Ambev S.A 6-K, filed Jan 8, 2020
Ambev S.A. (ABEV)
About this 6-K
Ambev S.A filed this 6-K on January 8, 2020.
Pursuant to Rule 13a-16 or 15d-16 of the
04530-000 São Paulo, SP
Federative Republic of Brazil
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ___X___ Form 40-F _______
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes _______ No ___X____INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In December 2019:
( ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002.(1)
( X ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
|
Company Name: Ambev S.A. | |||||||
|
Name: Ambev Luxembourg S.À.R.L. |
CPF/CNPJ: | ||||||
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Qualification: Position – Total Return Swap | |||||||
Initial Balance | |||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | |||||
|
Derivatives |
Swap referenced in Shares |
30,039,800 | |||||
|
Derivatives |
Swap referenced in ADR |
26,974,653 | |||||
Transactions in the month | |||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Intermediary |
Operation |
Day |
Quantity |
Price |
Volume (3) |
|
|
|
|
|
|
|
|
|
Final Balance | |||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | |||||
|
Derivatives |
Swap referenced in Shares |
30,039,800 | |||||
|
Derivatives |
Swap referenced in ADR |
26,974,653 | |||||
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
(*) In accordance with the Circular Letter/CVM/SEP/Nº07/2017, date information of the total return swap conclusion and not the date of the financial settlement of the transaction.
INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In December 2019:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002.(1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
|
Company Name: Ambev S.A. | ||||||||||
|
Name: Ambev S.A. |
CPF/CNPJ: 07.526.557/0001-00 | |||||||||
|
Qualification: Outstanding Shares in Treasury | ||||||||||
Initial Balance | ||||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | ||||||||
|
Shares |
Common |
3,221,390 | ||||||||
Transactions in the month | ||||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Intermediary |
Operation |
Day |
Quantity |
Price |
Volume (3) | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
16 |
7,002 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
20 |
3,122 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
20 |
5,409 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
23 |
97,667 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
27 |
8,027 |
R$ 0.00 |
R$ 0.00 | |||
|
|
|
|
Total Conversion into ADR (Sell) |
|
121,227 |
|
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Diferred Shares |
02 |
8,055 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
04 |
25,385 |
R$ 11.9720 |
R$ 303,909.22 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
09 |
25,385 |
R$ 11.9720 |
R$ 303,909.22 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
13 |
46,000 |
R$ 6.9588 |
R$ 320,104.80 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
13 |
45,175 |
R$ 9.3596 |
R$ 422,819.93 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
13 |
25,385 |
R$ 11.9720 |
R$ 303,909.22 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
13 |
19,415 |
R$ 17.1980 |
R$ 333,899.17 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
13 |
34,225 |
R$ 17.6820 |
R$ 605,166.45 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
16 |
29,125 |
R$ 17.1980 |
R$ 500,891.75 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
16 |
16,126 |
R$ 17.5600 |
R$ 283,172.56 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
18 |
30,125 |
R$ 9.3596 |
R$ 281,957.95 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
18 |
25,385 |
R$ 11.9720 |
R$ 303,909.22 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
18 |
38,830 |
R$ 17.1980 |
R$ 667,798.34 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
19 |
40,475 |
R$ 6.9588 |
R$ 281,657.43 | |
|
Shares |
Common |
Direct with the Company |
Diferred Shares |
19 |
4,033 |
R$ 0.00 |
R$ 0.00 | |
|
Shares |
Common |
Direct with the Company |
Exerc Options |
23 |
23,300 |
R$ 17.1980 |
R$ 400,713.40 | |
|
Shares |
Common |
Direct with the Company |
Exerc Options |
23 |
29,028 |
R$ 17.5600 |
R$ 509,731.68 | |
|
Shares |
Common |
Direct with the Company |
Exerc Options |
23 |
32,177 |
R$ 16.8500 |
R$ 542,182.45 | |
|
|
|
|
Total Sell |
|
529,881 |
|
R$ 6,932,077.91 | |
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
06 |
6,117 |
R$ 18.45 |
R$ 112,858.65 | |
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
13 |
104,467 |
R$ 19.01 |
R$ 1,985,917.67 | |
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
16 |
41,094 |
R$ 19.08 |
R$ 784,073.52 | |
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
18 |
80,570 |
R$ 19.09 |
R$ 1,538,081.30 | |
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
20 |
8,961 |
R$ 18.91 |
R$ 169,452.51 | |
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
23 |
76,616 |
R$ 18.96 |
R$ 1,452,639.36 | |
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
26 |
733,800 |
R$ 19.22 |
R$ 14,103,636.00 | |
|
|
|
|
Total Buy |
|
1,051,625 |
|
R$ 20,146,659.01 | |
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
16 |
7,002 |
R$ 0.00 |
R$ 0.00 | |
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
20 |
3,122 |
R$ 0.00 |
R$ 0.00 | |
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
20 |
5,409 |
R$ 0.00 |
R$ 0.00 | |
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
23 |
97,667 |
R$ 0.00 |
R$ 0.00 | |
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
27 |
8,027 |
R$ 0.00 |
R$ 0.00 | |
|
|
|
|
Conversion into ADR (Buy) |
|
121,227 |
|
R$ 0.00 | |
|
ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
16 |
32,473 |
R$ 19.0538472 |
R$ 618,735.58 | |
|
ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
20 |
24,491 |
R$ 19.0570511 |
R$ 466,726.24 | |
|
ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
27 |
5,298 |
R$ 19.0984560 |
R$ 101,183.62 | |
|
|
|
|
Total Buy |
|
62,262 |
|
R$ 1,186,645.44 | |
|
ADR |
Common |
Direct with the Company |
Exerc Options |
16 |
39,475 |
R$ 15.6741122 |
R$ 618,735.58 | |
|
ADR |
Common |
Direct with the Company |
Exerc Options |
20 |
29,900 |
R$ 15.6095732 |
R$ 466,726.24 | |
|
ADR |
Common |
Direct with the Company |
Diferred ADR |
20 |
3,122 |
R$ 0.00 |
R$ 0.00 | |
|
ADR |
Common |
Direct with the Company |
Phantom ADR |
23 |
97,667 |
R$ 15.9180860 |
R$ 1,554,671.70 | |
|
ADR |
Common |
Direct with the Company |
Exerc Options |
27 |
13,325 |
R$ 7.5935174 |
R$ 101,183.62 | |
|
|
|
|
Total Sell |
|
183,489 |
|
R$ 2,741,317.14 | |
Final Balance | ||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | ||||||
|
Shares |
Common |
3,621,907 | ||||||
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
|
AMBEV S.A. | ||
|
By: |
/s/ Fernando Mommensohn Tennenbaum | |
|
Fernando Mommensohn Tennenbaum
Chief Financial and Investor Relations Officer | ||