Schaeffer Financial LLC

Registered adviser

CIK

1898838

Location

Rockville, MD

Portfolio Value

Small $131,014,244

Diversification

Highly concentrated

Files via

FSA WEALTH PARTNERS, INC.

Filing Date

Global Rank

#7,863 / 8,827 ▼ 148 · as of Jun 2026

Top Industry

Software - Infrastructure 29.1%

Period ended 38 days ago

Filed Oct 23, 2026 · 15d

16 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 133697

Roster of Nov 1, 2026

Regulatory AUM

$257,695,379

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$257,695,379	Individuals and high net worth (100%)
Mar 2025 to Mar 2026	$223,248,023	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$199,443,466	Individuals and high net worth (100%)
May 2023 to Mar 2024	$178,357,368	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$178,357,368	Individuals and high net worth (100%)
Apr 2022 to Feb 2023	$213,248,490	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.4% of the book (60%+)

Turnover

Low turnover

13.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 91.0%; sector active share 84.9% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

30 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

51.3%

+1.4 pts

Top 5

94.7%

−0.9 pts

Top 10

97.9%

−0.5 pts

HHI

3,581

Highly concentrated+83

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.8%	$126,879,240	22
Technology	1.2%	$1,596,199	2
Energy	0.8%	$1,038,833	1
Consumer Defensive	0.3%	$448,797	1
Industrials	0.3%	$371,341	1
Financial Services	0.2%	$264,002	1
Consumer Cyclical	0.2%	$209,384	1
Communication Services	0.2%	$206,448	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+14,059	688,312	$35,262,223
SCHD	Schwab U.S. Dividend Equity ETF	+13,595	495,667	$16,124,047
SCHM	Schwab U.S. Mid-Cap ETF	+8,876	151,344	$5,148,722
SCHG	Schwab U.S. Large-Cap Growth ETF	+5,458	445,670	$16,012,923
SCHV	Schwab U.S. Large-Cap Value ETF	+2,034	66,488	$2,214,715
SCHB	Schwab U.S. Broad Market ETF	+848	905,716	$26,546,535
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+834	3,807	$294,090
VOO	VANGUARD 500 INDEX FUND	+680	1,746	$1,223,701
AAPL	Apple Inc.	+1	1,183	$393,962
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
SPLV	Invesco S&P 500 Low Volatility ETF	−22,247	13,486	$950,897
SPGM	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF	−16,148	210,781	$18,232,556
SCHI	Schwab 5-10 Year Corporate Bond ETF	−1,405	11,381	$244,008
ESGV	VANGUARD ESG U.S. STOCK ETF	−176	2,498	$338,553
VIG	Vanguard Specialized Funds	−78	3,267	$762,223
MGC	VANGUARD MORNINGSTAR MEGA CAP INDEX FUND	−45	813	$229,518
SPY	Spdr S&P 500 ETF Trust	−18	1,180	$899,903
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	6,383	$1,038,833
SCHO	Schwab Short-Term U.S. Treasury ETF	22,607	$539,403
VXUS	Vanguard Total International Stock ETF	3,753	$318,854
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	2,459	$213,441
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
QQQ	Invesco Qqq Trust, Series 1	336	$247,430
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

30 tracked positions · $131,014,244 total · filing declares 30 positions · $131,015,189 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	688,312	+14,059	$35,262,223	−0.2%	26.91%
SCHB	Schwab U.S. Broad Market ETF	Added	905,716	+848	$26,546,535	+1.3%	20.26%
SPGM	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF	Reduced	210,781	-16,148	$18,232,556	−6.2%	13.92%
SCHD	Schwab U.S. Dividend Equity ETF	Added	495,667	+13,595	$16,124,047	+5.5%	12.31%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	445,670	+5,458	$16,012,923	+7.5%	12.22%
SCHM	Schwab U.S. Mid-Cap ETF	Added	151,344	+8,876	$5,148,722	−2.0%	3.93%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	66,488	+2,034	$2,214,715	−1.3%	1.69%
VOO	VANGUARD 500 INDEX FUND	Added	1,746	+680	$1,223,701	+67.1%	0.93%
MSFT	Microsoft Corp Technology	Held	2,344	0	$1,202,237	+37.5%	0.92%
XOM	ExxonMobil Holdings Corp Energy	NEW	6,383	NEW	$1,038,833	NEW	0.79%
SPLV	Invesco S&P 500 Low Volatility ETF	Reduced	13,486	-22,247	$950,897	−64.5%	0.73%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,180	-18	$899,903	+0.6%	0.69%
VIG	Vanguard Specialized Funds	Reduced	3,267	-78	$762,223	−3.7%	0.58%
SCHO	Schwab Short-Term U.S. Treasury ETF	NEW	22,607	NEW	$539,403	NEW	0.41%
COST	Costco Wholesale Corp Consumer Defensive	Held	493	0	$448,797	−2.7%	0.34%
OEF	iShares S&P 100 ETF	Held	1,078	0	$411,882	+4.4%	0.31%
AAPL	Apple Inc. Technology	Added	1,183	+1	$393,962	+15.2%	0.30%
CAT	Caterpillar Inc Industrials	Held	458	0	$371,341	−23.9%	0.28%
SCHE	Schwab Emerging Markets Equity ETF	Held	9,956	0	$362,896	+0.5%	0.28%
ESGV	VANGUARD ESG U.S. STOCK ETF	Reduced	2,498	-176	$338,553	−4.3%	0.26%
VXUS	Vanguard Total International Stock ETF	NEW	3,753	NEW	$318,854	NEW	0.24%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	3,807	+834	$294,090	+25.2%	0.22%
VV	VANGUARD LARGE-CAP INDEX FUND	Held	814	0	$286,405	+2.3%	0.22%
JPM	Jpmorgan Chase & Co Financial Services	Held	798	0	$264,002	+1.1%	0.20%
IWB	iShares Russell 1000 ETF	Held	629	0	$261,745	+1.6%	0.20%
SCHI	Schwab 5-10 Year Corporate Bond ETF	Reduced	11,381	-1,405	$244,008	−15.7%	0.19%
MGC	VANGUARD MORNINGSTAR MEGA CAP INDEX FUND	Reduced	813	-45	$229,518	−2.2%	0.18%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	NEW	2,459	NEW	$213,441	NEW	0.16%
HD	Home Depot, Inc. Consumer Cyclical	Held	736	0	$209,384	−19.3%	0.16%
GOOGL	Alphabet Inc. Communication Services	Held	600	0	$206,448	−3.7%	0.16%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.