BUXX · Strive Enhanced Income Short Maturity ETF · Holdings ETF

$20.20 +0.02 (+0.10%) At close · Oct 22

Volume · Oct 22 201.82K Avg daily vol (3M) 262.22K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

Quarter:

Holders: 22

Total Value: $38,201,778

Total Shares: 1,894,930

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 22 13F filers · Δ vs Jun 30, 2026

Top Holder

21.8%

−9.6 pts

Top 5

67.5%

+7.6 pts

Top 10

88.6%

+15.9 pts

HHI

1,213

Broadly held−59

Who Holds BUXX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 66 filers, like-for-like change +3.1%; actively managed books +3.1%; index-like books -100.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	71.2%	47	+6.9%	8	5
Bank	0.0%	1	-98.5%	1	1
Broker-dealer	0.2%	1	new	1	0
Holding company	1.5%	1	+36.0%	0	1
Adviser	0.0%	0	-100.0%	0	1
Unknown	27.1%	16	-6.2%	2	2

Style	Share	Filers	Change	New	Exited
Systematic-like	0.2%	1	-38.3%	0	0
Concentrated	65.2%	24	+11.9%	5	0
Diversified active	34.6%	41	-9.9%	7	9
Index-like	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	56.9%	37	+4.2%	5	8
Medium turnover	40.7%	22	+5.5%	6	1
High turnover	0.4%	2	-7.1%	1	1
Unknown	2.0%	5	-40.2%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.4%	7	-33.2%	1	0
Medium horizon	60.0%	24	+11.2%	5	1
Long horizon	34.7%	32	-8.8%	5	9
Unknown	2.8%	3	+118.5%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	63.3%	28	+8.8%	3	0
$1B to $10B	9.8%	21	+47.4%	6	5
$10B to $100B	10.8%	11	-23.5%	2	1
$100B or more	16.0%	6	-10.8%	1	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	68.5%	42	+8.4%	8	4
Pooled investment vehicles	0.2%	1	-38.3%	0	0
Registered funds and BDCs	1.2%	1	+20.5%	0	0
Pension and profit sharing plans	0.2%	1	+15.3%	0	0
Other investment advisers	1.2%	2	-38.2%	0	1
Unknown	28.8%	19	-5.2%	4	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.6%	2	+99.5%	1	0
Other private funds	1.6%	3	+0.2%	0	0
Mixed private funds	0.0%	0	—	0	0
No private funds	69.0%	42	+6.7%	7	5
Real estate funds	0.0%	0	—	0	0
Unknown	28.8%	19	-5.2%	4	5

Location	Share	Filers	Change	New	Exited
United States	100.0%	65	+3.4%	11	9
Outside the US	0.0%	1	-98.5%	1	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

66 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

16.7% of filers hold it in their top 10

Mar 31, 2026: 12

Holders above 5%

median weight 0.050%

Mar 31, 2026: 2

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

72.7%

of 13F shares, Herfindahl 0.127

Active holders

+3.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 6.6 quarters

Under 1 year 12.4% 1 to 3 years 87.6% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.28

estimated per share

Mar 31, 2026: $20.30

Quarter-end price

$20.24

implied by 13F values

Estimated gain or loss

-0.2%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 15.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -44

Institutional value: -84.2%

Shares held: -84.1%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Farther Finance Advisors, LLC	+173,919	370,051
Small OxenFree Capital LLC	+11,929	413,086
Small Ergawealth Advisors, Inc.	+4,507	81,268
Small Cannon Advisors, Inc.	+3,030	16,873
Mid Integrated Advisors Network LLC	+2,176	128,992

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small TCFG Investment Advisors, LLC	−28,173	14,561
Micro Fiscal Wisdom Wealth Management, LLC	−5,519	48,572
Small HIGHLINE WEALTH PARTNERS LLC	−5,455	1,245
Small Grantvest Financial Group LLC	−5,175	232,591
Small TCP Asset Management, LLC	−4,231	105,018

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid PFG Advisors	134,029	$2,702,024
Small Persium Advisors, LLC	44,150	$890,064
Mid PRIVATE TRUST CO NA	33,144	$668,183
Small Range Financial Group LLC	10,493	$211,538
Mid CoreCap Advisors, LLC	1,610	$32,457

