Compass Financial Group, Inc. (Ohio)
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Oct 2026 | $148,793,423 | Individuals and high net worth (100%) |
| Mar 2025 to Feb 2026 | $128,354,287 | Individuals and high net worth (100%) |
| Aug 2024 to Feb 2025 | $114,805,311 | Individuals and high net worth (100%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 94.4%; sector active share 86.9% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
42 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 98.4% | $88,945,973 |
| Technology | 0.8% | $706,058 |
| Consumer Cyclical | 0.6% | $507,092 |
| Financial Services | 0.3% | $249,611 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FLOT | iShares Floating Rate Bond ETF | +146,878 | 197,909 | $0 | |
| PGX | Invesco Ltd. | +28,555 | 412,153 | $0 | |
| SPHQ | Invesco S&P 500 Quality ETF | +26,937 | 149,694 | $12,586,271 | |
| VIG | Vanguard Specialized Funds | +10,010 | 56,682 | $13,224,477 | |
| DMBS | DoubleLine Mortgage ETF | +9,710 | 152,528 | $7,063,571 | |
| EFA | iShares MSCI EAFE ETF | +8,223 | 66,566 | $0 | |
| IJH | iShares Core S&P Mid-Cap ETF | +7,828 | 99,270 | $0 | |
| EFAV | iShares MSCI EAFE Min Vol Factor ETF | +5,915 | 65,261 | $0 | |
| IAU | Ishares Gold Trust | +3,358 | 14,023 | $1,095,196 | |
| IEI | iShares 3-7 Year Treasury Bond ETF | +3,165 | 47,903 | $0 | |
| SPY | Spdr S&P 500 ETF Trust | +1,828 | 34,539 | $26,340,477 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | +835 | 43,931 | $3,440,236 | |
| NVDA | Nvidia Corp | +85 | 1,613 | $368,376 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | −73,492 | 8,173 | $624,417 | |
| SCHD | Schwab U.S. Dividend Equity ETF | −37,748 | 56,307 | $1,831,666 | |
| — | −13,489 | 43,410 | $0 | ||
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −9,442 | 15,741 | $3,081,300 | |
| VUG | VANGUARD GROWTH INDEX FUND | −8,621 | 143,275 | $12,910,510 | |
| ETHA | iShares Ethereum Trust ETF | −8,461 | 50,282 | $1,011,673 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −7,137 | 53,045 | $0 | |
| DSI | iShares ESG MSCI KLD 400 ETF | −5,547 | 16,607 | $0 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | −2,714 | 5,600 | $943,152 | |
| IYW | iShares, Inc. | −1,743 | 5,429 | $0 | |
| VTV | VANGUARD VALUE INDEX FUND | −1,539 | 2,948 | $637,003 | |
| VEU | Vanguard International Equity Index Funds | −1,453 | 2,561 | $212,486 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | −1,377 | 10,522 | $0 | |
| IJK | iShares S&P Mid-Cap 400 Growth ETF | −966 | 5,729 | $0 | |
| MBB | iShares MBS ETF | −946 | 22,609 | $0 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | −884 | 15,052 | $1,891,584 | |
| IVE | iShares S&P 500 Value ETF | −879 | 1,531 | $0 | |
| IJJ | iShares S&P Mid-Cap 400 Value ETF | −676 | 7,630 | $0 | |
| IVW | iShares S&P 500 Growth ETF | −585 | 1,730 | $0 | |
| IWM | iShares Russell 2000 ETF | −355 | 929 | $0 | |
| EFV | iShares MSCI EAFE Value ETF | −244 | 3,828 | $0 | |
| — | −196 | 4,456 | $0 | ||
| IVV | iShares Core S&P 500 ETF | −82 | 626 | $0 | |
| No positions match the current search. | |||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| TBIL | F/m US Treasury 3 Month Bill Fund | 29,962 | $1,493,905 | |
| SPLV | Invesco S&P 500 Low Volatility ETF | 5,063 | $379,218 | |
| IJR | iShares Core S&P Small-Cap ETF | 2,013 | $298,548 | |
| IJS | iShares S&P Small-Cap 600 Value ETF | 2,030 | $277,460 | |
