Forge Financial Services LLC

Registered adviser

CIK

2055357

Location

EDMOND, OK

Portfolio Value

Mid $1,161,080,793

Diversification

Moderately concentrated

Filing Date

Global Rank

#2,274 / 8,827 ▲ 44

Top Industry

Asset Management 89.6%

Period ended 4 months ago

Filed Aug 7, 2026 · 3mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 306480

Roster of Nov 1, 2026

Regulatory AUM

$1,457,365,476

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,457,365,476	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$1,201,557,311	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$1,008,864,970	Individuals and high net worth (100%)
May 2023 to Mar 2024	$854,028,314	Individuals and high net worth (100%)
Apr 2023	$854,028,314	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$966,073,438	Individuals and high net worth (100%)

3 earlier changes not shown.

Stated strategy

Quantitative / systematic, Multi-asset, Wealth management / planning Form ADV Part 2A, Mar 30, 2026 · original

In the firm's words

Quantitative / systematic: each asset in a portfolio is given a target percentage and a tolerance band that indicates if an asset is over/under weighted.
Multi-asset: This outcome is achieved through diversification, investing in asset classes, and having a long-term investment time horizon (generally a minimum of three years).
Wealth management / planning: Forge evaluates institutional fund managers and selects institutional fund managers

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.6% of the book (60%+)

Turnover

Low turnover

1.5% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.1 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 99.0%; sector active share 84.7% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

36 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

24.1%

−0.2 pts

Top 5

90.5%

+0.2 pts

Top 10

98.6%

+0.1 pts

HHI

1,807

Moderately concentrated+32

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	97.6%	$1,133,143,484	27
Financial Services	2.2%	$25,647,750	3
Industrials	0.1%	$756,585	1
Consumer Cyclical	0.1%	$749,985	2
Utilities	0.0%	$437,451	2
Consumer Defensive	0.0%	$345,538	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

6 positions

Ticker	Company	Δ Shares	Shares	Value
CGGR	Capital Group Growth ETF	+122,112	5,516,760	$260,391,072
BUFZ	FT Vest Laddered Moderate Buffer ETF	+109,853	4,256,825	$118,893,122
CGBL	Capital Group Core Balanced ETF	+77,588	3,842,632	$145,866,310
CGDV	Capital Group Dividend Value ETF	+44,148	5,686,869	$280,248,904
TUSI	Touchstone ETF Trust-Touchstone Ultra Short Income ETF	+32,001	53,967	$1,363,206
BUFR	FT Vest Laddered Buffer ETF	+7,690	48,797	$1,782,554
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
CGGO	Capital Group Global Growth Equity ETF	−74,525	5,752,864	$243,518,733
CGCP	Capital Group Core Plus Income ETF	−7,019	109,496	$2,440,665
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−4,872	306,884	$12,612,932
CGUS	Capital Group Core Equity ETF	−2,992	432,535	$19,239,156
JHMM	John Hancock Multifactor Mid Cap ETF	−1,906	94,501	$7,083,794
QQQM	Invesco Ltd.	−1,652	66,774	$20,230,518
FTCS	First Trust Capital Strength ETF	−1,455	29,867	$2,805,108
CGMM	Capital Group U.S. Small and Mid Cap ETF	−1,258	35,646	$1,175,248
RSP	Victory Portfolios II	−1,219	83,129	$17,687,357
XMHQ	Victory Portfolios II	−925	53,091	$5,992,912
RWL	Invesco Ltd.	−852	37,639	$4,808,758
FDL	First Trust Morningstar Dividend Leaders Index Fund	−749	61,258	$2,980,814
PWB	Victory Portfolios II	−437	38,987	$6,567,750
—		−227	5,013	$405,150
TPLC	Timothy Plan US Large/Mid Cap Core ETF	−96	4,362	$219,626
PM	Philip Morris International Inc.	−21	1,910	$345,538
PTL	Inspire 500 ETF	−18	811	$232,018
TSLA	Tesla, Inc.	−1	609	$256,145
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
—		4,194	$242,748
SOXX	iShares Semiconductor ETF	366	$234,518
EVRG	Evergy, Inc.	2,422	$209,333
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	4,828	$208,279
AVUV	Avantis U.S. Small Cap Value ETF	1,639	$204,481
IWL	iShares Russell Top 200 ETF	1,091	$201,780
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
VXUS	Vanguard Total International Stock ETF	3,924	$302,579
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

36 tracked positions · $1,161,080,793 total · filing declares 36 positions · $1,161,088,964 · as of Jun 30, 2026

