BUFZ · FT Vest Laddered Moderate Buffer ETF · Holdings ETF

$28.74 +0.03 (+0.11%)

Volume · Oct 21 144.54K Avg daily vol (3M) 171.29K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 34

Total Value: $70,259,396

Total Shares: 2,461,960

Institutional Ownership Trend

12 quarters

Holder Concentration

Across 34 13F filers · Δ vs Jun 30, 2026

Top Holder

28.6%

+12.7 pts

Top 5

60.5%

+6.7 pts

Top 10

78.3%

+7.7 pts

HHI

1,183

Broadly held+407

Who Holds BUFZ

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 143 filers, like-for-like change +16.5%; actively managed books +16.5%; index-like books +802.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	53.6%	100	+22.8%	18	8
Adviser	0.1%	1	+2.0%	0	0
Bank	3.1%	6	+6.3%	0	0
Broker-dealer	15.2%	1	+6.0%	0	0
Holding company	5.1%	3	-17.3%	0	0
Unknown	22.8%	32	+22.9%	9	2

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	+802.3%	0	0
Systematic-like	0.1%	1	new	1	0
Concentrated	20.6%	28	+2.8%	6	2
Diversified active	79.3%	113	+20.5%	20	8
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	88.3%	93	+15.2%	17	5
Medium turnover	8.8%	33	+30.6%	6	3
High turnover	1.3%	5	+11.4%	2	1
Unknown	1.6%	12	+23.9%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.7%	13	+448.7%	4	1
Medium horizon	31.9%	36	+16.6%	10	3
Long horizon	60.8%	91	+6.1%	12	6
Unknown	1.6%	3	+827.2%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.0%	52	+77.8%	12	5
$1B to $10B	30.1%	54	+13.3%	12	2
$10B to $100B	22.0%	26	+1.7%	2	2
$100B or more	32.9%	11	+12.7%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	52.0%	92	+21.2%	14	8
Pooled investment vehicles	0.1%	1	new	1	0
Pension and profit sharing plans	0.3%	2	+38.6%	1	0
Other investment advisers	0.3%	3	+24.7%	1	0
Diversified	0.2%	1	-2.0%	0	0
Corporations	0.6%	1	new	1	0
Unknown	46.4%	43	+9.9%	9	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.5%	4	+60.0%	1	0
Private equity funds	0.1%	2	+2.5%	0	0
Other private funds	0.3%	3	+8.7%	0	0
Mixed private funds	0.1%	2	+65.0%	1	0
No private funds	52.5%	88	+22.4%	16	8
Real estate funds	0.1%	1	+1236.0%	0	0
Unknown	46.4%	43	+9.9%	9	2

Location	Share	Filers	Change	New	Exited
United States	100.0%	141	+16.5%	27	10
Outside the US	0.0%	2	-11.5%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

143 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

35.0% of filers hold it in their top 10

Mar 31, 2026: 47

Holders above 5%

median weight 0.037%

Mar 31, 2026: 2

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

69.0%

of 13F shares, Herfindahl 0.073

Active holders

+16.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 7.3 quarters

Under 1 year 7.43% 1 to 3 years 92.6% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$27.26

estimated per share

Mar 31, 2026: $26.37

Quarter-end price

$26.76

implied by 13F values

Estimated gain or loss

-1.8%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 6.09% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -109

Institutional value: -91.4%

Shares held: -91.9%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Farther Finance Advisors, LLC	+51,235	54,435
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+50,924	258,427
Mid AdvisorNet Financial, Inc	+25,658	190,780
Small BOS Asset Management, LLC	+14,141	203,414
Small Comprehensive Financial Consultants Institutional, Inc.	+6,556	97,913

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small WORLD EQUITY GROUP, INC.	−27,975	11,782
Mid Atria Investments, Inc	−12,988	35,887
Small Mayfair Advisory Group, LLC	−5,364	68,278
Mid PRIVATE TRUST CO NA	−4,924	34,221
Mid Prime Capital Investment Advisors, LLC	−1,748	23,762

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Crumly & Associates Inc.	11,587	$330,669
Small Optivise Advisory Services LLC	9,055	$258,411
Small Cape Investment Advisory, Inc.	278	$7,933

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small HBW ADVISORY SERVICES LLC	11,282	$315,106

Filter: New 3 Increased 18 Reduced 8 Sold out 1 Unchanged 5

Holder type: Registered adviser 29 Unknown 5

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Rise Advisors, LLC BUFZ

$20,101,339

28.61%

704,371

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC BUFZ

$7,374,989

10.50%

258,427

BOS Asset Management, LLC BUFZ

$5,805,028

8.26%

203,414

AdvisorNet Financial, Inc BUFZ

$5,444,479

7.75%

190,780

Diversify Advisory Services, LLC BUFZ

$3,758,397

5.35%

131,698

DIVERSIFY WEALTH MANAGEMENT, LLC BUFZ

$3,758,397

5.35%

131,698

Comprehensive Financial Consultants Institutional, Inc. BUFZ

$2,794,241

3.98%

97,913

WOLFF WIESE MAGANA LLC BUFZ

$2,501,127

3.56%

87,642

Mayfair Advisory Group, LLC BUFZ

$1,948,517

2.77%

68,278

Paragon Private Wealth Management, LLC BUFZ

$1,558,231

2.22%

54,602

Farther Finance Advisors, LLC BUFZ

$1,553,466

2.21%

54,435

Pinnacle Wealth Management Group, Inc. BUFZ

$1,518,706

2.16%

53,217

ADAMSBROWN WEALTH CONSULTANTS LLC BUFZ

$1,213,435

1.73%

42,520

Atria Investments, Inc BUFZ

$1,024,143

1.46%

35,887

WINEBRENNER CAPITAL MANAGEMENT LLC BUFZ

$1,008,704

1.44%

35,346

IFP Advisors, Inc BUFZ

$996,147

1.42%

34,906

PRIVATE TRUST CO NA BUFZ

$976,598

1.39%

34,221

GoalVest Advisory LLC BUFZ

$906,623

1.29%

31,769

INDEPENDENT FINANCIAL GROUP, LLC BUFZ

$708,512

1.01%

24,827

Prime Capital Investment Advisors, LLC BUFZ

$678,119

0.97%

23,762

Trilogy Capital Inc. BUFZ

$575,497

0.82%

20,166

CoreCap Advisors, LLC BUFZ

$553,066

0.79%

19,380

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC BUFZ

$493,250

0.70%

17,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	43	$1,227	0.2%	Defined
Held directly	17,241	$492,023	99.8%	Sole

IAMS WEALTH MANAGEMENT, LLC BUFZ

$421,563

0.60%

14,772

DAVENPORT & Co LLC BUFZ

$370,280

0.53%

12,975

AlphaStar Capital Management, LLC BUFZ

$345,395

0.49%

12,103

WORLD EQUITY GROUP, INC. BUFZ

$336,234

0.48%

11,782

Crumly & Associates Inc. BUFZ

$330,669

0.47%

11,587

Cambridge Advisors Inc. BUFZ

$329,471

0.47%

11,545

Bison Wealth, LLC BUFZ

$296,081

0.42%

10,375

Commonwealth Financial Services, LLC BUFZ

$269,541

0.38%

9,445

Optivise Advisory Services LLC BUFZ

$258,411

0.37%

9,055

Noble Wealth Management PBC BUFZ

$42,807

0.06%

1,500

Cape Investment Advisory, Inc. BUFZ

$7,933

0.01%

278