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Realta Investment Advisors	53,951	$1,091,968
Small CLG LLC	25,125	$508,530

Filter: New 5 Increased 8 Reduced 6 Sold out 2 Unchanged 3

Holder type: Registered adviser 15 Unknown 7

Showing 22 of 22

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small OxenFree Capital LLC Registered adviser BUXX	$8,327,813	21.80%	413,086	—	+11,929 +3.0%	Shares	2026-10-07
Large Farther Finance Advisors, LLC Registered adviser BUXX	$7,460,228	19.53%	370,051	—	+173,919 +88.7%	Shares	2026-10-08
Small Grantvest Financial Group LLC BUXX	$4,689,034	12.27%	232,591	—	-5,175 -2.2%	Shares	2026-10-21
Mid PFG Advisors Registered adviser BUXX	$2,702,024	7.07%	134,029	—	New	Shares	2026-10-16
Mid Integrated Advisors Network LLC Registered adviser BUXX	$2,600,478	6.81%	128,992	—	+2,176 +1.7%	Shares	2026-10-20
Small TCP Asset Management, LLC Registered adviser BUXX	$2,117,162	5.54%	105,018	—	-4,231 -3.9%	Shares	2026-10-14
Mid B. Riley Wealth Advisors, Inc. BUXX	$1,809,843	4.74%	89,774	—	+1,047 +1.2%	Shares	2026-10-13
Small Ergawealth Advisors, Inc. Registered adviser BUXX	$1,638,362	4.29%	81,268	—	+4,507 +5.9%	Shares	2026-10-21
Small THRYVE WEALTH MANAGEMENT LLC BUXX	$1,508,613	3.95%	74,832	—	-3,509 -4.5%	Shares	2026-10-09
Micro Fiscal Wisdom Wealth Management, LLC Registered adviser BUXX	$979,211	2.56%	48,572	—	-5,519 -10.2%	Shares	2026-10-16
Small Persium Advisors, LLC BUXX	$890,064	2.33%	44,150	—	New	Shares	2026-10-07
Mid PRIVATE TRUST CO NA BUXX	$668,183	1.75%	33,144	—	New	Shares	2026-10-20
Small HICKS CAPITAL MANAGEMENT LLC Registered adviser BUXX	$510,390	1.34%	25,317	—	0 0.0%	Shares	2026-10-20
Small Independent Wealth Network Inc. Registered adviser BUXX	$479,808	1.26%	23,800	—	+299 +1.3%	Shares	2026-10-19
Small Cannon Advisors, Inc. Registered adviser BUXX	$340,159	0.89%	16,873	—	+3,030 +21.9%	Shares	2026-10-14
Small Balboa Wealth Partners BUXX	$330,523	0.87%	16,395	—	0 0.0%	Shares	2026-10-20
Mid Trilogy Capital Inc. Registered adviser BUXX	$325,160	0.85%	16,129	—	+1,173 +7.8%	Shares	2026-10-20
Small TCFG Investment Advisors, LLC BUXX	$293,549	0.77%	14,561	—	-28,173 -65.9%	Shares	2026-10-20
Mid TECTONIC ADVISORS LLC Registered adviser BUXX	$262,080	0.69%	13,000	—	0 0.0%	Shares	2026-10-22
Small Range Financial Group LLC Registered adviser BUXX	$211,538	0.55%	10,493	—	New	Shares	2026-10-21
Mid CoreCap Advisors, LLC Registered adviser BUXX	$32,457	0.08%	1,610	—	New	Shares	2026-10-08
Small HIGHLINE WEALTH PARTNERS LLC Registered adviser BUXX	$25,099	0.07%	1,245	—	-5,455 -81.4%	Shares	2026-10-19
Small Realta Investment Advisors Registered adviser BUXX	$1,091,968	2.86%	53,951	—	Sold Out	Shares	2026-07-20
Small CLG LLC Registered adviser BUXX	$508,530	1.33%	25,125	—	Sold Out	Shares	2026-07-16
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