Babb Wealth Advisors LLC

Registered adviser

CIK

2047312

Location

Flagstaff, AZ

Portfolio Value

Small $214,850,733

Diversification

Highly concentrated

Filing Date

Global Rank

#6,427 / 8,827 ▼ 34 · as of Jun 2026

Top Industry

Banks - Regional 65.7%

Period ended 38 days ago

Filed Oct 30, 2026 · 8d

8 quarters · since Dec 2024

Confidential Treatment — This manager has requested confidential treatment for one or more investments in the most recent 13F filing. The portfolio shown may be incomplete.

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 298347

Roster of Nov 1, 2026

Regulatory AUM

$209,433,327

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$209,433,327	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$140,938,817	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$116,511,177	Individuals and high net worth (100%)
May 2023 to Mar 2024	$106,066,179	Individuals and high net worth (98%)
Apr 2023	$106,066,179	Individuals and high net worth (98%)
Jun 2022 to Mar 2023	$118,977,617	Individuals and high net worth (98%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Unknown

4 stocks, under the 5 needed to band a style

Turnover

Low turnover

1.4% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 7.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 99.5%; sector active share 86.1% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

21 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

98.7%

−0.1 pts

Top 5

99.9%

−0.1 pts

Top 10

100.0%

0.0 pts

HHI

9,746

Highly concentrated−26

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	98.9%	$212,396,383	17
Financial Services	0.8%	$1,613,217	1
Technology	0.3%	$626,864	2
Consumer Cyclical	0.1%	$214,269	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	+51,937	1,293,234	$47,875,522
DFCF	Dimensional Core Fixed Income ETF	+42,854	545,380	$21,880,645
DFAC	Dimensional U.S. Core Equity 2 ETF	+34,093	914,796	$40,662,682
DFAT	Dimensional U.S. Targeted Value ETF	+17,843	471,678	$31,338,286
DFGX	Dimensional International Core Fixed Income ETF	+16,930	274,830	$14,054,531
DFUS	Dimensional U.S. Equity Market ETF	+13,030	327,587	$27,199,548
DFSD	Dimensional Short-Duration Fixed Income ETF	+12,963	153,793	$7,147,068
DFSU	Dimensional US Sustainability Core 1 ETF	+11,148	74,324	$3,505,863
DFSB	Dimensional Global Sustainability Fixed Income ETF	+6,418	35,287	$1,748,470
DFSI	Dimensional International Sustainability Core 1 ETF	+3,809	26,519	$1,197,863
DFSE	Dimensional Emerging Markets Sustainability Core 1 ETF	+1,672	11,680	$564,728
DFUV	Dimensional U.S. Marketwide Value ETF	+765	15,599	$857,945
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+131	785	$293,778
DFAW	Dimensional World Equity ETF	+57	29,216	$2,404,768
No positions match the current search.

Trimmed

Positions the filer reduced

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
DUSB	Dimensional Ultrashort Fixed Income ETF	−2,582	214,842	$10,847,372
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
NVDA	Nvidia Corp	1,536	$350,791
AAPL	Apple Inc.	829	$276,073
AMZN	Amazon Com Inc	860	$214,269
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
PNW	Pinnacle West Capital Corp	1,984	$212,288
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

21 tracked positions · $214,850,733 total · filing declares 21 positions · $214,850,540 · as of Sep 30, 2026

All sectors Consumer Cyclical Financial Services Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Added	1,293,234	+51,937	$47,875,522	+4.7%	22.28%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	914,796	+34,093	$40,662,682	+4.1%	18.93%
DFAT	Dimensional U.S. Targeted Value ETF	Added	471,678	+17,843	$31,338,286	−1.2%	14.59%
DFUS	Dimensional U.S. Equity Market ETF	Added	327,587	+13,030	$27,199,548	+5.5%	12.66%
DFCF	Dimensional Core Fixed Income ETF	Added	545,380	+42,854	$21,880,645	+3.2%	10.18%
DFGX	Dimensional International Core Fixed Income ETF	Added	274,830	+16,930	$14,054,531	+1.7%	6.54%
DUSB	Dimensional Ultrashort Fixed Income ETF	Reduced	214,842	-2,582	$10,847,372	−1.8%	5.05%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	153,793	+12,963	$7,147,068	+6.3%	3.33%
DFSU	Dimensional US Sustainability Core 1 ETF	Added	74,324	+11,148	$3,505,863	+19.0%	1.63%
DFAW	Dimensional World Equity ETF	Added	29,216	+57	$2,404,768	−0.4%	1.12%
DFSB	Dimensional Global Sustainability Fixed Income ETF	Added	35,287	+6,418	$1,748,470	+16.2%	0.81%
GBCI	Glacier Bancorp, Inc. Financial Services	Held	37,343	0	$1,613,217	−16.2%	0.75%
DFSI	Dimensional International Sustainability Core 1 ETF	Added	26,519	+3,809	$1,197,863	+17.0%	0.56%
DFUV	Dimensional U.S. Marketwide Value ETF	Added	15,599	+765	$857,945	+5.1%	0.40%
DFSE	Dimensional Emerging Markets Sustainability Core 1 ETF	Added	11,680	+1,672	$564,728	+15.4%	0.26%
DFIC	Dimensional International Core Equity 2 ETF	Held	14,346	0	$539,553	+0.9%	0.25%
NVDA	Nvidia Corp Technology	NEW	1,536	NEW	$350,791	NEW	0.16%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	785	+131	$293,778	+21.4%	0.14%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Held	6,993	0	$277,761	−2.3%	0.13%
AAPL	Apple Inc. Technology	NEW	829	NEW	$276,073	NEW	0.13%
AMZN	Amazon Com Inc Consumer Cyclical	NEW	860	NEW	$214,269	NEW	0.10%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.