Key Bridge Compliance, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $599,108,779 | Individuals and high net worth (98%) |
| Apr 2025 to Mar 2026 | $560,401,982 | Individuals and high net worth (98%) |
| Apr 2024 to Mar 2025 | $535,354,023 | Individuals and high net worth (98%) |
| May 2023 to Mar 2024 | $667,135,130 | Individuals and high net worth (97%) |
| Apr 2023 | $667,135,130 | Individuals and high net worth (97%) |
| Apr 2022 to Mar 2023 | $717,733,704 | Individuals and high net worth (98%) |
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 75.0%; sector active share 41.8% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
110 tracked positions · as of Sep 30, 2023Sector Breakdown
As of Sep 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 51.4% | $161,290,702 |
| Healthcare | 10.1% | $31,568,855 |
| Consumer Cyclical | 8.2% | $25,882,237 |
| Technology | 8.2% | $25,633,991 |
| Energy | 7.5% | $23,589,075 |
| Financial Services | 5.7% | $17,848,048 |
| Industrials | 3.6% | $11,433,644 |
| Consumer Defensive | 3.1% | $9,805,445 |
| Real Estate | 1.0% | $3,079,926 |
| Utilities | 0.6% | $1,832,719 |
| Communication Services | 0.5% | $1,597,370 |
| Basic Materials | 0.1% | $311,520 |
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
First | 66,351 | $28,363,725 | 9.04% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
First | 90,618 | $22,595,598 | 7.20% | |
| IJJ |
iShares S&P Mid-Cap 400 Value ETF
|
First | 156,930 | $15,838,944 | 5.05% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
First | 265,093 | $13,323,574 | 4.24% | |
| AAPL |
Apple Inc.
Technology
|
First | 77,691 | $13,301,476 | 4.24% | |
| IDV |
iShares International Select Dividend ETF
|
First | 398,018 | $10,109,657 | 3.22% | |
| LLY |
ELI LILLY & Co
Healthcare
|
First | 17,721 | $9,518,480 | 3.03% | |
| TJX |
Tjx Companies Inc
Consumer Cyclical
|
First | 105,095 | $9,340,843 | 2.98% | |
| OXY |
Occidental Petroleum Corp
Energy
|
First | 143,168 | $9,288,739 | 2.96% | |
| CVX |
Chevron Corp
Energy
|
First | 53,177 | $8,966,705 | 2.86% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
First | 16,923 | $8,532,407 | 2.72% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
First | 27,641 | $8,352,004 | 2.66% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
First | 21,089 | $7,555,556 | 2.41% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
First | 50,440 | $7,314,808 | 2.33% | |
| CME |
Cme Group Inc.
Financial Services
|
First | 36,105 | $7,228,943 | 2.30% | |
| GNRC |
Generac Holdings Inc.
Industrials
|
First | 57,614 | $6,277,621 | 2.00% | |
| GLDM |
World Gold Trust
|
First | 140,415 | $5,147,613 | 1.64% | |
| ACN |
Accenture plc
Technology
|
First | 15,652 | $4,806,885 | 1.53% | |
| IWM |
iShares Russell 2000 ETF
|
First | 23,587 | $4,168,766 | 1.33% | |
| CMI |
Cummins Inc
Industrials
|
First | 17,697 | $4,043,056 | 1.29% | |
| NVO |
Novo Nordisk A S
Healthcare
|
First | 44,290 | $4,027,732 | 1.28% | |
| MSFT |
Microsoft Corp
Technology
|
First | 12,566 | $3,967,714 | 1.26% | |
| TGT |
Target Corp
Consumer Defensive
|
First | 34,963 | $3,865,858 | 1.23% | |
| LNG |
Cheniere Energy, Inc.
Energy
|
First | 23,079 | $3,830,190 | 1.22% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
First | 29,926 | $3,804,193 | 1.21% | |
| ZTS |
Zoetis Inc.
Healthcare
|
First | 20,418 | $3,552,323 | 1.13% | |
| NKE |
NIKE, Inc.
Consumer Cyclical
|
First | 36,334 | $3,474,257 | 1.11% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
First | 110,187 | $3,465,381 | 1.10% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
First | 37,053 | $3,430,366 | 1.09% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
First | 85,140 | $3,338,339 | 1.06% | |
| IVE |
iShares S&P 500 Value ETF
|
First | 20,646 | $3,176,180 | 1.01% | |
| ADBE |
Adobe Inc.
Technology
|
First | 5,487 | $2,797,821 | 0.89% | |
| EFA |
iShares MSCI EAFE ETF
|
First | 39,011 | $2,688,638 | 0.86% | |
| GLD |
Spdr Gold Trust
|
First | 15,076 | $2,584,780 | 0.82% | |
| RMD |
Resmed Inc
Healthcare
|
First | 16,825 | $2,487,912 | 0.79% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
First | 17,731 | $2,445,636 | 0.78% | |
| BND |
VANGUARD TOTAL BOND MARKET INDEX FUND
|
First | 32,416 | $2,261,988 | 0.72% | |
| IAGG |
iShares Core International Aggregate Bond ETF
|
First | 45,848 | $2,236,465 | 0.71% | |
|
|
First | 58,000 | $2,140,200 | 0.68% | ||
| SUB |
iShares Short-Term National Muni Bond ETF
|
First | 19,107 | $1,965,346 | 0.63% | |
| SPMD |
State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF
|
First | 42,793 | $1,873,905 | 0.60% | |
| SHY |
iShares 1-3 Year Treasury Bond ETF
|
First | 22,408 | $1,814,375 | 0.58% | |
|
|
First | 11,453 | $1,641,558 | 0.52% | ||
| DUK |
Duke Energy CORP
Utilities
|
First | 17,829 | $1,573,587 | 0.50% | |
| LAMR |
Lamar Advertising Co
Real Estate
|
First | 18,744 | $1,564,561 | 0.50% | |
|
|
First | 44,496 | $1,560,474 | 0.50% | ||
| CCI |
Crown Castle Inc.
Real Estate
|
First | 16,466 | $1,515,365 | 0.48% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
First | 15,447 | $1,396,254 | 0.44% | |
| SPAB |
State Street(R) SPDR(R) Portfolio Aggregate Bond ETF
|
First | 55,872 | $1,359,924 | 0.43% | |
| GOVT |
iShares U.S. Treasury Bond ETF
|
First | 61,542 | $1,356,385 | 0.43% |
Showing the top 50 of 110 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.