Strait & Sound Wealth Management LLC
Registered adviserCIK
1966210
Location
SAN FRANCISCO, CA
Portfolio Value
Small
$277,467,336
Diversification
Diversified
Filing Date
Global Rank
#5,336
/ 8,807
▼ 283
Top Industry
Consumer Electronics
15.6%
Period ended 4 months ago
Filed Aug 18, 2026 · 2mo
15 quarters · since Dec 2022
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$333,725,811
Main clients
Individuals and high net worth
(100% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $333,725,811 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $303,923,751 | Individuals and high net worth (100%) |
| Apr 2024 to Mar 2025 | $248,280,455 | Individuals and high net worth (99%) |
| May 2023 to Mar 2024 | $178,811,769 | Individuals and high net worth (100%) |
| Apr 2023 | $178,811,769 | Individuals and high net worth (100%) |
| Apr 2022 to Mar 2023 | $126,936,662 | Individuals and high net worth (100%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 54.6%, 25.0 effective positions, active share 54.0% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
11.9% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 12.6 quarters (12+)
Closest benchmark: the S&P 500 as of 2026-06-30, active share 54.0%; sector active share 27.9% against the combined 13F book's sector weights.
Over time 15 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
162 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
9.8%
−1.4 pts
Top 5
37.3%
+0.4 pts
Top 10
54.5%
+2.3 pts
HHI
398
Diversified+3
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 37.1% | $102,897,132 |
| Technology | 27.7% | $76,820,615 |
| Financial Services | 8.0% | $22,091,386 |
| Consumer Cyclical | 6.8% | $18,890,352 |
| Communication Services | 6.5% | $18,104,555 |
| Consumer Defensive | 3.8% | $10,592,435 |
| Healthcare | 3.2% | $8,990,908 |
| Industrials | 2.1% | $5,934,181 |
| Energy | 1.6% | $4,403,060 |
| Real Estate | 1.5% | $4,140,986 |
| Basic Materials | 1.2% | $3,449,374 |
| Utilities | 0.4% | $1,152,352 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BSJQ | Invesco BulletShares 2026 High Yield Corporate Bond ETF | +16,835 | 110,818 | $2,544,381 | |
| BSJS | Invesco BulletShares 2028 High Yield Corporate Bond ETF | +16,291 | 109,848 | $2,388,644 | |
| VUG | VANGUARD GROWTH INDEX FUND | +14,607 | 17,520 | $1,509,172 | |
| XCCC | BondBloxx CCC Rated USD High Yield Corporate Bond ETF | +14,549 | 137,223 | $5,017,558 | |
| NFLX | Netflix Inc | +11,200 | 16,256 | $1,160,678 | |
| XFIV | BondBloxx Bloomberg Five Year Target Duration US Treasury ETF | +11,083 | 16,159 | $786,620 | |
| XHLF | BondBloxx Bloomberg Six Month Target Duration US Treasury ETF | +9,953 | 140,248 | $7,054,474 | |
| ARR | Armour Residential REIT, Inc. | +9,677 | 83,029 | $1,448,856 | |
| XB | BondBloxx B Rated USD High Yield Corporate Bond ETF | +8,702 | 57,967 | $2,275,262 | |
| — | +7,960 | 18,456 | $1,691,307 | ||
| SGOV | iShares 0-3 Month Treasury Bond ETF | +7,587 | 102,350 | $10,303,574 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +5,746 | 6,565 | $784,648 | |
| XTRE | BondBloxx Bloomberg Three Year Target Duration US Treasury ETF | +5,625 | 42,959 | $2,106,279 | |
| NLY | Annaly Capital Management Inc | +5,540 | 71,801 | $1,605,470 | |
| XEMD | BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETF | +5,306 | 75,495 | $3,391,235 | |
| TBIL | F/m US Treasury 3 Month Bill Fund | +5,217 | 243,992 | $12,165,441 | |
| XTWO | BondBloxx Bloomberg Two Year Target Duration US Treasury ETF | +4,189 | 49,746 | $2,435,066 | |
| CLOZ | Eldridge BBB-B CLO ETF | +4,074 | 15,095 | $398,809 | |
| FLTR | VanEck IG Floating Rate ETF | +3,565 | 40,952 | $1,048,780 | |
| GSY | Invesco Ultra Short Duration ETF | +3,345 | 44,571 | $2,235,235 | |
| — | +2,487 | 6,440 | $361,670 | ||
| SA | Seabridge Gold Inc | +2,283 | 130,327 | $3,354,616 | |
| CEF | Sprott Physical Gold & Silver Trust | +2,200 | 15,022 | $604,335 | |
| IBTM | iShares iBonds Dec 2032 Term Treasury ETF | +2,148 | 11,702 | $265,576 | |
