Modus Advisors, LLC
Registered adviserFiling Date
Global Rank
#4,391
/ 8,827
▼ 73
Top Industry
Semiconductors
12.5%
Period ended 4 months ago
Filed Aug 3, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$601,069,964
Main clients
Individuals and high net worth
(100% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Nov 2026 | $601,069,964 | Individuals and high net worth (100%) |
| Apr 2025 to Feb 2026 | $513,987,454 | Individuals and high net worth (99%) |
| Mar 2024 to Mar 2025 | $432,365,232 | Individuals and high net worth (100%) |
| May 2023 to Feb 2024 | $351,314,439 | Individuals and high net worth (97%) |
| Apr 2023 | $351,314,439 | Individuals and high net worth (97%) |
| Mar 2022 to Mar 2023 | $398,303,547 | Individuals and high net worth (97%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 44.7%, 28.0 effective positions, active share 65.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
19.7% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 18.7 quarters (12+), a floor since 40.7% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 65.5%; sector active share 32.0% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
118 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
12.9%
−0.4 pts
Top 5
30.5%
−1.4 pts
Top 10
44.7%
−0.5 pts
HHI
357
Diversified−16
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 44.6% | $180,548,557 |
| Technology | 17.4% | $70,515,254 |
| Financial Services | 11.3% | $45,879,894 |
| Industrials | 4.8% | $19,458,004 |
| Consumer Cyclical | 4.7% | $18,950,538 |
| Communication Services | 4.6% | $18,773,033 |
| Healthcare | 4.4% | $17,785,365 |
| Consumer Defensive | 3.1% | $12,615,296 |
| Utilities | 2.2% | $9,023,239 |
| Energy | 2.2% | $8,792,195 |
| Real Estate | 0.6% | $2,450,618 |
| Basic Materials | 0.0% | $181,500 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IBIT | iShares Bitcoin Trust ETF | +25,789 | 188,102 | $6,261,915 | |
| CRWV | CoreWeave, Inc. | +8,240 | 11,774 | $1,171,983 | |
| SCHR | Schwab Intermediate-Term U.S. Treasury ETF | +5,800 | 202,957 | $5,004,919 | |
| VO | VANGUARD MID-CAP INDEX FUND | +5,586 | 7,795 | $628,043 | |
| IAU | Ishares Gold Trust | +3,557 | 276,829 | $20,903,357 | |
| BX | Blackstone Inc. | +3,161 | 43,074 | $5,068,517 | |
| ET | Energy Transfer LP | +3,134 | 13,987 | $267,431 | |
| VICI | Vici Properties Inc. | +2,538 | 92,302 | $2,450,618 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +2,203 | 61,494 | $6,086,676 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | +2,190 | 78,243 | $6,424,532 | |
| TLH | iShares 10-20 Year Treasury Bond ETF | +2,108 | 37,765 | $3,789,717 | |
| JIVE | JPMorgan International Value ETF | +1,946 | 109,194 | $10,040,825 | |
| DGRO | iShares Core Dividend Growth ETF | +1,927 | 141,840 | $10,750,053 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | +1,785 | 40,343 | $3,334,348 | |
| VST | Vistra Corp. | +1,760 | 29,415 | $4,666,101 | |
| IBM | International Business Machines Corp | +1,568 | 12,220 | $3,436,386 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | +1,256 | 36,173 | $2,858,752 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | +1,181 | 69,356 | $7,564,658 | |
| JEPI | JPMorgan Equity Premium Income ETF | +1,120 | 32,674 | $1,845,427 | |
| TTWO | Take Two Interactive Software Inc | +975 | 9,114 | $2,278,317 | |
| QBTS | D-Wave Quantum Inc. | +863 | 35,454 | $850,541 | |
| NEE | Nextera Energy Inc | +795 | 38,057 | $3,340,262 | |
| RSP | Victory Portfolios II | +754 | 35,180 | $7,485,248 | |
| MCD | Mcdonalds Corp | +718 | 14,398 | $3,891,923 | |
