Ergawealth Advisors, Inc.

Registered adviser

CIK

1973209

Location

OAK BROOK, IL

Portfolio Value

Small $251,934,266

Diversification

Diversified

Filing Date

Global Rank

#5,560 / 8,814 ▼ 288 · as of Jun 2026

Top Industry

Consumer Electronics 23.6%

Period ended 22 days ago

Filed Oct 21, 2026 · 1d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 290030

Roster of Oct 1, 2026

Regulatory AUM

$341,500,000

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$341,500,000	Individuals and high net worth (93%)
Apr 2025 to Mar 2026	$316,652,570	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$265,114,960	Individuals and high net worth (98%)
May 2023 to Mar 2024	$200,587,175	Individuals and high net worth (95%)
Apr 2023	$200,587,175	Individuals and high net worth (95%)
Apr 2022 to Mar 2023	$168,791,689	Individuals and high net worth (93%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 91.2% of the book (60%+)

Turnover

Medium turnover

50.2% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 9.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 95.9%; sector active share 86.8% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

53 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

28.3%

+0.7 pts

Top 5

73.6%

+0.6 pts

Top 10

91.5%

+0.3 pts

HHI

1,437

Diversified+43

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.2%	$242,429,722	39
Technology	1.4%	$3,482,332	4
Healthcare	0.8%	$2,024,375	3
Basic Materials	0.7%	$1,727,472	2
Consumer Cyclical	0.4%	$1,089,239	2
Financial Services	0.4%	$905,102	2
Energy	0.1%	$276,024	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

20 positions

Ticker	Company	Δ Shares	Shares	Value
FTHI	First Trust BuyWrite Income ETF	+72,064	2,721,331	$64,196,198
CGMM	Capital Group U.S. Small and Mid Cap ETF	+6,347	821,971	$25,448,222
BUXX	Strive Enhanced Income Short Maturity ETF	+4,507	81,268	$1,638,362
CGUS	Capital Group Core Equity ETF	+3,262	434,726	$19,345,307
CGGR	Capital Group Growth ETF	+2,049	798,990	$37,896,095
CGGO	Capital Group Global Growth Equity ETF	+1,590	496,834	$19,764,056
CGNG	Capital Group New Geography Equity ETF	+1,327	177,580	$6,472,791
HECA	Hedgeye Capital Allocation ETF	+716	12,875	$350,200
PYLD		+608	59,385	$1,507,785
SPYI	NEOS S&P 500(R) High Income ETF	+176	8,529	$453,486
SMLF	iShares U.S. Small-Cap Equity Factor ETF	+151	5,412	$452,226
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+63	4,106	$251,533
ABBV	AbbVie Inc.	+34	5,150	$1,347,188
USMV	iShares MSCI USA Min Vol Factor ETF	+29	12,306	$1,199,096
IBM	International Business Machines Corp	+24	2,179	$479,227
AMZN	Amazon Com Inc	+24	1,950	$485,842
AAPL	Apple Inc.	+16	6,746	$2,246,552
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+14	5,914	$233,248
QUAL	iShares MSCI USA Quality Factor ETF	+8	4,990	$0
MTUM	iShares MSCI USA Momentum Factor ETF	+1	1,100	$0
No positions match the current search.

Trimmed

Positions the filer reduced

22 positions

Ticker	Company	Δ Shares	Shares	Value
BUFR	FT Vest Laddered Buffer ETF	−6,553	136,862	$5,128,219
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	−5,805	70,835	$2,870,234
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	−4,742	56,638	$2,298,370
JPST	JPMorgan Ultra-Short Income ETF	−3,641	41,767	$2,103,803
BUFZ	FT Vest Laddered Moderate Buffer ETF	−2,846	49,500	$1,412,631
RDVY	First Trust Rising Dividend Achievers ETF	−2,175	60,299	$4,720,808
PALC	Pacer Lunt Large Cap Multi-Factor Alternator ETF	−2,079	34,611	$1,862,660
CGDV	Capital Group Dividend Value ETF	−2,006	638,628	$31,196,977
FTCS	First Trust Capital Strength ETF	−1,490	37,765	$3,544,245
JEPI	JPMorgan Equity Premium Income ETF	−1,189	43,066	$2,421,170
BUFD	FT Vest Laddered Deep Buffer ETF	−713	28,458	$864,269
ALTL	Pacer Lunt Large Cap Alternator ETF	−376	5,196	$227,065
CIEN	Ciena Corp	−312	729	$256,476
AGG	iShares Core U.S. Aggregate Bond ETF	−265	2,640	$249,585
LRGF	iShares U.S. Equity Factor ETF	−219	3,878	$301,902
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	−180	9,569	$266,783
MSFT	Microsoft Corp	−111	975	$500,077
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	−103	5,059	$243,540
AMLP	Alerian MLP ETF	−99	8,480	$439,857
XOM	ExxonMobil Holdings Corp	−94	1,696	$276,024
JMBS	Janus Henderson Mortgage-Backed Securities ETF	−56	35,302	$1,491,862
LLY	ELI LILLY & Co	−2	212	$245,300
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
ZROZ	PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund	3,681	$235,952
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

53 tracked positions · $251,934,266 total · filing declares 53 positions · $253,392,234 · as of Sep 30, 2026

All sectors Basic Materials Consumer Cyclical Energy Financial Services Healthcare Technology

