KM Capital Management Ltd.

Registered adviser

CIK

1963514

Location

AUSTIN, TX

Portfolio Value

Small $212,772,295

Diversification

Highly concentrated

Filing Date

Global Rank

#6,345 / 8,827 ▲ 1271

Period ended 4 months ago

Filed Aug 17, 2026 · 3mo

15 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 132887

Roster of Nov 1, 2026

Regulatory AUM

$374,418,021

Main clients

Individuals and high net worth (80% of AUM)

Private funds

0 funds

$0 gross assets

Private funds on Schedule D 7.B.(1)

As filed Apr 30, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$1,587,813 gross assets in 1 fund Private equity funds $1,587,813 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$374,418,021	Individuals and high net worth (80%)
Apr 2025 to Mar 2026	$356,825,630	Individuals and high net worth (91%)
Apr 2024 to Mar 2025	$307,905,099	Individuals and high net worth (98%)
Jun 2023 to Mar 2024	$248,652,872	Individuals and high net worth (98%)
May 2023	$250,848,193	Individuals and high net worth (97%)
Apr 2023	$250,848,193	Individuals and high net worth (97%)

4 earlier changes not shown.

Stated strategy

Wealth management / planning, Fundamental active, Multi-asset, Quantitative / systematic, Private markets Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Wealth management / planning: KMC is a full-service private wealth management firm that provides a variety of financial services, including, but not limited to:
Fundamental active: KMC conducts fundamental analysis when evaluating potential individual investment opportunities.
Multi-asset: In our Managed Accounts, the Firm typically utilizes asset allocation strategies to match clients’ risk tolerance and financial objectives.
Quantitative / systematic: 55ip uses proprietary quantitative tools and algorithms in providing implementation and tax management services to certain Clients.
Private markets: The investment strategy of the Fund is to invest opportunistically in private markets strategies through a variety of asset classes, including, without limitation, private equity, venture capital, co-investments, and/or other growth strategies.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.9% of the book (60%+)

Turnover

Medium turnover

41.6% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 92.4%; sector active share 87.1% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

48 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

49.5%

+8.6 pts

Top 5

91.2%

+1.6 pts

Top 10

96.9%

−1.4 pts

HHI

3,242

Highly concentrated+646

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$212,772,295	48

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

13 positions

Ticker	Company	Δ Shares	Shares	Value
LMUB	iShares Long-Term National Muni Bond ETF	+31,197	442,423	$22,660,906
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+6,613	148,354	$6,097,349
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+1,478	7,409	$881,596
CORO		+531	66,735	$2,442,501
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	+335	32,354	$1,191,921
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+276	12,868	$782,245
DFAC	Dimensional U.S. Core Equity 2 ETF	+141	57,686	$2,558,950
DFUS	Dimensional U.S. Equity Market ETF	+138	443,216	$36,317,119
DFIV	Dimensional International Value ETF	+126	263,051	$14,210,015
LRGF	iShares U.S. Equity Factor ETF	+118	89,411	$6,762,153
DFAI	Dimensional International Core Equity Market ETF	+49	6,796	$280,335
DFAS	Dimensional U.S. Small Cap ETF	+14	8,446	$695,443
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+10	2,726	$215,435
No positions match the current search.

Trimmed

Positions the filer reduced

14 positions

Ticker	Company	Δ Shares	Shares	Value
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	−81,466	56,811	$1,490,152
IBIT	iShares Bitcoin Trust ETF	−11,173	38,830	$1,292,650
DFGR	Dimensional Global Real Estate ETF	−3,853	21,693	$628,446
MEAR	iShares Trust	−1,210	6,361	$320,467
THRO		−1,096	107,324	$4,626,737
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−956	6,110	$316,375
GOVT	iShares U.S. Treasury Bond ETF	−735	15,618	$355,778
JMST	JPMorgan Ultra-Short Municipal Income ETF	−674	24,095	$1,228,845
HIMU		−423	6,620	$329,676
BAI	BlackRock ETF Trust	−400	31,935	$1,683,613
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−312	120,403	$8,188,608
ICSH	iShares Ultra Short Duration Bond Active ETF	−111	12,718	$643,276
QQQ	Invesco Qqq Trust, Series 1	−104	13,201	$9,721,216
IEMG	iShares Trust	−2	147,999	$12,260,237
No positions match the current search.

