ARR · Armour Residential REIT, Inc. · Holdings

$12.59 -0.07 (-0.51%) Q3 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.88B

148.42M

Volume · Oct 28 1.53M Avg daily vol (3M) 4.19M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ARR: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 247

Total Value: $1,331,021,303

Total Shares: 76,524,847

Showing 1–100 of 253 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 250 13F filers

Top Holder

26.1%

of institutional value

Top 5

53.1%

of institutional value

Top 10

68.3%

of institutional value

HHI

949

Broadly held

Who Holds ARR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 249 filers, like-for-like change +16.2%; actively managed books +14.0%; index-like books +17.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	37.8%	133	+15.0%	28	8
Exempt adviser	0.1%	2	-88.3%	0	1
Adviser	4.8%	3	+21.2%	0	0
Bank	11.4%	17	+10.6%	2	0
Insurer	1.0%	3	+10.1%	0	0
Broker-dealer	0.1%	2	-42.3%	0	1
Benefit plan	0.3%	4	+3.5%	0	0
Non-US	0.9%	6	+10.9%	0	0
Holding company	31.4%	6	+23.9%	0	0
Unknown	12.1%	73	+18.7%	8	3

Style	Share	Filers	Change	New	Exited
Index-like	57.4%	30	+17.9%	0	0
Systematic-like	5.1%	16	-12.3%	7	1
Concentrated	1.7%	48	+50.4%	10	6
Diversified active	35.9%	155	+17.7%	21	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.6%	145	+23.8%	13	9
Medium turnover	10.0%	50	+20.5%	5	0
High turnover	6.9%	30	-17.2%	13	4
Unknown	18.5%	24	+7.3%	7	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	19.6%	33	+8.9%	13	0
Medium horizon	32.2%	37	+17.9%	5	3
Long horizon	43.6%	164	+22.1%	14	7
Unknown	4.6%	15	-8.9%	6	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.5%	51	+18.8%	12	3
$1B to $10B	3.7%	70	+6.3%	15	8
$10B to $100B	10.9%	70	+45.1%	9	2
$100B or more	83.9%	58	+13.7%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.9%	76	+160.2%	14	6
Pooled investment vehicles	6.1%	19	+13.0%	9	1
Registered funds and BDCs	26.1%	16	+6.8%	2	0
Pension and profit sharing plans	0.1%	2	-16.7%	1	1
Insurance companies	0.4%	4	+7.9%	0	0
Governments and sovereign funds	0.4%	1	-0.3%	0	0
Other investment advisers	0.7%	5	+356.6%	1	0
Other	0.1%	1	+9.1%	0	0
Diversified	2.1%	9	+69.3%	1	0
Unknown	62.2%	116	+16.9%	10	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	7.9%	24	-1.3%	9	2
Private equity funds	0.3%	7	+16.1%	1	0
Venture capital funds	0.0%	2	+26.1%	0	0
Real estate funds	0.0%	2	+647.6%	0	1
Securitized asset funds	0.3%	1	+17.1%	0	0
Other private funds	1.8%	10	+13.6%	1	0
Mixed private funds	0.2%	2	+32.0%	1	0
Private funds, type not stated	1.5%	4	-1.3%	1	0
No private funds	26.0%	83	+16.5%	15	6
Unknown	62.1%	114	+19.2%	10	4

Location	Share	Filers	Change	New	Exited
United States	89.9%	214	+15.3%	32	12
Outside the US	10.0%	34	+24.4%	5	1
Unknown	0.0%	1	new	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

249 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.402% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.002%

Mar 31, 2026: 1

Crowding

9.53%

of shares outstanding, 29th percentile

Mar 31, 2026: 9.70%

Private-fund advisers

7.23%

of shares outstanding

Institutional ownership

60.3%

60.4% of the estimated free float

Top 10 holders

69.8%

of 13F shares, Herfindahl 0.099

Active holders

+14.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.2 quarters

Under 1 year 25.4% 1 to 3 years 40.7% 3 years or more 33.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$17.01