| PLTR | Palantir Technologies Inc. | +1,411 | 15,703 | $1,832,069 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ABR | Arbor Realty Trust Inc | −166,088 | 13,170 | $71,381 | |
| AAPL | Apple Inc. | −10,449 | 94,055 | $27,215,754 | |
| AEHR | Aehr Test Systems | −7,245 | 2,155 | $207,009 | |
| — | −3,986 | 12,115 | $149,135 | ||
| GOOGL | Alphabet Inc. | −2,172 | 34,724 | $12,409,315 | |
| NVDA | Nvidia Corp | −1,843 | 69,184 | $13,843,026 | |
| AMD | Advanced Micro Devices Inc | −1,533 | 6,948 | $4,036,162 | |
| — | −1,172 | 71,858 | $3,547,629 | ||
| OSS | One Stop Systems, Inc. | −1,044 | 10,000 | $181,800 | |
| JNJ | Johnson & Johnson | −997 | 9,719 | $2,468,334 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | −995 | 1,351 | $705,748 | |
| WULF | Terawulf Inc. | −950 | 11,000 | $271,700 | |
| ETY | Eaton Vance Tax-Managed Diversified Equity Income Fund | −863 | 36,763 | $534,534 | |
| AVGO | Broadcom Inc. | −817 | 5,759 | $2,175,462 | |
| CRM | Salesforce, Inc. | −739 | 1,986 | $311,126 | |
| JPM | Jpmorgan Chase & Co | −733 | 8,348 | $2,732,550 | |
| QQQ | Invesco Qqq Trust, Series 1 | −707 | 6,629 | $4,881,595 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | −633 | 3,094 | $508,251 | |
| UPS | United Parcel Service Inc | −582 | 5,285 | $568,137 | |
| INDA | iShares MSCI India ETF | −546 | 13,834 | $683,261 | |
| CRWV | CoreWeave, Inc. | −520 | 4,969 | $494,614 | |
| DAX | Global X DAX Germany ETF | −499 | 13,741 | $606,912 | |
| EUFN | iShares MSCI Europe Financials ETF | −463 | 17,346 | $676,320 | |
| META | Meta Platforms, Inc. | −422 | 6,075 | $3,421,986 | |
| V | Visa Inc. | −415 | 12,513 | $4,293,085 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
9 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SGVT | 3,603 | $362,966 | ||
| IEF | iShares 7-10 Year Treasury Bond ETF | 2,896 | $273,874 | |
| CAT | Caterpillar Inc | 223 | $237,472 | |
| INTC | Intel Corp | 1,596 | $222,849 | |
| — | 6,772 | $222,189 | ||
| CRWD | CrowdStrike Holdings, Inc. | 279 | $212,916 | |
| AEP | American Electric Power Co Inc | 1,525 | $208,635 | |
| STT | State Street Corp | 1,210 | $205,216 | |
| SPCX | Space Exploration Technologies Corp | 527 | $90,043 | |
| No positions match the current search. | ||||
162 tracked positions ·
$277,467,336 total
· filing declares
177 positions · $285,219,302
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 162 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
PUT
+ SHARES
Technology
|
Reduced | 94,155 | $27,244,690 | 9.82% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 42,617 | $15,896,993 | 5.73% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 69,184 | $13,843,026 | 4.99% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 34,724 | $12,409,315 | 4.47% | |
| TBIL |
F/m US Treasury 3 Month Bill Fund
|
Added | 243,992 | $12,165,441 | 4.38% | |
| AMZN |
Amazon Com Inc
PUT
+ SHARES
Consumer Cyclical
|
Reduced | 48,920 | $11,659,592 | 4.20% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
Added | 102,350 | $10,303,574 | 3.71% | |
| XHLF |
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
|
Added | 140,248 | $7,054,474 | 2.54% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Added | 5,732 | $5,362,114 | 1.93% | |
| XCCC |
BondBloxx CCC Rated USD High Yield Corporate Bond ETF
|
Added | 137,223 | $5,017,558 | 1.81% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 6,629 | $4,881,595 | 1.76% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 12,513 | $4,293,085 | 1.55% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 6,948 | $4,036,162 | 1.45% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 4,963 | $3,706,219 | 1.34% | |
|
|
Reduced | 71,858 | $3,547,629 | 1.28% | ||
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 6,987 | $3,496,224 | 1.26% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 6,075 | $3,421,986 | 1.23% | |
| XEMD |
BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETF
|
Added | 75,495 | $3,391,235 | 1.22% | |
| SA |
Seabridge Gold Inc
Basic Materials
|
Added | 130,327 | $3,354,616 | 1.21% | |
| HD |
Home Depot, Inc.
