Bauman Advisory Group, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $206,399,319 | Individuals and high net worth (99%) |
| Dec 2025 to Mar 2026 | $193,238,301 | Individuals and high net worth (100%) |
| Mar 2025 to Sep 2025 | $118,331,201 | Individuals and high net worth (99%) |
| Dec 2024 to Feb 2025 | $104,657,800 | Individuals and high net worth (100%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 87.8%; sector active share 66.1% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
81 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 74.6% | $123,308,240 |
| Financial Services | 12.5% | $20,675,263 |
| Technology | 6.0% | $9,839,447 |
| Industrials | 2.2% | $3,689,520 |
| Consumer Defensive | 2.1% | $3,391,690 |
| Communication Services | 1.1% | $1,803,785 |
| Consumer Cyclical | 0.9% | $1,490,840 |
| Healthcare | 0.3% | $542,520 |
| Utilities | 0.3% | $463,179 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | +51,962 | 62,313 | $1,707,999 | ||
| SPHY | State Street(R) SPDR(R) Portfolio High Yield Bond ETF | +33,130 | 218,613 | $5,124,288 | |
| AVEM | Avantis Emerging Markets Equity ETF | +32,943 | 59,424 | $5,733,821 | |
| AVSC | Avantis U.S. Small Cap Equity ETF | +25,432 | 81,320 | $5,964,008 | |
| BINC | +23,030 | 136,941 | $7,167,491 | ||
| JEPI | JPMorgan Equity Premium Income ETF | +19,555 | 98,124 | $5,542,043 | |
| USIG | iShares Broad USD Investment Grade Corporate Bond ETF | +14,839 | 99,882 | $0 | |
| SCHP | Schwab U.S. TIPS ETF | +12,142 | 65,870 | $1,745,555 | |
| SPYI | NEOS S&P 500(R) High Income ETF | +9,993 | 39,695 | $2,107,407 | |
| AVDV | Avantis International Small Cap Value ETF | +8,240 | 54,109 | $5,575,932 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +7,877 | 36,733 | $0 | |
| JAAA | Janus Henderson AAA CLO ETF | +7,423 | 36,362 | $1,835,917 | |
| APG | APi Group Corp | +5,164 | 14,979 | $634,360 | |
| AVUV | Avantis U.S. Small Cap Value ETF | +5,075 | 48,501 | $6,050,984 | |
| QQQM | Invesco Ltd. | +4,966 | 60,629 | $18,368,768 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | +3,980 | 22,768 | $1,799,355 | |
| WMT | Walmart Inc. | +3,908 | 13,189 | $1,493,786 | |
| AMKR | Amkor Technology, Inc. | +3,177 | 11,610 | $1,001,130 | |
| JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | +2,997 | 8,832 | $542,814 | |
| LRN | Stride, Inc. | +2,423 | 7,819 | $674,310 | |
| NVDA | Nvidia Corp | +2,305 | 6,915 | $1,383,622 | |
| C | Citigroup Inc | +1,869 | 5,529 | $773,838 | |
| NLR | VanEck Uranium and Nuclear ETF | +1,737 | 6,906 | $800,957 | |
| AAPL | Apple Inc. | +1,533 | 10,559 | $3,055,352 | |
| VSEC | Vse Corp | +1,060 | 3,091 | $706,293 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SCHD | Schwab U.S. Dividend Equity ETF | −135,091 | 8,354 | $264,905 | |
| IAUM | iShares Gold Trust Micro | −51,514 | 139,413 | $5,577,914 | |
| SIVR | abrdn Silver ETF Trust | −9,074 | 5,693 | $320,060 | |
| AVDE | Avantis International Equity ETF | −2,520 | 103,645 | $9,245,134 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | −2,304 | 413,608 | $36,347,871 | |
| IJH | iShares Core S&P Mid-Cap ETF | −1,429 | 3,992 | $0 | |
| UPS | United Parcel Service Inc | −1,420 | 8,769 | $942,667 | |
| IJR | iShares Core S&P Small-Cap ETF | −919 | 1,588 | $0 | |
| TSLA | Tesla, Inc. | −171 | 668 | $280,960 | |
| SRE | Sempra | −134 | 4,996 | $463,179 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | −124 | 3,052 | $0 | |
| AOD | abrdn Total Dynamic Dividend Fund | −105 | 10,812 | $111,471 | |
| SPHQ | Invesco S&P 500 Quality ETF | −65 | 19,680 | $1,773,168 | |
| GLDM | World Gold Trust | −10 | 5,878 | $466,830 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AVLV | Avantis U.S. Large Cap Value ETF | 126,848 | $11,569,806 | |
| MU | Micron Technology Inc | 632 | $729,511 | |
| AIPO | Tidal Trust II | 16,040 | $535,896 | |
| TRFK | Pacer Data and Digital Revolution ETF | 4,824 | $514,720 | |
| BOXX | Alpha Architect 1-3 Month Box ETF | 3,758 | $440,024 | |
| CAT | Caterpillar Inc | 352 | $374,844 | |
| AVGO | Broadcom Inc. | 953 | $359,995 | |
| AMD | Advanced Micro Devices Inc | 602 | $349,707 | |
| FLEX | Flex Ltd. | 1,900 | $307,933 | |
| REMX | VanEck Rare Earth and Strategic Metals ETF | 3,429 | $303,466 | |
| ROBO | ROBO Global Robotics and Automation Index ETF | 3,374 | $289,016 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | 1,729 | $273,233 | |
| FDIS | Fidelity MSCI Consumer Discretionary Index ETF | 2,655 | $273,040 | |
| QQQI | NEOS Nasdaq-100(R) High Income ETF | 4,530 | $257,258 | |