| COWZ | Pacer US Cash Cows 100 ETF | +713 | 115,515 | $7,185,033 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| XLF | State Street Corp | −6,730 | 71,595 | $3,838,207 | |
| ARM | Arm Holdings PLC | −5,000 | 27,399 | $9,714,863 | |
| FBTC | Fidelity Wise Origin Bitcoin Fund | −4,644 | 30,690 | $1,566,724 | |
| UBER | Uber Technologies, Inc | −3,737 | 61,246 | $4,419,511 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −1,642 | 57,231 | $5,520,502 | |
| PANW | Palo Alto Networks Inc | −1,425 | 26,720 | $9,112,054 | |
| NVDA | Nvidia Corp | −1,344 | 58,307 | $11,666,647 | |
| OVV | Ovintiv Inc. | −1,306 | 46,080 | $2,426,112 | |
| — | −1,269 | 35,354 | $5,453,708 | ||
| MNTN | MNTN, Inc. | −1,023 | 10,991 | $101,117 | |
| MRVL | Marvell Technology, Inc. | −1,017 | 4,408 | $1,313,099 | |
| QQQ | Invesco Qqq Trust, Series 1 | −1,008 | 10,070 | $7,415,548 | |
| SCHW | Schwab Charles Corp | −827 | 20,588 | $1,899,654 | |
| GOOG | Alphabet Inc. | −721 | 33,638 | $11,885,314 | |
| MSFT | Microsoft Corp | −698 | 11,639 | $4,341,579 | |
| CAT | Caterpillar Inc | −643 | 10,481 | $11,161,216 | |
| SCHM | Schwab U.S. Mid-Cap ETF | −605 | 22,722 | $837,760 | |
| AAPL | Apple Inc. | −573 | 30,500 | $8,825,480 | |
| QQQM | Invesco Ltd. | −569 | 49,566 | $15,017,011 | |
| SCHG | Schwab U.S. Large-Cap Growth ETF | −370 | 40,751 | $1,379,013 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | −360 | 7,331 | $1,163,136 | |
| VB | Vanguard Index Funds | −288 | 3,924 | $1,189,442 | |
| GILD | Gilead Sciences, Inc. | −287 | 5,597 | $707,124 | |
| OKLO | Oklo Inc. | −263 | 19,432 | $1,016,876 | |
| MA | Mastercard Inc | −201 | 7,042 | $3,616,771 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
8 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPCX | Space Exploration Technologies Corp | 12,930 | $2,209,219 | |
| MU | Micron Technology Inc | 1,206 | $1,392,073 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | 5,463 | $480,088 | |
| CBRS | Cerebras Systems Inc. | 1,902 | $420,342 | |
| SMH | VanEck Semiconductor ETF | 460 | $301,709 | |
| SCHA | Schwab U.S. Small-Cap ETF | 6,626 | $239,397 | |
| BAC | Bank Of America Corp | 3,785 | $215,669 | |
| NKE | NIKE, Inc. | 5,036 | $206,727 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
7 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CRM | Salesforce, Inc. | 16,974 | $3,168,536 | |
| SOFI | SoFi Technologies, Inc. | 19,471 | $309,199 | |
| SMR | NUSCALE POWER Corp | 20,601 | $223,314 | |
| NFLX | Netflix Inc | 2,111 | $202,972 | |
| SANA | Sana Biotechnology, Inc. | 55,000 | $158,400 | |
| JMIA | Jumia Technologies AG | 20,000 | $138,000 | |
| QUBT | Quantum Computing Inc. | 16,900 | $115,765 | |
| No positions match the current search. | ||||
118 tracked positions ·
$404,973,493 total
· filing declares
118 positions · $404,975,025
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 118 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| IAU |
Ishares Gold Trust
|
Added | 276,829 | $20,903,357 | 5.16% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Reduced | 49,566 | $15,017,011 | 3.71% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 35,337 | $13,076,103 | 3.23% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 33,638 | $11,885,314 | 2.93% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 58,307 | $11,666,647 | 2.88% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 10,481 | $11,161,216 | 2.76% | |
| DGRO |
iShares Core Dividend Growth ETF
|
Added | 141,840 | $10,750,053 | 2.65% | |
| JIVE |
JPMorgan International Value ETF