New Positions

Positions the filer opened this quarter

18 positions

Ticker	Company	Shares	Value
ITOT	iShares Core S&P Total U.S. Stock Market ETF	136,877	$22,484,784
IWL	iShares Russell Top 200 ETF	74,015	$13,689,074
OEF	iShares S&P 100 ETF	13,652	$4,994,857
IWB	iShares Russell 1000 ETF	8,365	$3,425,467
ITA	iShares U.S. Aerospace & Defense ETF	12,702	$3,079,218
IAU	Ishares Gold Trust	40,749	$3,076,956
IEV	iShares Europe ETF	39,930	$2,908,900
IYR	iShares U.S. Real Estate ETF	24,543	$2,509,521
VV	VANGUARD LARGE-CAP INDEX FUND	6,010	$2,066,899
ONEQ	Fidelity Nasdaq Composite Index ETF	18,720	$1,932,278
EFG	iShares MSCI EAFE Growth ETF	13,385	$1,665,361
IYW	iShares, Inc.	5,206	$1,313,109
FNDF	Schwab Fundamental International Equity ETF	23,956	$1,263,918
TLT	iShares 20+ Year Treasury Bond ETF	8,037	$694,557
MUB	iShares National Muni Bond ETF	6,093	$655,728
IVV	iShares Core S&P 500 ETF	683	$511,491
SCHG	Schwab U.S. Large-Cap Growth ETF	6,207	$210,044
SHY	iShares 1-3 Year Treasury Bond ETF	2,546	$209,052
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SPHQ	Invesco S&P 500 Quality ETF	2,322	$174,591
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	7,294	$163,312
BLCR		3,701	$151,963
USMV	iShares MSCI USA Min Vol Factor ETF	1,636	$151,722
AAAU	Goldman Sachs Physical Gold ETF	3,245	$149,886
JPST	JPMorgan Ultra-Short Income ETF	2,955	$149,552
IXUS	iShares Core MSCI Total International Stock ETF	1,716	$148,674
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	1,795	$148,536
MTUM	iShares MSCI USA Momentum Factor ETF	607	$145,673
DFUV	Dimensional U.S. Marketwide Value ETF	2,650	$128,419
JEPI	JPMorgan Equity Premium Income ETF	2,243	$127,133
BINC		2,200	$114,246
SHLD	Global X Defense Tech ETF	1,596	$113,060
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	2,995	$101,260
SGOV	iShares 0-3 Month Treasury Bond ETF	745	$74,991
JSCP	JPMorgan Short Duration Core Plus ETF	1,575	$74,497
BNDX	Vanguard Total International Bond ETF	1,447	$69,528
FALN	iShares Fallen Angels USD Bond ETF	2,533	$67,681
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	1,524	$64,480
AVUV	Avantis U.S. Small Cap Value ETF	565	$62,415
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	1,404	$57,325
DFAE	Dimensional Emerging Core Equity Market ETF	1,447	$48,995
SRLN	State Street(R) Blackstone Senior Loan ETF	1,195	$47,967
DFCF	Dimensional Core Fixed Income ETF	1,088	$45,935
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	482	$45,182
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

48 tracked positions · $212,772,295 total · filing declares 48 positions · $212,773,261 · as of Jun 30, 2026