All sectors Consumer Cyclical Consumer Defensive Financial Services Industrials Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
CGDV	Capital Group Dividend Value ETF	Added	5,686,869	+44,148	$280,248,904	+16.8%	7	before history	24.14%
CGGR	Capital Group Growth ETF	Added	5,516,760	+122,112	$260,391,072	+20.1%	7	before history	22.43%
CGGO	Capital Group Global Growth Equity ETF	Reduced	5,752,864	-74,525	$243,518,733	+25.2%	7	before history	20.97%
CGBL	Capital Group Core Balanced ETF	Added	3,842,632	+77,588	$145,866,310	+12.6%	2	$35.83	12.56%
BUFZ	FT Vest Laddered Moderate Buffer ETF	Added	4,256,825	+109,853	$118,893,122	+9.1%	5	unpriced	10.24%
QQQM	Invesco Ltd. Financial Services	Reduced	66,774	-1,652	$20,230,518	+24.4%	7	before history	1.74%
CGUS	Capital Group Core Equity ETF	Reduced	432,535	-2,992	$19,239,156	+15.0%	7	before history	1.66%
RSP	Victory Portfolios II	Reduced	83,129	-1,219	$17,687,357	+9.3%	7	before history	1.52%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Reduced	306,884	-4,872	$12,612,932	+13.7%	7	before history	1.09%
JHMM	John Hancock Multifactor Mid Cap ETF	Reduced	94,501	-1,906	$7,083,794	+9.5%	7	before history	0.61%
PWB	Victory Portfolios II	Reduced	38,987	-437	$6,567,750	+32.3%	7	before history	0.57%
XMHQ	Victory Portfolios II	Reduced	53,091	-925	$5,992,912	+7.3%	7	before history	0.52%
RWL	Invesco Ltd. Financial Services	Reduced	37,639	-852	$4,808,758	+8.7%	7	before history	0.41%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Reduced	61,258	-749	$2,980,814	−5.4%	7	before history	0.26%
FTCS	First Trust Capital Strength ETF	Reduced	29,867	-1,455	$2,805,108	−3.5%	7	before history	0.24%
CGCP	Capital Group Core Plus Income ETF	Reduced	109,496	-7,019	$2,440,665	−6.2%	7	before history	0.21%
BUFR	FT Vest Laddered Buffer ETF	Added	48,797	+7,690	$1,782,554	+28.4%	7	before history	0.15%
TUSI	Touchstone ETF Trust-Touchstone Ultra Short Income ETF	Added	53,967	+32,001	$1,363,206	+145.1%	2	$25.36	0.12%
CGMM	Capital Group U.S. Small and Mid Cap ETF	Reduced	35,646	-1,258	$1,175,248	+8.5%	3	$28.97	0.10%
UPS	United Parcel Service Inc Industrials	Held	7,038	0	$756,585	+9.3%	7	before history	0.07%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,216	0	$608,474	+4.4%	2	$490.90	0.05%
AMZN	Amazon Com Inc Consumer Cyclical	Held	2,072	0	$493,840	+14.4%	7	before history	0.04%
		Reduced	5,013	-227	$405,150	+14.4%	3	$80.23	0.03%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	1,910	-21	$345,538	+8.2%	7	before history	0.03%
FELC	Fidelity Enhanced Large Cap Core ETF	Held	6,676	0	$279,791	+15.6%	2	$37.92	0.02%
FDVV	Fidelity High Dividend ETF	Held	4,403	0	$265,456	+9.1%	2	$57.52	0.02%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	609	-1	$256,145	+13.0%	4	$347.15	0.02%
		NEW	4,194	NEW	$242,748	NEW	1	$53.34	0.02%
SOXX	iShares Semiconductor ETF	NEW	366	NEW	$234,518	NEW	1	unpriced	0.02%
PTL	Inspire 500 ETF	Reduced	811	-18	$232,018	+11.7%	3	$249.94	0.02%
OGE	Oge Energy Corp. Utilities	Held	4,688	0	$228,118	+1.5%	7	before history	0.02%
TPLC	Timothy Plan US Large/Mid Cap Core ETF	Reduced	4,362	-96	$219,626	+6.1%	3	$45.70	0.02%
EVRG	Evergy, Inc. Utilities	NEW	2,422	NEW	$209,333	NEW	1	$82.79	0.02%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	NEW	4,828	NEW	$208,279	NEW	1	$41.73	0.02%
AVUV	Avantis U.S. Small Cap Value ETF	NEW	1,639	NEW	$204,481	NEW	1	$119.28	0.02%
IWL	iShares Russell Top 200 ETF	NEW	1,091	NEW	$201,780	NEW	1	unpriced	0.02%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.