Volume · Oct 227.63MAvg daily vol (13 sessions)11.33M
ETHAETHA ETF$54.05-4.22%
incl. div.
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders:84
Total Value:$60,447,198
Total Shares:3,004,336
Institutional Ownership Trend
9 quarters
Holder Concentration
Across 84 13F filers
· Δ vs Jun 30, 2026
Top Holder
11.7%
−6.9 pts
Top 5
38.8%
−19.0 pts
Top 10
56.8%
−14.2 pts
HHI
470
Broadly held−418
Who Holds ETHA
Last 8 quarters through Sep 30, 2026 (filing window open)
Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory
records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book.
The quarter selector does not change this card.
Jun 30, 2026, the newest closed quarter:
461 filers,
like-for-like change -23.2%; actively managed books -27.8%; index-like books +11.5%.
Holder type
Share
Filers
Change
New
Exited
Registered adviser
29.8%
294
-46.3%
31
46
Exempt adviser
1.0%
3
-51.0%
0
2
Adviser
0.1%
3
+118.1%
1
0
Bank
20.5%
19
+335.0%
5
2
Non-US
0.1%
1
+29.4%
0
0
Holding company
17.0%
5
+10.0%
0
0
Broker-dealer
0.0%
0
—
0
0
Unknown
31.5%
136
-40.0%
13
34
Style
Share
Filers
Change
New
Exited
Index-like
17.1%
6
+11.5%
2
0
Systematic-like
3.4%
10
-88.5%
1
5
Concentrated
16.4%
166
-12.6%
24
37
Diversified active
63.1%
278
-5.4%
23
41
Unknown
0.0%
1
-80.8%
0
1
Not measured
0.0%
0
—
0
0
Turnover
Share
Filers
Change
New
Exited
Low turnover
64.2%
283
+26.3%
31
46
Medium turnover
11.3%
93
-9.3%
8
16
High turnover
18.8%
29
-68.6%
8
15
Unknown
5.6%
56
-16.2%
3
7
Not measured
0.0%
0
—
0
0
Holding horizon
Share
Filers
Change
New
Exited
Short horizon
7.5%
59
-55.8%
10
14
Medium horizon
12.7%
111
-18.6%
10
31
Long horizon
76.4%
268
-18.7%
24
35
Unknown
3.4%
23
-11.9%
6
4
Not measured
0.0%
0
—
0
0
13F book size
Share
Filers
Change
New
Exited
Under $1B
15.3%
219
-14.0%
24
49
$1B to $10B
9.0%
150
-24.6%
18
28
$10B to $100B
23.1%
64
-29.1%
4
7
$100B or more
52.6%
28
-22.4%
4
0
Not measured
0.0%
0
—
0
0
Client base
Share
Filers
Change
New
Exited
Individuals and high net worth
21.6%
259
+9.8%
29
35
Pooled investment vehicles
4.7%
13
-85.2%
1
5
Registered funds and BDCs
2.1%
2
+5.0%
0
1
Pension and profit sharing plans
0.1%
4
-27.8%
0
1
Charitable organizations
0.2%
1
-40.6%
0
0
Corporations
0.3%
4
-3.2%
0
1
Other investment advisers
0.0%
2
-45.2%
0
1
Other
0.0%
1
+107.4%
0
0
Diversified
0.8%
8
-9.2%
1
2
Insurance companies
0.0%
0
—
0
0
Unknown
70.2%
167
-5.9%
19
38
Private funds
Share
Filers
Change
New
Exited
Hedge funds
6.0%
30
-82.6%
3
8
Private equity funds
1.5%
11
+0.6%
1
4
Venture capital funds
0.0%
2
-18.3%
0
0
Real estate funds
0.6%
7
+20.0%
0
1
Other private funds
3.1%
16
-4.4%
1
2
Mixed private funds
0.5%
4
-22.7%
1
0
Private funds, type not stated
0.0%
2
-76.5%
2
3
No private funds
19.0%
225
+10.6%
23
30
Unknown
69.2%
164
-4.7%
19
36
Location
Share
Filers
Change
New
Exited
United States
92.6%
424
-19.8%
45
77
Outside the US
7.4%
37
-49.5%
5
7
The Sep 30, 2026 filing window is still open, so its
bar shows only the filers that have filed so far.
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out.
The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later
quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type
comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster
current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and
book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none
was. Actively managed books are those measured systematic-like, concentrated or diversified active.
Excluded 11 holders with no observed 2026-03-31 13F and 7 holders with no observed 2026-06-30 13F.
Conviction and Crowding
461 13F filers, quarter ended Jun 30, 2026
Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts
filers with high turnover or that advise private funds on Form ADV.
Conviction holders
8
1.74% of filers hold it in their top 10
Mar 31, 2026: 10
Holders above 5%
0
median weight 0.012%
Mar 31, 2026: 3
Crowding
4.85%
of shares outstanding, 16th percentile
Mar 31, 2026: 11.6%
Private-fund advisers
2.08%
of shares outstanding
Institutional ownership
17.7%
of shares outstanding
Top 10 holders
52.6%
of 13F shares, Herfindahl 0.047
Active holders
-27.8%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held itvalue-weighted 6.2 quarters
Under 1 year 13.7%1 to 3 years 86.3%3 years or more 0.000%Since coverage start 0.000%
Managers in the top fifth by current three-year FundScore alpha were net
buyers of $0
(0 buying, 0 selling).
Estimated Holder Cost Basis
Quarter ended Jun 30, 2026, on that quarter's share basis
Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps
the average cost, so this is what holders paid on average if they traded evenly through each quarter.
Estimated avg cost
$21.05
estimated per share
Mar 31, 2026: $24.23
Quarter-end price
$11.89
implied by 13F values
Estimated gain or loss
-43.5%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value
Estimated cost covers 94.6% of the 13F shares; positions
already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.
Fund Ownership of ETHA by Fund Type
Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026
Index funds and index ETFs hold 0.00% of shares outstanding.
Fund type
Of shares outstanding
Change
Shares
Funds
Index funds
0.00%
0.00 pp
0
0
Index ETFs
0.00%
0.00 pp
0
0
Active ETFs
0.74%
+0.53 pp
948,186
6
Active funds
0.31%
+0.03 pp
392,157
7
Unclassified
0.08%
0.00 pp
103,143
4
All registered funds
1.12%
+0.56 pp
1,443,486
17
How fund types are measured
Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share
positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or
before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have
no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their
advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.
Quarterly Activity
vs Jun 30, 2026
New
16
Increased
21
Decreased
20
Sold Out
18
Unchanged
26
New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.