estimated per share

Mar 31, 2026: $16.87

Quarter-end price

$17.45

implied by 13F values

Estimated gain or loss

+2.6%

price against the estimated cost

Estimated at a loss

31.9%

of costed 13F value

Estimated cost covers 17.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ARR's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	NLY Annaly Capital Management Inc	7	0.189
2	DX Dynex Capital Inc	3	0.168
3	AGNC AGNC Investment Corp.	6	0.154
4	RIO Rio Tinto PLC	4	0.072
5	HAL Halliburton Co	3	0.063
6	MTB M&T Bank Corp	3	0.057
7	SNOW Snowflake Inc.	4	0.051
8	FTNT Fortinet, Inc.	4	0.050
9	REGN Regeneron Pharmaceuticals, Inc.	3	0.050
10	ROST Ross Stores, Inc.	3	0.048

Shareholder Targets

13F filers that own its peers but not ARR, quarter ended Jun 30, 2026

Found through its holder-overlap peers: NLY, DX, AGNC, RIO, HAL, MTB, SNOW, FTNT, REGN, ROST, SPG, KMI, AMGN, VST, CAH, VLO, XLB, O, PLTR, CDNS. 5,192 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$19,180,938,949 18 held	1.91%	PLTR, AMGN, FTNT
2	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$15,510,801,824 19 held	2.68%	CAH, MTB, SPG
3	Capital World Investors Adviser, Diversified active	$14,479,014,045 7 held	1.72%	AMGN, SPG, REGN
4	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$8,500,323,047 16 held	1.54%	AMGN, SPG, O
5	Amundi Holding company, Index-like	$8,451,041,164 18 held	2.03%	PLTR, AMGN, FTNT
6	FRANKLIN RESOURCES INC Adviser, Diversified active	$8,264,869,237 19 held	1.81%	REGN, VLO, SNOW
7	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$6,224,961,235 16 held	2.76%	PLTR, FTNT, VLO
8	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$5,133,306,657 12 held	3.08%	CDNS, SNOW, PLTR
9	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$4,391,597,512 3 held	2.60%	AMGN, ROST, VLO
10	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$3,836,115,699 10 held	1.31%	CDNS, SNOW, ROST

Fund Ownership of ARR by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 25.46% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.84%	+0.51 pp	5,694,500	72
Index ETFs	21.63%	+0.82 pp	32,097,663	60
Active ETFs	0.11%	-0.02 pp	160,034	7
Active funds	1.28%	+0.65 pp	1,900,707	30
Unclassified	0.00%	-0.01 pp	390	1
All registered funds	26.85%	+1.96 pp	39,853,294	170

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 130 Exempt adviser 2 Adviser 3 Bank 17 Insurer 3 Broker-dealer 2 Benefit plan 4 Non-US 6 Holding company 6 Unknown 74

Showing 100 of 253

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$348,552,242

26.19%

19,974,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	106,529	$1,858,931	0.5%	Sole
BlackRock Investment Management (Australia) Ltd	43	$750	0.0%	Sole
BlackRock Asset Management Canada Ltd	582	$10,155	0.0%	Sole
BlackRock Investment Management, LLC	397,137	$6,930,040	2.0%	Sole
BLACKROCK ADVISORS LLC	284,977	$4,972,848	1.4%	Sole
BlackRock Fund Advisors	14,763,108	$257,616,234	73.9%	Sole
BlackRock Institutional Trust Company, N.A.	3,862,028	$67,392,388	19.3%	Sole
BlackRock Fund Managers Ltd.	21,161	$369,259	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	1,966	$34,306	0.0%	Sole
BlackRock (Netherlands) B.V.	25,144	$438,762	0.1%	Sole
BlackRock Asset Management Ireland Ltd	338,022	$5,898,483	1.7%	Sole
BlackRock Asset Management Schweiz AG	17,200	$300,140	0.1%	Sole
Aperio Group, LLC	155,782	$2,718,395	0.8%	Sole
SpiderRock Advisors, LLC	662	$11,551	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$124,046,204

9.32%

7,108,665

VANGUARD CAPITAL MANAGEMENT LLC

$97,600,659

7.33%

5,593,161

STATE STREET CORP

$82,801,611

6.22%

4,745,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	4,745,078	$82,801,611	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$56,204,634

