Ascent Advisors, LLC

Registered adviser

CIK

2109853

Location

MANKATO, MN

Portfolio Value

Micro $85,791,478

Diversification

Diversified

Filing Date

Global Rank

#8,407 / 8,816 ▲ 62

Top Industry

Asset Management 73.8%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

3 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 335353

Roster of Oct 1, 2026

Regulatory AUM

$110,775,600

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Oct 2026	$110,775,600	Individuals and high net worth (99%)
Apr 2026 to Sep 2026	$101,000,000	Individuals and high net worth (98%)
Jan 2026 to Mar 2026	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 88.2% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.6 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 91.7%; sector active share 76.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

54 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

26.0%

−12.8 pts

Top 5

73.5%

−15.4 pts

Top 10

88.2%

−8.8 pts

HHI

1,407

Diversified−938

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.1%	$76,473,131	48
Financial Services	8.0%	$6,878,327	1
Technology	1.4%	$1,182,125	1
Industrials	0.8%	$664,882	2
Consumer Defensive	0.4%	$368,575	1
Utilities	0.3%	$224,438	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
ANGL	VanEck Fallen Angel High Yield Bond ETF	+72,537	77,134	$2,255,398
MIG	VanEck Moody's Analytics IG Corporate Bond ETF	+28,551	202,432	$4,323,137
VO	VANGUARD MID-CAP INDEX FUND	+18,520	23,918	$1,927,073
SHY	iShares 1-3 Year Treasury Bond ETF	+17,135	52,401	$4,302,646
IEF	iShares 7-10 Year Treasury Bond ETF	+15,648	88,282	$8,348,828
TFLO	iShares Treasury Floating Rate Bond ETF	+7,594	10,657	$539,563
TLT	iShares 20+ Year Treasury Bond ETF	+5,961	39,230	$3,390,256
BUXX	Strive Enhanced Income Short Maturity ETF	+5,481	49,814	$1,008,235
VUG	VANGUARD GROWTH INDEX FUND	+2,160	3,332	$287,018
VOO	VANGUARD 500 INDEX FUND	+2,131	3,650	$2,506,856
QQQ	Invesco Qqq Trust, Series 1	+2,093	3,328	$2,450,739
EINC	VanEck Energy Income ETF	+1,005	8,151	$971,599
VB	Vanguard Index Funds	+822	4,442	$1,346,459
PPA	Victory Portfolios II	+631	5,497	$971,045
SMH	VanEck Semiconductor ETF	+423	5,043	$3,307,653
VTV	VANGUARD VALUE INDEX FUND	+82	2,002	$436,295
IVV	iShares Core S&P 500 ETF	+36	666	$498,760
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
ISRA	VanEck Israel ETF	−75,950	5,909	$383,257
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−20,204	39,640	$2,366,111
SCHD	Schwab U.S. Dividend Equity ETF	−18,683	6,859	$217,498
QQQM	Invesco Ltd.	−3,864	22,703	$6,878,327
IWD	iShares Russell 1000 Value ETF	−2,469	1,570	$380,615
GPZ	VanEck Alternative Asset Manager ETF	−1,459	22,912	$491,233
PH	Parker-Hannifin Corp	−70	321	$313,976
COST	Costco Wholesale Corp	−5	394	$368,575
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
STXF	Strive 500 ETF	179,376	$8,663,860
VXUS	Vanguard Total International Stock ETF	33,402	$2,855,536
OUNZ	VanEck Merk Gold ETF	70,352	$2,714,883
CLOI	VanEck CLO ETF	47,252	$2,501,993
FLTR	VanEck IG Floating Rate ETF	94,160	$2,411,437
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	22,783	$2,237,290
RAAX	VanEck Real Assets ETF	44,018	$1,746,194
HYEM	VanEck Emerging Markets High Yield Bond ETF	75,533	$1,518,968
USFR	WisdomTree Floating Rate Treasury Fund	27,473	$1,383,265
—		8,083	$1,336,766
STX	Seagate Technology Holdings plc	1,225	$1,182,125
MOAT	VanEck Morningstar Wide Moat ETF	9,202	$956,639
HODL	VanEck Bitcoin ETF	55,647	$924,296
BIZD	VanEck BDC Income ETF	64,619	$818,076
NLR	VanEck Uranium and Nuclear ETF	5,190	$601,936
JAAA	Janus Henderson AAA CLO ETF	10,146	$512,271
FBCG	Fidelity Covington Trust	7,163	$444,893
EWP	iShares MSCI Spain ETF	6,601	$392,033
SCHO	Schwab Short-Term U.S. Treasury ETF	16,209	$391,285
DXJ	WisdomTree Japan Hedged Equity Fund	2,174	$377,232
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	6,174	$261,839
ICSH	iShares Ultra Short Duration Bond Active ETF	5,102	$258,059
NORW	Global X MSCI Norway ETF	7,840	$250,331
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	3,455	$203,775
EWY	iShares Trust	2,280	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
BBH	VanEck Biotech ETF	59,450	$11,177,789
VEU	Vanguard International Equity Index Funds	30,207	$2,268,545
FTEC	Fidelity MSCI Information Technology Index ETF	5,447	$1,133,248
RSP	Victory Portfolios II	4,090	$784,952
IDX	VanEck Indonesia Index ETF	51,404	$707,319
FLOT	iShares Floating Rate Bond ETF	10,657	$542,974
FXI	iShares China Large-Cap ETF	12,051	$432,630
SPY	Spdr S&P 500 ETF Trust	493	$320,617
GLIN	VanEck India Growth Leaders ETF	7,448	$302,016
VNM	VanEck Vietnam ETF	15,511	$268,495
AGG	iShares Core U.S. Aggregate Bond ETF	2,377	$235,964
FLCH	Franklin FTSE China ETF	7,302	$163,491
BOTZ	Global X Robotics & Artificial Intelligence ETF	13,388	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