| VUG | VANGUARD GROWTH INDEX FUND | 2,978 | $256,524 | |
| CSCO | Cisco Systems, Inc. | 1,998 | $234,685 | |
| ANET | Arista Networks, Inc. | 1,367 | $232,225 | |
| VOO | VANGUARD 500 INDEX FUND | 299 | $205,356 | |
| QQQ | Invesco Qqq Trust, Series 1 | 276 | $203,246 | |
| DVLT | Datavault AI Inc. | 10,000 | $3,500 | |
| GARP | iShares MSCI USA Quality GARP ETF | 139,714 | $0 | |
| DTCR | Global X Data Center & Digital Infrastructure ETF | 7,654 | $0 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | 2,319 | $0 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 413,608 | $36,347,871 | 22.00% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Added | 60,629 | $18,368,768 | 11.12% | |
| AVLV |
Avantis U.S. Large Cap Value ETF
|
NEW | 126,848 | $11,569,806 | 7.00% | |
| AVDE |
Avantis International Equity ETF
|
Reduced | 103,645 | $9,245,134 | 5.60% | |
| BINC |
|
Added | 136,941 | $7,167,491 | 4.34% | |
| AVUV |
Avantis U.S. Small Cap Value ETF
|
Added | 48,501 | $6,050,984 | 3.66% | |
| AVSC |
Avantis U.S. Small Cap Equity ETF
|
Added | 81,320 | $5,964,008 | 3.61% | |
| AVEM |
Avantis Emerging Markets Equity ETF
|
Added | 59,424 | $5,733,821 | 3.47% | |
| IAUM |
iShares Gold Trust Micro
|
Reduced | 139,413 | $5,577,914 | 3.38% | |
| AVDV |
Avantis International Small Cap Value ETF
|
Added | 54,109 | $5,575,932 | 3.38% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 98,124 | $5,542,043 | 3.35% | |
| SPHY |
State Street(R) SPDR(R) Portfolio High Yield Bond ETF
|
Added | 218,613 | $5,124,288 | 3.10% | |
| AAPL |
Apple Inc.
Technology
|
Added | 10,559 | $3,055,352 | 1.85% | |
| SPYI |
NEOS S&P 500(R) High Income ETF
|
Added | 39,695 | $2,107,407 | 1.28% | |
| JAAA |
Janus Henderson AAA CLO ETF
|
Added | 36,362 | $1,835,917 | 1.11% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Added | 22,768 | $1,799,355 | 1.09% | |
| SPHQ |
Invesco S&P 500 Quality ETF
|
Reduced | 19,680 | $1,773,168 | 1.07% | |
| SCHP |
Schwab U.S. TIPS ETF
|
Added | 65,870 | $1,745,555 | 1.06% | |
|
|
Added | 62,313 | $1,707,999 | 1.03% | ||
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 13,189 | $1,493,786 | 0.90% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 6,915 | $1,383,622 | 0.84% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Added | 1,308 | $1,223,594 | 0.74% | |
| CRS |
Carpenter Technology Corp
Industrials
|
Added | 1,672 | $1,031,356 | 0.62% | |
| AMKR |
Amkor Technology, Inc.
Technology
|
Added | 11,610 | $1,001,130 | 0.61% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 2,656 | $990,741 | 0.60% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 8,769 | $942,667 | 0.57% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 3,746 | $892,821 | 0.54% | |
|
|
Added | 5,162 | $853,691 | 0.52% | ||
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 2,252 | $804,797 | 0.49% | |
| NLR |
VanEck Uranium and Nuclear ETF
|
Added | 6,906 | $800,957 | 0.48% | |
| C |
Citigroup Inc
Financial Services
|
Added | 5,529 | $773,838 | 0.47% | |
| FCFS |
FirstCash Holdings, Inc.
Financial Services
|
Added | 3,430 | $741,977 | 0.45% | |
| MU |
Micron Technology Inc
Technology
|
NEW | 632 | $729,511 | 0.44% | |
| MPWR |
Monolithic Power Systems, Inc.
Technology
|
Added | 515 | $711,915 | 0.43% | |
| VSEC |
Vse Corp
Industrials
|
Added | 3,091 | $706,293 | 0.43% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 2,075 | $679,209 | 0.41% | |
| LRN |
Stride, Inc.
Consumer Defensive
|
Added | 7,819 | $674,310 | 0.41% | |
| FBTC |
Fidelity Wise Origin Bitcoin Fund
|
Added | 12,632 | $644,863 | 0.39% | |
| APG |
APi Group Corp
Industrials
|
Added | 14,979 | $634,360 | 0.38% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 1,764 | $623,274 | 0.38% | |
| JEPQ |
JPMorgan Nasdaq Equity Premium Income ETF
|
Added | 8,832 | $542,814 | 0.33% | |
| MCK |
Mckesson Corp
Healthcare
|
Added | 718 | $542,520 | 0.33% | |
| AIPO |
Tidal Trust II
|
NEW | 16,040 | $535,896 | 0.32% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Added | 9,993 | $530,728 | 0.32% | |
| TRFK |
Pacer Data and Digital Revolution ETF
|
NEW | 4,824 | $514,720 | 0.31% | |
| ADBE |
Adobe Inc.
Technology
|
Added | 2,337 | $479,131 | 0.29% | |
| GLDM |
World Gold Trust
|
Reduced | 5,878 | $466,830 | 0.28% | |
| SRE |
Sempra
Utilities
|
Reduced | 4,996 | $463,179 | 0.28% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 1,251 | $462,920 | 0.28% | |
| BOXX |
Alpha Architect 1-3 Month Box ETF
|
NEW | 3,758 | $440,024 | 0.27% |
Showing the top 50 of 81 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.