PUT
+ SHARES
Consumer Cyclical
|
Added | 8,966 | $3,162,128 | 1.14% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Reduced | 25,272 | $2,862,306 | 1.03% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 8,348 | $2,732,550 | 0.98% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 6,489 | $2,729,273 | 0.98% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 10,197 | $2,565,973 | 0.92% | |
| BSJQ |
Invesco BulletShares 2026 High Yield Corporate Bond ETF
|
Added | 110,818 | $2,544,381 | 0.92% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 9,719 | $2,468,334 | 0.89% | |
| XTWO |
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
|
Added | 49,746 | $2,435,066 | 0.88% | |
| BSJS |
Invesco BulletShares 2028 High Yield Corporate Bond ETF
|
Added | 109,848 | $2,388,644 | 0.86% | |
| SPMO |
Invesco Ltd.
Financial Services
|
Reduced | 14,648 | $2,366,237 | 0.85% | |
| AVGO |
Broadcom Inc.
PUT
+ SHARES
Technology
|
Reduced | 6,059 | $2,288,787 | 0.82% | |
| XB |
BondBloxx B Rated USD High Yield Corporate Bond ETF
|
Added | 57,967 | $2,275,262 | 0.82% | |
| GSY |
Invesco Ultra Short Duration ETF
|
Added | 44,571 | $2,235,235 | 0.81% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 2,207 | $2,232,093 | 0.80% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 14,640 | $2,145,492 | 0.77% | |
| XTRE |
BondBloxx Bloomberg Three Year Target Duration US Treasury ETF
|
Added | 42,959 | $2,106,279 | 0.76% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 10,731 | $2,035,992 | 0.73% | |
| PLTR |
Palantir Technologies Inc.
PUT
+ SHARES
Technology
|
Added | 16,903 | $1,972,073 | 0.71% | |
| OEF |
iShares S&P 100 ETF
|
Reduced | 5,252 | $1,921,549 | 0.69% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 5,292 | $1,916,339 | 0.69% | |
| MS |
Morgan Stanley
Financial Services
|
Reduced | 9,035 | $1,888,676 | 0.68% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 3,636 | $1,867,449 | 0.67% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 6,554 | $1,843,050 | 0.66% | |
|
|
Added | 18,456 | $1,691,307 | 0.61% | ||
| NLY |
Annaly Capital Management Inc
Real Estate
|
Added | 71,801 | $1,605,470 | 0.58% | |
| VUG |
VANGUARD GROWTH INDEX FUND
PUT
+ SHARES
|
Added | 17,920 | $1,543,628 | 0.56% | |
| EIPI |
FT Energy Income Partners Enhanced Income ETF
|
Reduced | 69,473 | $1,517,290 | 0.55% | |
| ARR |
Armour Residential REIT, Inc.
Real Estate
|
Added | 83,029 | $1,448,856 | 0.52% | |
| HYGH |
iShares Trust
|
Added | 16,091 | $1,393,641 | 0.50% | |
| QUAL |
iShares MSCI USA Quality Factor ETF
|
Added | 6,317 | $1,386,139 | 0.50% | |
| NFLX |
Netflix Inc
PUT
+ SHARES
Communication Services
|
Added | 16,656 | $1,189,238 | 0.43% |
Showing the top 50 of 162 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.