54 tracked positions · $85,791,478 total · filing declares 54 positions · $86,691,412 · as of Jun 30, 2026

All sectors Consumer Defensive Financial Services Industrials Technology Utilities

Showing 1–50 of 54 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
STXF	Strive 500 ETF	NEW	179,376	NEW	$8,663,860	NEW	1	$46.79	10.10%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	88,282	+15,648	$8,348,828	+20.4%	2	unpriced	9.73%
QQQM	Invesco Ltd. Financial Services	Reduced	22,703	-3,864	$6,878,327	+9.0%	2	$250.13	8.02%
MIG	VanEck Moody's Analytics IG Corporate Bond ETF	Added	202,432	+28,551	$4,323,137	+16.4%	2	$21.54	5.04%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	52,401	+17,135	$4,302,646	+47.8%	2	unpriced	5.02%
TLT	iShares 20+ Year Treasury Bond ETF	Added	39,230	+5,961	$3,390,256	+17.6%	2	unpriced	3.95%
SMH	VanEck Semiconductor ETF	Added	5,043	+423	$3,307,653	+86.7%	2	$409.53	3.86%
VXUS	Vanguard Total International Stock ETF	NEW	33,402	NEW	$2,855,536	NEW	1	$83.74	3.33%
OUNZ	VanEck Merk Gold ETF	NEW	70,352	NEW	$2,714,883	NEW	1	$43.39	3.16%
VOO	VANGUARD 500 INDEX FUND	Added	3,650	+2,131	$2,506,856	+176.2%	2	unpriced	2.92%
CLOI	VanEck CLO ETF	NEW	47,252	NEW	$2,501,993	NEW	1	$52.78	2.92%
QQQ	Invesco Qqq Trust, Series 1	Added	3,328	+2,093	$2,450,739	+243.8%	2	$658.14	2.86%
FLTR	VanEck IG Floating Rate ETF	NEW	94,160	NEW	$2,411,437	NEW	1	$25.51	2.81%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	39,640	-20,204	$2,366,111	−26.8%	2	$56.02	2.76%
ANGL	VanEck Fallen Angel High Yield Bond ETF	Added	77,134	+72,537	$2,255,398	+1608.3%	2	$29.13	2.63%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	NEW	22,783	NEW	$2,237,290	NEW	1	$98.85	2.61%
VO	VANGUARD MID-CAP INDEX FUND	Added	23,918	+18,520	$1,927,073	+24.3%	2	unpriced	2.25%
RAAX	VanEck Real Assets ETF	NEW	44,018	NEW	$1,746,194	NEW	1	$41.23	2.04%
HYEM	VanEck Emerging Markets High Yield Bond ETF	NEW	75,533	NEW	$1,518,968	NEW	1	$20.06	1.77%
USFR	WisdomTree Floating Rate Treasury Fund	NEW	27,473	NEW	$1,383,265	NEW	1	unpriced	1.61%
VB	Vanguard Index Funds	Added	4,442	+822	$1,346,459	+42.0%	2	unpriced	1.57%
		NEW	8,083	NEW	$1,336,766	NEW	1	$143.76	1.56%
STX	Seagate Technology Holdings plc Technology	NEW	1,225	NEW	$1,182,125	NEW	1	$762.82	1.38%
