	189	—	0 0.0%	Shares	2026-10-13
Small ELEVATION WEALTH PARTNERS, LLC	$7,289	0.00%	176	—	New	Shares	2026-10-07
Mid CoreCap Advisors, LLC Registered adviser	$2,816	0.00%	68	—	0 0.0%	Shares	2026-10-08
Small Deane Retirement Strategies, Inc. Registered adviser	$2,112	0.00%	51	—	0 0.0%	Shares	2026-10-09
Small First Pacific Financial Registered adviser	$124	0.00%	3	—	New	Shares	2026-10-14
Small Upper Left Wealth Management, LLC Registered adviser	$881,060	0.31%	22,021	—	Sold Out	Shares	2026-07-14
Micro Scarborough Advisors, LLC Registered adviser	$798,279	0.28%	19,952	—	Sold Out	Shares	2026-07-21
Mid AdvisorNet Financial, Inc Registered adviser	$30,007	0.01%	750	—	Sold Out	Shares	2026-07-23
No holders match your search.