Fullerton Advisors, LLC

Registered adviser

CIK

2108355

Location

DANVILLE, CA

Portfolio Value

Micro $93,812,318

Diversification

Diversified

Filing Date

Global Rank

#8,160 / 8,811 ▼ 199 · as of Jun 2026

Top Industry

Semiconductors 28.6%

3Y Alpha vs SPY

-12.0%

Period ended 21 days ago

Filed Oct 14, 2026 · 7d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 148880

Roster of Oct 1, 2026

Regulatory AUM

$120,394,113

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$120,394,113	Individuals and high net worth (99%)
Dec 2025 to Jan 2026	$108,063,637	Individuals and high net worth (99%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 79.6% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 90.6%; sector active share 84.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

54 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

25.3%

+3.5 pts

Top 5

61.8%

+5.9 pts

Top 10

86.0%

+6.5 pts

HHI

1,122

Diversified+207

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	93.7%	$87,916,797	39
Technology	3.7%	$3,491,462	7
Communication Services	1.5%	$1,439,343	3
Consumer Cyclical	0.7%	$686,646	3
Financial Services	0.3%	$278,070	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+7,113	86,989	$6,102,278
SPYI	NEOS S&P 500(R) High Income ETF	+5,605	97,055	$5,160,414
SGOV	iShares 0-3 Month Treasury Bond ETF	+4,561	14,120	$0
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+3,135	81,734	$4,847,643
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+3,130	20,228	$1,562,613
—		+2,647	14,774	$0
VEA	Vanguard FTSE Developed Markets ETF	+1,777	145,135	$10,247,982
BTCI	NEOS Bitcoin High Income ETF	+544	8,250	$278,437
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	+477	5,084	$471,541
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+338	13,842	$847,960
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+287	54,289	$20,317,115
AMLP	Alerian MLP ETF	+285	21,856	$1,133,670
QYLD	Global X NASDAQ 100 Covered Call ETF	+229	12,590	$0
FIDI	Fidelity International High Dividend ETF	+155	51,274	$1,425,417
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+94	8,355	$654,280
VIGI	Vanguard Whitehall Funds	+79	17,427	$1,645,457
VNQ	VANGUARD REAL ESTATE INDEX FUND	+38	4,376	$392,220
NVDA	Nvidia Corp	+35	1,820	$415,651
VEU	Vanguard International Equity Index Funds	+23	9,197	$763,075
AMZN	Amazon Com Inc	+22	1,113	$277,303
AAPL	Apple Inc.	+18	3,077	$1,024,702
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+16	4,583	$288,912
MSFT	Microsoft Corp	+10	774	$396,984
VOO	VANGUARD 500 INDEX FUND	+9	3,603	$2,525,198
RKT	Rocket Companies, Inc.	+8	24,159	$278,070
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
FDVV	Fidelity High Dividend ETF	−8,050	80,034	$4,860,464
CMF	iShares California Muni Bond ETF	−3,828	94,832	$0
FBND	Fidelity Total Bond ETF	−3,059	41,111	$1,780,106
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−1,729	44,526	$4,098,618
QQQJ	Invesco Ltd.	−1,228	6,129	$0
FQAL	Fidelity Quality Factor ETF	−1,220	35,155	$2,926,653
—		−598	5,584	$0
—		−468	13,997	$0
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−435	25,190	$1,303,834
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−248	20,551	$1,182,915
BOTZ	Global X Robotics & Artificial Intelligence ETF	−177	7,197	$0
JMST	JPMorgan Ultra-Short Municipal Income ETF	−167	6,351	$321,106
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−156	35,312	$1,773,015
MUB	iShares National Muni Bond ETF	−51	5,480	$0
VIG	Vanguard Specialized Funds	−51	35,595	$8,304,669
MU	Micron Technology Inc	−50	247	$263,082
HYD	VanEck High Yield Muni ETF	−15	25,646	$1,231,777
AVGO	Broadcom Inc.	−11	2,001	$702,731
EVGO	EVgo Inc.	−11	12,305	$15,504
GOOGL	Alphabet Inc.	−11	1,472	$506,485
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
META	Meta Platforms, Inc.	575	$416,978
AMD	Advanced Micro Devices Inc	495	$302,821
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
INTC	Intel Corp	3,443	$480,746
SPCX	Space Exploration Technologies Corp	1,220	$208,449
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

54 tracked positions · $93,812,318 total · filing declares 54 positions · $107,199,694 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Financial Services Technology