4.22%

3,220,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	467,685	$8,161,103	14.5%	Defined
Held directly	2,753,211	$48,043,531	85.5%	Defined

MORGAN STANLEY

$48,065,828

3.61%

2,754,489

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	250	$4,362	0.0%	Defined
MORGAN STANLEY & CO. LLC	83,644	$1,459,587	3.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,078,393	$36,267,957	75.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	59,986	$1,046,754	2.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	532,216	$9,287,168	19.3%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$43,649,691

3.28%

2,501,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	2,501,415	$43,649,691	100.0%	Defined

D. E. Shaw & Co., Inc.

$38,383,508

2.88%

2,199,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,199,628	$38,383,508	100.0%	Defined

JUPITER ASSET MANAGEMENT LTD

$37,529,453

2.82%

2,150,685

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jupiter Investment Management Limited	288,227	$5,029,561	13.4%	Defined
Held directly	1,862,458	$32,499,892	86.6%	Sole

Invesco Ltd.

$35,018,467

2.63%

2,006,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	49,404	$862,099	2.5%	Defined
Invesco Trust Co joint	50,409	$879,637	2.5%	Defined
Invesco Investment Advisers LLC	55,198	$963,205	2.8%	Defined
Invesco Capital Management LLC	1,851,778	$32,313,526	92.3%	Defined

AMERIPRISE FINANCIAL INC

$28,265,683

2.12%

1,619,810

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,615,859	$28,196,739	99.8%	Defined
Ameriprise Financial Services, LLC	3,951	$68,944	0.2%	Defined

NORTHERN TRUST CORP

$23,582,852

1.77%

1,351,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,205,012	$21,027,459	89.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	85,507	$1,492,096	6.3%	Defined
MASON STREET ADVISORS, LLC joint	41,208	$719,079	3.0%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	19,726	$344,218	1.5%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$20,890,633

1.57%

1,197,171

VAN ECK ASSOCIATES CORP

$17,683,271

1.33%

1,013,368

VANGUARD FIDUCIARY TRUST CO

$14,289,560

1.07%

818,886

UBS Group AG

$14,244,573

1.07%

816,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	23,612	$412,029	2.9%	Defined
UBS AG	776,212	$13,544,899	95.1%	Defined
UBS Switzerland AG	11,561	$201,739	1.4%	Defined
UBS Securities LLC	4,923	$85,906	0.6%	Defined

Bank of New York Mellon Corp

$13,756,826

1.03%

788,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	447,817	$7,814,406	56.8%	Defined
BNY Mellon Investment Adviser, Inc.	100,951	$1,761,594	12.8%	Defined
The Bank of New York Mellon	238,071	$4,154,338	30.2%	Defined
BNY Mellon, NA joint	1,517	$26,471	0.2%	Defined
Held directly	1	$17	0.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$13,467,347

1.01%

771,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	41	$715	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	38	$663	0.0%	Other
Prism Planning Partners LLC	413	$7,206	0.1%	Other
Compound Planning, Inc.	42	$732	0.0%	Other
Arax Advisory Partners	16,970	$296,126	2.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	4,663	$81,369	0.6%	Other
Stokes Family Office, LLC	135	$2,355	0.0%	Other
Held directly	749,466	$13,078,181	97.1%	Defined

Verition Fund Management LLC

$11,382,198

0.86%

652,275

GOLDMAN SACHS GROUP INC

$11,372,286

0.85%

651,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	547,946	$9,561,657	84.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	103,761	$1,810,629	15.9%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$10,930,680

0.82%

626,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	626,400	$10,930,680	100.0%	Other

Advisors Asset Management, Inc.