| VHT | VANGUARD HEALTH CARE INDEX FUND | 742 | $221,865 | |
| IJT | iShares S&P Small-Cap 600 Growth ETF | 1,166 | $208,247 | |
| LRCX | Lam Research Corp | 475 | $205,831 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 34,539 | $26,340,477 | 29.13% | |
| VIG |
Vanguard Specialized Funds
|
Added | 56,682 | $13,224,477 | 14.63% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Reduced | 143,275 | $12,910,510 | 14.28% | |
| SPHQ |
Invesco S&P 500 Quality ETF
|
Added | 149,694 | $12,586,271 | 13.92% | |
| DMBS |
DoubleLine Mortgage ETF
|
Added | 152,528 | $7,063,571 | 7.81% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Added | 43,931 | $3,440,236 | 3.81% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 15,741 | $3,081,300 | 3.41% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Reduced | 15,052 | $1,891,584 | 2.09% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Reduced | 56,307 | $1,831,666 | 2.03% | |
| IBIT |
iShares Bitcoin Trust ETF
|
Held | 35,452 | $1,678,297 | 1.86% | |
| IAU |
Ishares Gold Trust
|
Added | 14,023 | $1,095,196 | 1.21% | |
| ETHA |
iShares Ethereum Trust ETF
|
Reduced | 50,282 | $1,011,673 | 1.12% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Reduced | 5,600 | $943,152 | 1.04% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 2,948 | $637,003 | 0.70% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Reduced | 8,173 | $624,417 | 0.69% | |
| ETH |
Grayscale Ethereum Staking Mini ETF
|
NEW | 14,659 | $373,657 | 0.41% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 1,613 | $368,376 | 0.41% | |
| AAPL |
Apple Inc.
Technology
|
Held | 1,014 | $337,682 | 0.37% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Held | 1,039 | $258,866 | 0.29% | |
| ERIE |
Erie Indemnity Co
Financial Services
|
NEW | 1,139 | $249,611 | 0.28% | |
| WSM |
Williams Sonoma Inc
Consumer Cyclical
|
Held | 1,089 | $248,226 | 0.27% | |
| VEU |
Vanguard International Equity Index Funds
|
Reduced | 2,561 | $212,486 | 0.24% | |
| PGX |
Invesco Ltd.
Financial Services
|
Added | 412,153 | $0 | 0.00% | |
|
|
Reduced | 4,456 | $0 | 0.00% | ||
| IYW |
iShares, Inc.
|
Reduced | 5,429 | $0 | 0.00% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Reduced | 10,522 | $0 | 0.00% | |
| DSI |
iShares ESG MSCI KLD 400 ETF
|
Reduced | 16,607 | $0 | 0.00% | |
| EFA |
iShares MSCI EAFE ETF
|
Added | 66,566 | $0 | 0.00% | |
| EFAV |
iShares MSCI EAFE Min Vol Factor ETF
|
Added | 65,261 | $0 | 0.00% | |
| EFV |
iShares MSCI EAFE Value ETF
|
Reduced | 3,828 | $0 | 0.00% | |
| FLOT |
iShares Floating Rate Bond ETF
|
Added | 197,909 | $0 | 0.00% | |
| IEI |
iShares 3-7 Year Treasury Bond ETF
|
Added | 47,903 | $0 | 0.00% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 99,270 | $0 | 0.00% | |
| IJJ |
iShares S&P Mid-Cap 400 Value ETF
|
Reduced | 7,630 | $0 | 0.00% | |
| IJK |
iShares S&P Mid-Cap 400 Growth ETF
|
Reduced | 5,729 | $0 | 0.00% | |
| IVE |
iShares S&P 500 Value ETF
|
Reduced | 1,531 | $0 | 0.00% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 626 | $0 | 0.00% | |
| IVW |
iShares S&P 500 Growth ETF
|
Reduced | 1,730 | $0 | 0.00% | |
| IWM |
iShares Russell 2000 ETF
|
Reduced | 929 | $0 | 0.00% | |
| MBB |
iShares MBS ETF
|
Reduced | 22,609 | $0 | 0.00% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 53,045 | $0 | 0.00% | |
|
|
Reduced | 43,410 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.