Niles Investment Management, LLC

Registered adviser

CIK

2016708

Location

PLANTATION, FL

Portfolio Value

Small $123,493,606

Diversification

Diversified

Filing Date

Global Rank

#7,974 / 8,818 ▼ 113

Top Industry

Semiconductors 16.9%

3Y Alpha vs SPY

-18.4%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

3 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 329384

Roster of Oct 1, 2026

Regulatory AUM

$185,484,106

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

2 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$185,484,106 gross assets

LEI

254900FNYMA5QRF1KI45

Private funds on Schedule D 7.B.(1)

As filed Jul 9, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$101,568,212 gross assets in 2 funds Hedge funds $101,568,212 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$185,484,106	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$118,848,208	Pooled investment vehicles (100%)
Aug 2024 to Mar 2025	$114,464,196	Pooled investment vehicles (100%)
May 2024 to Jul 2024	$71,607,067	Pooled investment vehicles (100%)
Apr 2024	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 75.2% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.3 quarters (under 4)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 83.1%; sector active share 30.7% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

19 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

29.2%

+17.8 pts

Top 5

54.6%

+12.5 pts

Top 10

75.2%

+4.0 pts

HHI

1,187

Diversified+559

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	38.6%	$47,614,919	2
Technology	18.6%	$23,004,947	4
Communication Services	10.4%	$12,816,683	3
Financial Services	8.3%	$10,215,009	2
Consumer Cyclical	7.9%	$9,695,670	2
Consumer Defensive	5.3%	$6,570,665	1
Industrials	4.4%	$5,419,515	2
Energy	3.5%	$4,358,803	2
Healthcare	3.1%	$3,797,395	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
BA	Boeing Co	+15,887	18,607	$4,027,857
No positions match the current search.

Trimmed

Positions the filer reduced

4 positions

Ticker	Company	Δ Shares	Shares	Value
INTC	Intel Corp	−94,484	53,695	$7,497,432
GOOGL	Alphabet Inc.	−28,684	13,530	$4,835,216
TTWO	Take Two Interactive Software Inc	−15,217	17,726	$4,431,145
AMZN	Amazon Com Inc	−9,353	21,120	$5,033,740
No positions match the current search.

New Positions

Positions the filer opened this quarter

14 positions

Ticker	Company	Shares	Value
RSP	Victory Portfolios II	169,388	$36,040,684
IWM	iShares Russell 2000 ETF	38,523	$11,574,235
WMT	Walmart Inc.	58,014	$6,570,665
HOOD	Robinhood Markets, Inc.	57,576	$5,773,721
ON	On Semiconductor Corp	56,476	$5,339,241
CRM	Salesforce, Inc.	32,475	$5,087,533
ORCL	Oracle Corp	34,669	$5,080,741
TSLA	Tesla, Inc.	11,084	$4,661,930
LMND	Lemonade, Inc.	68,275	$4,441,288
LLY	ELI LILLY & Co	3,166	$3,797,395
FOXA	Fox Corp	68,066	$3,550,322
EQT	EQT Corp	42,550	$2,262,383
SLB	Slb Limited	45,094	$2,096,420
STRL	Sterling Infrastructure, Inc.	1,658	$1,391,658
No positions match the current search.

Sold Out

Positions the filer fully exited

20 positions

Ticker	Company	Shares	Value
NVDA	Nvidia Corp	72,769	$12,690,913
AAPL	Apple Inc.	33,482	$8,497,396
TLT	iShares 20+ Year Treasury Bond ETF	79,148	$6,861,340
META	Meta Platforms, Inc.	11,657	$6,669,319
—		79,982	$6,556,924
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	44,112	$6,467,260
JPM	Jpmorgan Chase & Co	15,646	$4,602,427
AEM	Agnico Eagle Mines Ltd	20,529	$4,166,976
KNX	Knight-Swift Transportation Holdings Inc.	69,484	$4,000,888
BIDU	Baidu, Inc.	32,552	$3,626,943
—		90,226	$2,565,125
WRBY	Warby Parker Inc.	110,361	$2,325,306
AMD	Advanced Micro Devices Inc	9,681	$1,969,405
NFLX	Netflix Inc	20,467	$1,967,902
AXP	American Express Co	6,396	$1,934,662
CEG	Constellation Energy Corp	6,372	$1,779,381
PI	Impinj Inc	6,788	$697,127
DXYZ	Destiny Tech100 Inc.	24,257	$649,602
CSCO	Cisco Systems, Inc.	8,110	$629,254
NKE	NIKE, Inc.	11,723	$619,208
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

19 tracked positions · $123,493,606 total · filing declares 19 positions · $123,493,616 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
RSP	Victory Portfolios II	NEW	169,388	NEW	$36,040,684	NEW	1	$204.64	29.18%
IWM	iShares Russell 2000 ETF	NEW	38,523	NEW	$11,574,235	NEW	1	unpriced	9.37%
INTC	Intel Corp Technology	Reduced	53,695	-94,484	$7,497,432	+14.7%	2	$45.84	6.07%
WMT	Walmart Inc. Consumer Defensive	NEW	58,014	NEW	$6,570,665	NEW	1	$124.14	5.32%
HOOD	Robinhood Markets, Inc. Financial Services	NEW	57,576	NEW	$5,773,721	NEW	1	$83.72	4.68%
ON	On Semiconductor Corp Technology	NEW	56,476	NEW	$5,339,241	NEW	1	$102.53	4.32%
CRM	Salesforce, Inc. Technology	NEW	32,475	NEW	$5,087,533	NEW	1	$175.84	4.12%
ORCL	Oracle Corp Technology	NEW	34,669	NEW	$5,080,741	NEW	1	$181.23	4.11%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	21,120	-9,353	$5,033,740	−20.7%	3	before history	4.08%
GOOGL	Alphabet Inc. Communication Services	Reduced	13,530	-28,684	$4,835,216	−60.2%	3	before history	3.92%
TSLA	Tesla, Inc. Consumer Cyclical	NEW	11,084	NEW	$4,661,930	NEW	1	$397.72	3.78%
LMND	Lemonade, Inc. Financial Services	NEW	68,275	NEW	$4,441,288	NEW	1	$58.48	3.60%
TTWO	Take Two Interactive Software Inc Communication Services	Reduced	17,726	-15,217	$4,431,145	−31.9%	2	$217.49	3.59%
BA	Boeing Co Industrials	Added	18,607	+15,887	$4,027,857	+644.0%	3	before history	3.26%
LLY	ELI LILLY & Co Healthcare	NEW	3,166	NEW	$3,797,395	NEW	1	$1,021.74	3.07%
FOXA	Fox Corp Communication Services	NEW	68,066	NEW	$3,550,322	NEW	1	$61.79	2.87%
EQT	EQT Corp Energy	NEW	42,550	NEW	$2,262,383	NEW	1	$56.11	1.83%
SLB	Slb Limited Energy	NEW	45,094	NEW	$2,096,420	NEW	1	$53.59	1.70%
STRL	Sterling Infrastructure, Inc. Industrials	NEW	1,658	NEW	$1,391,658	NEW	1	$701.84	1.13%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.