Sea Otter Advisors LLC
AdviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Schedule 13D/13G stakes
Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.
| Company | Schedule | Event date | Filed | Shares | % of class | Status |
|---|---|---|---|---|---|---|
| CNDB now GCTS GCT Semiconductor Holding, Inc. | 13G | Nov 1, 2023 | 2y | 375,000 | 9.51% | Unconfirmed since Nov 1, 2023 |
A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis. Show 7 exited, below-5% or retired stakes
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 100.0%; sector active share 87.9% against the combined 13F book's sector weights.
Over time 9 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
2 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024Portfolio Trend
Sector Breakdown
As of Sep 30, 2024| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 98.9% | $1,413,081 |
| Financial Services | 1.1% | $15,726 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increasedTrimmed
Positions the filer reducedNew Positions
Positions the filer opened this quarterSold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CLM | Cornerstone Strategic Investment Fund, Inc. | 500,000 | $3,789,350 | |
| RSF | RiverNorth Capital & Income Fund, Inc. | 120,000 | $1,843,200 | |
| IFN | Aberdeen India Fund, Inc. | 66,032 | $1,179,331 | |
| CRF | Cornerstone Total Return Fund Inc | 100,000 | $769,610 | |
| BTCO | Invesco Galaxy Bitcoin ETF | 12,200 | $728,950 | |
| GPATU | GP-Act III Acquisition Corp. | 49,950 | $500,998 | |
| FSCO | FS Credit Opportunities Corp. | 60,000 | $382,200 | |
| AERT | Aeries Technology, Inc. | 165,858 | $313,471 | |
| — | 18,025 | $192,868 | ||
| PCF | High Income Securities Fund | 10,000 | $69,900 | |
| BRW | Saba Capital Income & Opportunities Fund | 5,000 | $35,200 | |
| — | 10,557 | $3,062 | ||
| MCAGR | Mountain Crest Acquisition Corp. V | 200,000 | $0 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
|
PUT
CALL
+ SHARES
|
Held | 308,533 | $1,413,081 | 98.90% | ||
| CDAWF |
Compass Digital Acquisition Corp.
Financial Services
|
Held | 257,809 | $15,726 | 1.10% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.