Showing 1–50 of 54 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	54,289	+287	$20,317,115	+1.7%	21.66%
VEA	Vanguard FTSE Developed Markets ETF	Added	145,135	+1,777	$10,247,982	+0.3%	10.92%
VIG	Vanguard Specialized Funds	Reduced	35,595	-51	$8,304,669	−1.5%	8.85%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	86,989	+7,113	$6,102,278	+4.1%	6.50%
SPYI	NEOS S&P 500(R) High Income ETF	Added	97,055	+5,605	$5,160,414	+6.3%	5.50%
FDVV	Fidelity High Dividend ETF	Reduced	80,034	-8,050	$4,860,464	−8.5%	5.18%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	81,734	+3,135	$4,847,643	+3.3%	5.17%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	44,526	-1,729	$4,098,618	−2.4%	4.37%
FQAL	Fidelity Quality Factor ETF	Reduced	35,155	-1,220	$2,926,653	−1.1%	3.12%
VOO	VANGUARD 500 INDEX FUND	Added	3,603	+9	$2,525,198	+2.3%	2.69%
FBND	Fidelity Total Bond ETF	Reduced	41,111	-3,059	$1,780,106	−11.4%	1.90%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	35,312	-156	$1,773,015	−0.8%	1.89%
VIGI	Vanguard Whitehall Funds	Added	17,427	+79	$1,645,457	+1.6%	1.75%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	20,228	+3,130	$1,562,613	+15.6%	1.67%
FIDI	Fidelity International High Dividend ETF	Added	51,274	+155	$1,425,417	+1.9%	1.52%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	25,190	-435	$1,303,834	−1.7%	1.39%
HYD	VanEck High Yield Muni ETF	Reduced	25,646	-15	$1,231,777	−6.8%	1.31%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	20,551	-248	$1,182,915	−2.3%	1.26%
AMLP	Alerian MLP ETF	Added	21,856	+285	$1,133,670	+1.4%	1.21%
AAPL	Apple Inc. Technology	Added	3,077	+18	$1,024,702	+15.8%	1.09%
VV	VANGUARD LARGE-CAP INDEX FUND	Added	2,414	+5	$849,365	+2.5%	0.91%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	13,842	+338	$847,960	+2.2%	0.90%
VEU	Vanguard International Equity Index Funds	Added	9,197	+23	$763,075	−0.7%	0.81%
AVGO	Broadcom Inc. Technology	Reduced	2,001	-11	$702,731	−7.5%	0.75%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	8,355	+94	$654,280	−4.2%	0.70%
GOOG	Alphabet Inc. Communication Services	Added	1,514	+3	$515,880	−3.4%	0.55%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,472	-11	$506,485	−4.4%	0.54%
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	Added	5,084	+477	$471,541	+6.2%	0.50%
META	Meta Platforms, Inc. Communication Services	NEW	575	NEW	$416,978	NEW	0.44%
NVDA	Nvidia Corp Technology	Added	1,820	+35	$415,651	+16.4%	0.44%
MSFT	Microsoft Corp Technology	Added	774	+10	$396,984	+39.3%	0.42%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,110	+7	$393,839	−15.1%	0.42%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	4,376	+38	$392,220	−6.2%	0.42%
WDAY	Workday, Inc. Technology	Added	2,024	+2	$385,491	+55.7%	0.41%
XSD	State Street(R) SPDR(R) S&P(R) Semiconductor ETF	Held	708	0	$374,970	−15.1%	0.40%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	6,351	-167	$321,106	−3.4%	0.34%
AMD	Advanced Micro Devices Inc Technology	NEW	495	NEW	$302,821	NEW	0.32%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	4,583	+16	$288,912	−6.4%	0.31%
BTCI	NEOS Bitcoin High Income ETF	Added	8,250	+544	$278,437	+34.5%	0.30%
RKT	Rocket Companies, Inc. Financial Services	Added	24,159	+8	$278,070	−26.9%	0.30%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,113	+22	$277,303	+6.6%	0.30%
MU	Micron Technology Inc Technology	Reduced	247	-50	$263,082	−23.3%	0.28%
SPHQ	Invesco S&P 500 Quality ETF	Added	2,915	+5	$245,093	−6.5%	0.26%
EVGO	EVgo Inc. Consumer Cyclical	Reduced	12,305	-11	$15,504	−34.1%	0.02%
		Reduced	5,584	-598	$0	−100.0%	0.00%
		Added	14,774	+2,647	$0	−100.0%	0.00%
QQQJ	Invesco Ltd. Financial Services	Reduced	6,129	-1,228	$0	−100.0%	0.00%
BOTZ	Global X Robotics & Artificial Intelligence ETF	Reduced	7,197	-177	$0	−100.0%	0.00%
QYLD	Global X NASDAQ 100 Covered Call ETF	Added	12,590	+229	$0	−100.0%	0.00%
		Reduced	13,997	-468	$0	−100.0%	0.00%

Showing the top 50 of 54 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.