$10,727,090

0.81%

614,733

PRINCIPAL FINANCIAL GROUP INC

$10,462,670

0.79%

599,580

CITADEL ADVISORS LLC

$8,494,660

0.64%

486,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	486,800	$8,494,660	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$7,854,803

0.59%

450,132

Public Sector Pension Investment Board

$7,436,492

0.56%

426,160

Ascentis Wealth Management, LLC

$6,892,750

0.52%

395,000

FIRST TRUST ADVISORS LP

$6,843,087

0.51%

392,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	10,276	$179,316	2.6%	Other
Held directly	381,878	$6,663,771	97.4%	Sole

Cetera Investment Advisers

$6,559,943

0.49%

375,928

ENVESTNET ASSET MANAGEMENT INC

$6,536,421

0.49%

374,580

CITADEL ADVISORS LLC

$5,928,374

0.45%

339,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	33,993	$593,177	10.0%	Defined
Held directly	305,742	$5,335,197	90.0%	Defined

RHUMBLINE ADVISERS

$5,752,968

0.43%

329,683

Nuveen, LLC

$5,079,798

0.38%

291,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	25,890	$451,779	8.9%	Defined
TEACHERS ADVISORS, LLC joint	265,216	$4,628,019	91.1%	Defined

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$4,972,883

0.37%

284,979

CITIGROUP INC

$4,918,491

0.37%

281,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	281,862	$4,918,491	100.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$4,708,550

0.35%

269,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	269,831	$4,708,550	100.0%	Defined

Columbus Macro, LLC

$4,679,753

0.35%

338,377

Legal & General Group Plc

$4,675,116

0.35%

267,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	190,120	$3,317,594	71.0%	Defined
Legal & General Investment Management Ltd joint	77,795	$1,357,522	29.0%	Defined

Swiss National Bank

$4,299,034

0.32%

246,363

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,877,631

0.29%

222,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,284	$39,855	1.0%	Defined
UBS Asset Management Switzerland AG	180,385	$3,147,718	81.2%	Sole
UBS Asset Management (UK) Ltd.	10,540	$183,922	4.7%	Defined
Held directly	29,005	$506,136	13.1%	Defined

CITADEL ADVISORS LLC

$3,861,685

0.29%

221,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	221,300	$3,861,685	100.0%	Defined

BANK OF AMERICA CORP /DE/

$3,621,763

0.27%

207,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	175,828	$3,068,198	84.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	20,653	$360,394	10.0%	Defined
BOFA SECURITIES, INC.	11,070	$193,171	5.3%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$3,490,418

0.26%

200,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	200,024	$3,490,418	100.0%	Sole

JANE STREET GROUP, LLC

$2,992,675

0.22%

171,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	171,500	$2,992,675	100.0%	Defined

Susquehanna Portfolio Strategies, LLC

$2,782,646

0.21%

159,464

GraniteShares Advisors LLC

$2,776,295

0.21%

159,100

RAYMOND JAMES FINANCIAL INC

$2,734,257

0.21%

156,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	4,494	$78,420	2.9%	Defined
Raymond James Financial Services Advisors, Inc.	152,197	$2,655,837	97.1%	Defined

Freestone Grove Partners LP

$2,601,777

0.20%

149,099

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,523,095

0.19%

144,590

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,504,075

0.19%

143,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	143,500	$2,504,075	100.0%	Other

ALLIANCEBERNSTEIN L.P.

$2,463,608

0.19%

141,181

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	141,181	$2,463,608	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$2,452,231

0.18%

140,529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	140,529	$2,452,231	100.0%	Defined

Penn Mutual Asset Management

$2,407,111

0.18%

174,050

DEUTSCHE BANK AG\

$2,294,326

0.17%

131,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	131,480	$2,294,326	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$2,242,534

0.17%

128,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	128,512	$2,242,534	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$2,226,375

0.17%

127,586

CAPITAL FUND MANAGEMENT S.A.

$2,174,549

0.16%

124,616

WELLS FARGO & COMPANY/MN

$2,173,709

0.16%

124,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	110,671	$1,931,208	88.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,242	$21,672	1.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	12,641	$220,585	10.1%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	14	$244	0.0%	Defined

Holocene Advisors, LP

$2,069,186

0.16%

118,578

Simplicity Wealth,LLC

$2,058,194

0.15%

148,821

SEGALL BRYANT & HAMILL, LLC

$1,888,910

0.14%

108,247

GUGGENHEIM CAPITAL LLC

$1,876,014

0.14%

107,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	57,949	$1,011,210	53.9%	Defined
SECURITY INVESTORS LLC	49,456	$863,007	46.0%	Defined
Guggenheim Partners Investment Management, LLC joint	103	$1,797	0.1%	Defined