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DFUS	Dimensional U.S. Equity Market ETF	Added	443,216	+138	$36,317,119	+15.6%	15	before history	17.07%
LMUB	iShares Long-Term National Muni Bond ETF	Added	442,423	+31,197	$22,660,906	+10.4%	2	unpriced	10.65%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	NEW	136,877	NEW	$22,484,784	NEW	1	unpriced	10.57%
DFIV	Dimensional International Value ETF	Added	263,051	+126	$14,210,015	+2.4%	15	before history	6.68%
IWL	iShares Russell Top 200 ETF	NEW	74,015	NEW	$13,689,074	NEW	1	unpriced	6.43%
IEMG	iShares Trust	Reduced	147,999	-2	$12,260,237	—	6	unpriced	5.76%
QQQ	Invesco Qqq Trust, Series 1	Reduced	13,201	-104	$9,721,216	+26.6%	2	$607.50	4.57%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	120,403	-312	$8,188,608	+16.6%	12	$45.54	3.85%
LRGF	iShares U.S. Equity Factor ETF	Added	89,411	+118	$6,762,153	+14.7%	9	unpriced	3.18%
QUAL	iShares MSCI USA Quality Factor ETF	Held	28,057	0	$6,156,547	+14.4%	11	unpriced	2.89%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Added	148,354	+6,613	$6,097,349	+20.9%	2	$37.53	2.87%
OEF	iShares S&P 100 ETF	NEW	13,652	NEW	$4,994,857	NEW	1	unpriced	2.35%
THRO		Reduced	107,324	-1,096	$4,626,737	+17.8%	6	$33.64	2.17%
IWB	iShares Russell 1000 ETF	NEW	8,365	NEW	$3,425,467	NEW	1	unpriced	1.61%
ITA	iShares U.S. Aerospace & Defense ETF	NEW	12,702	NEW	$3,079,218	NEW	1	unpriced	1.45%
IAU	Ishares Gold Trust	NEW	40,749	NEW	$3,076,956	NEW	1	$84.89	1.45%
IEV	iShares Europe ETF	NEW	39,930	NEW	$2,908,900	NEW	1	unpriced	1.37%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	57,686	+141	$2,558,950	+14.4%	15	before history	1.20%
IYR	iShares U.S. Real Estate ETF	NEW	24,543	NEW	$2,509,521	NEW	1	unpriced	1.18%
CORO		Added	66,735	+531	$2,442,501	+14.7%	2	$32.96	1.15%
VV	VANGUARD LARGE-CAP INDEX FUND	NEW	6,010	NEW	$2,066,899	NEW	1	unpriced	0.97%
ONEQ	Fidelity Nasdaq Composite Index ETF	NEW	18,720	NEW	$1,932,278	NEW	1	$99.57	0.91%
BAI	BlackRock ETF Trust	Reduced	31,935	-400	$1,683,613	+58.0%	3	$34.67	0.79%
EFG	iShares MSCI EAFE Growth ETF	NEW	13,385	NEW	$1,665,361	NEW	1	unpriced	0.78%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Reduced	56,811	-81,466	$1,490,152	−59.0%	15	before history	0.70%
IYW	iShares, Inc.	NEW	5,206	NEW	$1,313,109	NEW	1	$229.69	0.62%
IBIT	iShares Bitcoin Trust ETF	Reduced	38,830	-11,173	$1,292,650	−32.7%	6	$52.73	0.61%
FNDF	Schwab Fundamental International Equity ETF	NEW	23,956	NEW	$1,263,918	NEW	1	$52.55	0.59%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	24,095	-674	$1,228,845	−2.7%	15	before history	0.58%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Added	32,354	+335	$1,191,921	+9.6%	15	before history	0.56%
IETC	iShares U.S. Tech Independence Focused ETF	Held	11,046	0	$1,185,788	+21.5%	12	$68.29	0.56%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	7,409	+1,478	$881,596	+51.8%	13	$74.86	0.41%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	12,868	+276	$782,245	+9.8%	9	$51.90	0.37%
DFAS	Dimensional U.S. Small Cap ETF	Added	8,446	+14	$695,443	+16.0%	15	before history	0.33%
TLT	iShares 20+ Year Treasury Bond ETF	NEW	8,037	NEW	$694,557	NEW	1	unpriced	0.33%
MUB	iShares National Muni Bond ETF	NEW	6,093	NEW	$655,728	NEW	1	unpriced	0.31%
ICSH	iShares Ultra Short Duration Bond Active ETF	Reduced	12,718	-111	$643,276	−0.9%	15	before history	0.30%
DFGR	Dimensional Global Real Estate ETF	Reduced	21,693	-3,853	$628,446	−7.4%	11	$25.66	0.30%
EMGF	iShares Emerging Markets Equity Factor ETF	Held	7,599	0	$556,702	+21.2%	5	$50.11	0.26%
IVV	iShares Core S&P 500 ETF	NEW	683	NEW	$511,491	NEW	1	unpriced	0.24%
GOVT	iShares U.S. Treasury Bond ETF	Reduced	15,618	-735	$355,778	−5.0%	5	unpriced	0.17%
HIMU		Reduced	6,620	-423	$329,676	−2.4%	2	$48.78	0.15%
MEAR	iShares Trust	Reduced	6,361	-1,210	$320,467	—	13	unpriced	0.15%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	6,110	-956	$316,375	−4.6%	5	$42.69	0.15%
DFAI	Dimensional International Core Equity Market ETF	Added	6,796	+49	$280,335	+6.6%	6	$31.22	0.13%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	2,726	+10	$215,435	+0.1%	8	$78.51	0.10%
SCHG	Schwab U.S. Large-Cap Growth ETF	NEW	6,207	NEW	$210,044	NEW	1	$33.14	0.10%
SHY	iShares 1-3 Year Treasury Bond ETF	NEW	2,546	NEW	$209,052	NEW	1	unpriced	0.10%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.