Showing 1–50 of 53 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FTHI	First Trust BuyWrite Income ETF	Added	2,721,331	+72,064	$64,196,198	+1.6%	25.48%
CGGR	Capital Group Growth ETF	Added	798,990	+2,049	$37,896,095	+0.7%	15.04%
CGDV	Capital Group Dividend Value ETF	Reduced	638,628	-2,006	$31,196,977	−1.2%	12.38%
CGMM	Capital Group U.S. Small and Mid Cap ETF	Added	821,971	+6,347	$25,448,222	−5.4%	10.10%
CGGO	Capital Group Global Growth Equity ETF	Added	496,834	+1,590	$19,764,056	−5.7%	7.84%
CGUS	Capital Group Core Equity ETF	Added	434,726	+3,262	$19,345,307	+0.8%	7.68%
CGNG	Capital Group New Geography Equity ETF	Added	177,580	+1,327	$6,472,791	−2.0%	2.57%
BUFR	FT Vest Laddered Buffer ETF	Reduced	136,862	-6,553	$5,128,219	−2.1%	2.04%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	60,299	-2,175	$4,720,808	−6.8%	1.87%
FTCS	First Trust Capital Strength ETF	Reduced	37,765	-1,490	$3,544,245	−3.9%	1.41%
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	Reduced	70,835	-5,805	$2,870,234	−4.6%	1.14%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	43,066	-1,189	$2,421,170	−3.1%	0.96%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Reduced	56,638	-4,742	$2,298,370	−13.2%	0.91%
AAPL	Apple Inc. Technology	Added	6,746	+16	$2,246,552	+15.4%	0.89%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	41,767	-3,641	$2,103,803	−8.4%	0.84%
PALC	Pacer Lunt Large Cap Multi-Factor Alternator ETF	Reduced	34,611	-2,079	$1,862,660	−15.0%	0.74%
BUXX	Strive Enhanced Income Short Maturity ETF	Added	81,268	+4,507	$1,638,362	+5.5%	0.65%
PYLD		Added	59,385	+608	$1,507,785	−3.3%	0.60%
JMBS	Janus Henderson Mortgage-Backed Securities ETF	Reduced	35,302	-56	$1,491,862	−6.2%	0.59%
SHW	Sherwin Williams Co Basic Materials	Held	4,500	0	$1,454,715	−6.1%	0.58%
BUFZ	FT Vest Laddered Moderate Buffer ETF	Reduced	49,500	-2,846	$1,412,631	−3.4%	0.56%
ABBV	AbbVie Inc. Healthcare	Added	5,150	+34	$1,347,188	+4.6%	0.53%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	12,306	+29	$1,199,096	+1.3%	0.48%
BUFD	FT Vest Laddered Deep Buffer ETF	Reduced	28,458	-713	$864,269	−0.3%	0.34%
BAC	Bank Of America Corp Financial Services	Held	12,855	0	$699,697	−4.5%	0.28%
F	Ford Motor Co Consumer Cyclical	Held	50,033	0	$603,397	−13.2%	0.24%
IVV	iShares Core S&P 500 ETF	Held	664	0	$508,524	+2.3%	0.20%
MSFT	Microsoft Corp Technology	Reduced	975	-111	$500,077	+23.4%	0.20%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,950	+24	$485,842	+5.8%	0.19%
IBM	International Business Machines Corp Technology	Added	2,179	+24	$479,227	−20.9%	0.19%
SPYI	NEOS S&P 500(R) High Income ETF	Added	8,529	+176	$453,486	+2.3%	0.18%
SMLF	iShares U.S. Small-Cap Equity Factor ETF	Added	5,412	+151	$452,226	−3.6%	0.18%
AMLP	Alerian MLP ETF	Reduced	8,480	-99	$439,857	−1.1%	0.17%
ABT	Abbott Laboratories Healthcare	Held	4,370	0	$431,887	+8.9%	0.17%
HECA	Hedgeye Capital Allocation ETF	Added	12,875	+716	$350,200	—	0.14%
GJUL	FT Vest U.S. Equity Moderate Buffer ETF - July	Held	7,369	0	$328,398	+2.5%	0.13%
JULM	FT Vest U.S. Equity Max Buffer ETF - July	Held	8,858	0	$309,673	+1.0%	0.12%
LRGF	iShares U.S. Equity Factor ETF	Reduced	3,878	-219	$301,902	−2.6%	0.12%
XOM	ExxonMobil Holdings Corp Energy	Reduced	1,696	-94	$276,024	+12.8%	0.11%
CC	Chemours Co Basic Materials	Held	20,100	0	$272,757	−33.9%	0.11%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Reduced	9,569	-180	$266,783	−6.9%	0.11%
CIEN	Ciena Corp Technology	Reduced	729	-312	$256,476	−49.8%	0.10%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	4,106	+63	$251,533	+1.2%	0.10%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	2,640	-265	$249,585	−13.2%	0.10%
LLY	ELI LILLY & Co Healthcare	Reduced	212	-2	$245,300	−4.4%	0.10%
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	Reduced	5,059	-103	$243,540	−6.6%	0.10%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	5,914	+14	$233,248	−12.8%	0.09%
ALTL	Pacer Lunt Large Cap Alternator ETF	Reduced	5,196	-376	$227,065	−20.6%	0.09%
SHY	iShares 1-3 Year Treasury Bond ETF	Held	2,671	0	$216,885	−1.1%	0.09%
STIP	iShares 0-5 Year TIPS Bond ETF	Held	2,143	0	$213,657	−2.4%	0.08%

Showing the top 50 of 53 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.