IEQ CAPITAL, LLC

$1,855,877

0.14%

106,354

Schonfeld Strategic Advisors LLC

$1,745,889

0.13%

100,051

JPMORGAN CHASE & CO

$1,599,780

0.12%

91,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	392	$6,840	0.4%	Other
JPMorgan Chase Bank, N.A.	52,881	$922,773	57.7%	Defined
J.P. Morgan Investment Management Inc.	38,165	$665,979	41.6%	Defined
J.P. Morgan Securities LLC	240	$4,188	0.3%	Defined

Strait & Sound Wealth Management LLC

$1,448,856

0.11%

83,029

Thrivent Financial for Lutherans

$1,421,424

0.11%

81,457

D. E. Shaw & Co., Inc.

$1,312,240

0.10%

75,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	75,200	$1,312,240	100.0%	Defined

INDEPENDENT FINANCIAL GROUP, LLC

$1,302,799

0.10%

94,201

Penserra Capital Management LLC

$1,295,697

0.10%

74,252

MetLife Investment Management, LLC

$1,293,045

0.10%

74,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	74,100	$1,293,045	100.0%	Defined

LPL Financial LLC

$1,251,391

0.09%

71,713

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,247,535

0.09%

71,492

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	71,492	$1,247,535	100.0%	Other

Russell Investments Group, Ltd.

$1,205,078

0.09%

69,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	69,059	$1,205,078	100.0%	Defined

INCEPTIONR LLC

$1,103,415

0.08%

63,233

Cerity Partners LLC

$1,082,737

0.08%

62,048

Illinois Municipal Retirement Fund

$1,042,009

0.08%

59,714

Zurcher Kantonalbank (Zurich Cantonalbank)

$1,034,488

0.08%

59,283

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,032,010

0.08%

59,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	59,141	$1,032,010	100.0%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$946,760

0.07%

68,457

MARSHALL WACE, LLP

$892,811

0.07%

51,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	51,164	$892,811	100.0%	Other

Brevan Howard Capital Management LP

$868,346

0.07%

49,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	49,762	$868,346	100.0%	Defined

BARCLAYS PLC

$859,097

0.06%

49,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	32,668	$570,056	66.4%	Defined
BARCLAYS CAPITAL INC.	13,027	$227,321	26.5%	Defined
BARCLAYS CAPITAL SECURITIES LTD	3,537	$61,720	7.2%	Defined

OSAIC HOLDINGS, INC.

$854,753

0.06%

48,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	48,983	$854,753	100.0%	Defined

Vanguard Global Advisers, LLC

$850,443

0.06%

48,736

Louisiana State Employees Retirement System

$833,949

0.06%

60,300

Jupiter Topco LLC

$821,685

0.06%

47,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	47,088	$821,685	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$807,760

0.06%

46,290

INTECH INVESTMENT MANAGEMENT LLC

$780,486

0.06%

44,727

Bramshill Investments, LLC

$757,207

0.06%

43,393

State of Tennessee, Department of Treasury

$754,712

0.06%

43,250

MEEDER ASSET MANAGEMENT INC

$699,692

0.05%

40,097

ROYAL BANK OF CANADA

$693,148

0.05%

39,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,873	$67,583	9.8%	Defined
RBC Capital Markets, LLC	33,409	$582,987	84.1%	Defined
Held directly	2,440	$42,578	6.1%	Sole

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$679,171

0.05%

38,921

XTX Topco Ltd

$654,933

0.05%

37,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	37,532	$654,933	100.0%	Defined

Police & Firemen's Retirement System of New Jersey

$654,898

0.05%

37,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	37,530	$654,898	100.0%	Defined

ARIZONA STATE RETIREMENT SYSTEM

$591,118

0.04%

33,875

Creative Planning

$577,856

0.04%

33,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	4,668	$81,456	14.1%	Defined
Held directly	28,447	$496,400	85.9%	Sole

VIRTUS ADVISERS, LLC

$572,429

0.04%

32,804

ALLSTATE CORP

$562,971

0.04%

32,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	32,262	$562,971	100.0%	Sole

Showing the top 100 of 253 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1428205 CUSIP 042315705 13F (30d) 50 filings 50 filers Visit website Investor relations