|
Added | 109,194 | $10,040,825 | 2.48% | |
| ARM |
Arm Holdings PLC
Technology
|
Reduced | 27,399 | $9,714,863 | 2.40% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 38,617 | $9,203,975 | 2.27% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 26,720 | $9,112,054 | 2.25% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 27,432 | $8,979,316 | 2.22% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 30,500 | $8,825,480 | 2.18% | |
| FESM |
Fidelity Enhanced Small Cap Core ETF
|
Added | 176,654 | $8,530,621 | 2.11% | |
| LQD |
iShares iBoxx $ Investment Grade Corporate Bond ETF
|
Added | 69,356 | $7,564,658 | 1.87% | |
| RSP |
Victory Portfolios II
|
Added | 35,180 | $7,485,248 | 1.85% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 10,070 | $7,415,548 | 1.83% | |
| COWZ |
Pacer US Cash Cows 100 ETF
|
Added | 115,515 | $7,185,033 | 1.77% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 25,712 | $6,470,167 | 1.60% | |
| SHY |
iShares 1-3 Year Treasury Bond ETF
|
Added | 78,243 | $6,424,532 | 1.59% | |
| IBIT |
iShares Bitcoin Trust ETF
|
Added | 188,102 | $6,261,915 | 1.55% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 61,494 | $6,086,676 | 1.50% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 8,684 | $5,964,258 | 1.47% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Reduced | 7,693 | $5,870,836 | 1.45% | |
| IYJ |
iShares U.S. Industrials ETF
|
Added | 34,126 | $5,687,097 | 1.40% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 57,231 | $5,520,502 | 1.36% | |
|
|
Reduced | 35,354 | $5,453,708 | 1.35% | ||
| BX |
Blackstone Inc.
Financial Services
|
Added | 43,074 | $5,068,517 | 1.25% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 4,218 | $5,059,196 | 1.25% | |
| SCHR |
Schwab Intermediate-Term U.S. Treasury ETF
|
Added | 202,957 | $5,004,919 | 1.24% | |
| MTUM |
iShares MSCI USA Momentum Factor ETF
|
Added | 13,689 | $4,692,999 | 1.16% | |
| VST |
Vistra Corp.
Utilities
|
Added | 29,415 | $4,666,101 | 1.15% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 8,183 | $4,609,402 | 1.14% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 9,050 | $4,528,529 | 1.12% | |
| UBER |
Uber Technologies, Inc
Technology
|
Reduced | 61,246 | $4,419,511 | 1.09% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 4,721 | $4,416,353 | 1.09% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 12,328 | $4,347,839 | 1.07% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 11,639 | $4,341,579 | 1.07% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 25,994 | $4,308,765 | 1.06% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 9,824 | $4,083,149 | 1.01% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 14,398 | $3,891,923 | 0.96% | |
| XLF |
State Street Corp
Financial Services
|
Reduced | 71,595 | $3,838,207 | 0.95% | |
| TLH |
iShares 10-20 Year Treasury Bond ETF
|
Added | 37,765 | $3,789,717 | 0.94% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 7,042 | $3,616,771 | 0.89% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 12,220 | $3,436,386 | 0.85% | |
| NEE |
Nextera Energy Inc
Utilities
|
Added | 38,057 | $3,340,262 | 0.82% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Added | 40,343 | $3,334,348 | 0.82% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Added | 6,126 | $3,120,951 | 0.77% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 20,563 | $3,015,358 | 0.74% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Added | 36,173 | $2,858,752 | 0.71% |
Showing the top 50 of 118 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.