BUXX	Strive Enhanced Income Short Maturity ETF	Added	49,814	+5,481	$1,008,235	+12.3%	2	$20.28	1.18%
EINC	VanEck Energy Income ETF	Added	8,151	+1,005	$971,599	+15.4%	2	$109.56	1.13%
PPA	Victory Portfolios II	Added	5,497	+631	$971,045	+20.4%	2	$174.45	1.13%
MOAT	VanEck Morningstar Wide Moat ETF	NEW	9,202	NEW	$956,639	NEW	1	$101.10	1.12%
HODL	VanEck Bitcoin ETF	NEW	55,647	NEW	$924,296	NEW	1	$20.30	1.08%
BIZD	VanEck BDC Income ETF	NEW	64,619	NEW	$818,076	NEW	1	$12.66	0.95%
NLR	VanEck Uranium and Nuclear ETF	NEW	5,190	NEW	$601,936	NEW	1	$133.43	0.70%
TFLO	iShares Treasury Floating Rate Bond ETF	Added	10,657	+7,594	$539,563	+247.9%	2	unpriced	0.63%
JAAA	Janus Henderson AAA CLO ETF	NEW	10,146	NEW	$512,271	NEW	1	$50.59	0.60%
IVV	iShares Core S&P 500 ETF	Added	666	+36	$498,760	+21.2%	2	unpriced	0.58%
GPZ	VanEck Alternative Asset Manager ETF	Reduced	22,912	-1,459	$491,233	−6.1%	2	$24.23	0.57%
FBCG	Fidelity Covington Trust	NEW	7,163	NEW	$444,893	NEW	1	$59.37	0.52%
VTV	VANGUARD VALUE INDEX FUND	Added	2,002	+82	$436,295	+15.8%	2	unpriced	0.51%
EWP	iShares MSCI Spain ETF	NEW	6,601	NEW	$392,033	NEW	1	$57.19	0.46%
SCHO	Schwab Short-Term U.S. Treasury ETF	NEW	16,209	NEW	$391,285	NEW	1	$24.17	0.46%
ISRA	VanEck Israel ETF	Reduced	5,909	-75,950	$383,257	−92.3%	2	$62.77	0.45%
IWD	iShares Russell 1000 Value ETF	Reduced	1,570	-2,469	$380,615	−55.9%	2	unpriced	0.44%
DXJ	WisdomTree Japan Hedged Equity Fund	NEW	2,174	NEW	$377,232	NEW	1	$168.07	0.44%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	394	-5	$368,575	−7.3%	2	$974.50	0.43%
GGG	Graco Inc Industrials	Held	4,641	0	$350,906	−10.7%	2	$88.57	0.41%
PH	Parker-Hannifin Corp Industrials	Reduced	321	-70	$313,976	−10.3%	2	$946.46	0.37%
VUG	VANGUARD GROWTH INDEX FUND	Added	3,332	+2,160	$287,018	−43.9%	2	unpriced	0.33%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	NEW	6,174	NEW	$261,839	NEW	1	unpriced	0.31%
ICSH	iShares Ultra Short Duration Bond Active ETF	NEW	5,102	NEW	$258,059	NEW	1	$50.53	0.30%
NORW	Global X MSCI Norway ETF	NEW	7,840	NEW	$250,331	NEW	1	$37.54	0.29%
XEL	Xcel Energy Inc Utilities	Held	2,795	0	$224,438	+1.1%	2	$78.44	0.26%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	6,859	-18,683	$217,498	−72.2%	2	$30.34	0.25%

Showing the top 50 of 54 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.