46 Peaks LLC

Registered adviser

CIK

2112665

Location

NEWTOWN, PA

Portfolio Value

Small $151,371,381

Diversification

Diversified

Filing Date

Global Rank

#7,241 / 8,827 ▲ 57 · as of Jun 2026

3Y Alpha vs SPY

-11.7%

Period ended 37 days ago

Filed Nov 3, 2026 · 3d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 306902

Roster of Nov 1, 2026

Regulatory AUM

$272,139,518

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$272,139,518	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$212,315,745	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$197,578,430	Individuals and high net worth (100%)
May 2023 to Mar 2024	$187,974,393	Individuals and high net worth (99%)
Apr 2023	$187,974,393	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$182,321,461	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.5% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 93.6%; sector active share 85.4% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

23 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

22.0%

−0.4 pts

Top 5

74.1%

−0.0 pts

Top 10

99.1%

+2.5 pts

HHI

1,379

Diversified+12

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$151,371,381	23

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
MMIT	NYLIM ETF Trust	+3,709	187,609	$0
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	+22	7,530	$345,175
No positions match the current search.

Trimmed

Positions the filer reduced

16 positions

Ticker	Company	Δ Shares	Shares	Value
NTSX	WisdomTree U.S. Efficient Core Fund	−21,031	365,506	$21,363,825
FELG	Fidelity Enhanced Large Cap Growth ETF	−17,246	333,969	$15,058,662
NTSI	WisdomTree International Efficient Core Fund	−13,597	261,663	$12,011,640
DGRO	iShares Core Dividend Growth ETF	−13,361	230,269	$17,359,979
JHMM	John Hancock Multifactor Mid Cap ETF	−10,772	139,145	$9,948,867
MOAT	VanEck Morningstar Wide Moat ETF	−5,922	108,193	$11,437,082
AVEM	Avantis Emerging Markets Equity ETF	−4,853	91,715	$8,623,044
GAL	State Street(R) Global Allocation ETF	−4,689	170,797	$8,953,178
—		−2,699	45,398	$0
LOUP		−2,556	11,791	$1,047,158
JCPB	JPMorgan Core Plus Bond ETF	−1,048	642,378	$28,765,686
FFGX	Fidelity Fundamental Global ex US ETF	−533	91,836	$3,111,743
USMV	iShares MSCI USA Min Vol Factor ETF	−124	3,707	$361,210
VOO	VANGUARD 500 INDEX FUND	−1	798	$559,286
IVV	iShares Core S&P 500 ETF	−1	1,587	$1,215,403
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−1	1,723	$216,529
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
BGGG	Baillie Gifford Long Term Global Growth ETF	267,311	$9,276,974
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
BOXX	Alpha Architect 1-3 Month Box ETF	5,254	$615,190
NVDA	Nvidia Corp	2,935	$587,264
RVMD	Revolution Medicines, Inc.	2,987	$559,405
CFG	Citizens Financial Group Inc	7,816	$547,667
MU	Micron Technology Inc	320	$369,372
VZ	Verizon Communications Inc	7,000	$296,380
MTD	Mettler Toledo International Inc	219	$279,774
MBI	Mbia Inc	19,398	$126,474
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

23 tracked positions · $151,371,381 total · filing declares 23 positions · $156,356,435 · as of Sep 30, 2026

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JCPB	JPMorgan Core Plus Bond ETF	Reduced	642,378	-1,048	$28,765,686	−4.8%	19.00%
NTSX	WisdomTree U.S. Efficient Core Fund	Reduced	365,506	-21,031	$21,363,825	−6.4%	14.11%
DGRO	iShares Core Dividend Growth ETF	Reduced	230,269	-13,361	$17,359,979	−6.0%	11.47%
FELG	Fidelity Enhanced Large Cap Growth ETF	Reduced	333,969	-17,246	$15,058,662	−2.0%	9.95%
NTSI	WisdomTree International Efficient Core Fund	Reduced	261,663	-13,597	$12,011,640	−6.4%	7.94%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	108,193	-5,922	$11,437,082	−3.6%	7.56%
JHMM	John Hancock Multifactor Mid Cap ETF	Reduced	139,145	-10,772	$9,948,867	−11.5%	6.57%
BGGG	Baillie Gifford Long Term Global Growth ETF	NEW	267,311	NEW	$9,276,974	NEW	6.13%
GAL	State Street(R) Global Allocation ETF	Reduced	170,797	-4,689	$8,953,178	−3.4%	5.91%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	91,715	-4,853	$8,623,044	−7.5%	5.70%
FFGX	Fidelity Fundamental Global ex US ETF	Reduced	91,836	-533	$3,111,743	−3.1%	2.06%
IVV	iShares Core S&P 500 ETF	Reduced	1,587	-1	$1,215,403	+2.2%	0.80%
LOUP		Reduced	11,791	-2,556	$1,047,158	−25.9%	0.69%
MTUM	iShares MSCI USA Momentum Factor ETF	Held	1,898	0	$602,311	−7.4%	0.40%
QUAL	iShares MSCI USA Quality Factor ETF	Held	2,622	0	$582,713	+1.3%	0.38%
VOO	VANGUARD 500 INDEX FUND	Reduced	798	-1	$559,286	+1.9%	0.37%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	3,707	-124	$361,210	−2.3%	0.24%
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	Added	7,530	+22	$345,175	+0.6%	0.23%
DRUP		Held	3,777	0	$267,753	+14.1%	0.18%
SIZE	iShares MSCI USA Size Factor ETF	Held	1,514	0	$263,163	−2.5%	0.17%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	1,723	-1	$216,529	+5.1%	0.14%
		Reduced	45,398	-2,699	$0	−100.0%	0.00%
MMIT	NYLIM ETF Trust	Added	187,609	+3,709	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.