Ambev S.A 6-K, filed Feb 10, 2020
Ambev S.A. (ABEV)
About this 6-K
Ambev S.A filed this 6-K on February 10, 2020.
Pursuant to Rule 13a-16 or 15d-16 of the
04530-000 São Paulo, SP
Federative Republic of Brazil
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ___X___ Form 40-F _______
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes _______ No ___X____INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In January 2020:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002.(1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
|
Company Name: Ambev S.A. | |||||||||
|
Name: Ambev Luxembourg S.À.R.L. |
CPF/CNPJ: | ||||||||
|
Qualification: Position – Total Return Swap | |||||||||
Initial Balance | |||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | |||||||
|
Derivatives |
Swap referenced in Shares |
30,039,800 | |||||||
|
Derivatives |
Swap referenced in ADR |
26,974,653 | |||||||
Transactions in the month | |||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Intermediary |
Operation |
Day |
Quantity |
Price |
Volume (3) | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Maturity |
16 |
925,000 |
R$ 18.70 |
R$ 17,297,500.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Conclusion |
16 |
925,000 |
R$ 18.70 |
R$ 17,297,500.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Maturity |
20 |
356,500 |
R$ 18.80 |
R$ 6,702,200.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Conclusion |
20 |
356,500 |
R$ 18.80 |
R$ 6,702,200.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Maturity |
21 |
1,058,000 |
R$ 18.74 |
R$ 19,826,920.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Conclusion |
21 |
1,058,000 |
R$ 18.74 |
R$ 19,826,920.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Maturity |
27 |
3,022,600 |
R$ 18.55 |
R$ 56,069,230.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Conclusion |
27 |
3,022,600 |
R$ 18.55 |
R$ 56,069,230.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Maturity |
30 |
920,000 |
R$ 18.34 |
R$ 16,872,800.00 | ||
|
Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Conclusion |
30 |
920,000 |
R$ 18.34 |
R$ 16,872,800.00 | ||
Final Balance | |||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | |||||||
|
Derivatives |
Swap referenced in Shares |
30,039,800 | |||||||
|
Derivatives |
Swap referenced in ADR |
26,974,653 | |||||||
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
(*) In accordance with the Circular Letter/CVM/SEP/Nº07/2017, date information of the total return swap conclusion and not the date of the financial settlement of the transaction.
INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In January 2020:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002.(1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
|
Company Name: Ambev S.A. | ||||||||||
|
Name: Ambev S.A. |
CPF/CNPJ: 07.526.557/0001-00 | |||||||||
|
Qualification: Outstanding Shares in Treasury | ||||||||||
Initial Balance | ||||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | ||||||||
|
Shares |
Common |
3,621,907 | ||||||||
Transactions in the month | ||||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Intermediary |
Operation |
Day |
Quantity |
Price |
Volume (3) | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
16 |
26,611 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
22 |
3,898 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
27 |
4,001 |
R$ 0.00 |
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Conversion into ADR |
28 |
26,300 |
R$ 0.00 |
R$ 0.00 | |||
|
|
|
|
Total Conversion into ADR (Sell) |
|
60,810 |
|
R$ 0.00 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
08 |
30,125 |
R$ 9.35960 |
R$ 281,957.95 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
08 |
25,385 |
R$ 11.97200 |
R$ 303,909.22 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
10 |
32,177 |
R$ 16.85000 |
R$ 542,182.45 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
13 |
852,850 |
R$ 1.77036 |
R$ 1,509,851.53 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
13 |
25,385 |
R$ 11.97200 |
R$ 303,909.22 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
14 |
30,125 |
R$ 9.35960 |
R$ 281,957.95 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
14 |
60,930 |
R$ 11.97200 |
R$ 729,453.96 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
14 |
23,300 |
R$ 17.19800 |
R$ 400,713.40 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
14 |
90,960 |
R$ 17.84000 |
R$ 1,622,726.40 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
14 |
60,475 |
R$ 17.56000 |
R$ 1,061,941.00 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
14 |
66,141 |
R$ 16.85000 |
R$ 1,114,475.85 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
22 |
38,080 |
R$ 11.97200 |
R$ 455,893.76 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
23 |
19,352 |
R$ 17.56000 |
R$ 339,821.12 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
23 |
21,451 |
R$ 16.85000 |
R$ 361,449.35 | |||
|
Shares |
Common |
Direct with the Company |
Exerc Options |
23 |
132,896 |
R$ 15.95000 |
R$ 2,119,691.20 | |||
|
|
|
|
Total Sell |
|
1,509,632 |
|
R$ 11,429,934.36 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
02 |
300,000 |
R$ 19.20 |
R$ 5,760,000.00 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
06 |
44,210 |
R$ 19.02 |
R$ 840,874.20 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
07 |
13,200 |
R$ 19.06 |
R$ 251,592.00 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
08 |
30,884 |
R$ 18.97 |
R$ 585,869.48 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
10 |
28,703 |
R$ 18.89 |
R$ 542,199.67 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
13 |
15,821 |
R$ 19.21 |
R$ 303,921.41 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
14 |
274,734 |
R$ 19.10 |
R$ 5,247,419.40 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
20 |
18,022 |
R$ 18.80 |
R$ 338,813.60 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
22 |
23,932 |
R$ 19.05 |
R$ 455,904.60 | |||
|
Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
23 |
151,258 |
R$ 18.65 |
R$ 2,820,961.70 | |||
|
|
|
|
Total Buy |
|
900,764 |
|
R$ 17,147,556.06 | |||
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
16 |
26,611 |
R$ 0.00 |
R$ 0.00 | |||
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
22 |
3,898 |
R$ 0.00 |
R$ 0.00 | |||
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
27 |
4,001 |
R$ 0.00 |
R$ 0.00 | |||
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
28 |
26,300 |
R$ 0.00 |
R$ 0.00 | |||
|
|
|
|
Conversion into ADR (Buy) |
|
60,810 |
|
R$ 0.00 | |||
|
ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
16 |
40,964 |
R$ 18.52635 |
R$ 758,913.24 | |||
|
ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
22 |
21,752 |
R$ 18.87298 |
R$ 410,525.02 | |||
|
ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
27 |
28,549 |
R$ 18.42395 |
R$ 525,985.42 | |||
|
|
|
|
Total Buy |
|
91,265 |
|
R$ 1,695,423.68 | |||
|
ADR |
Common |
Direct with the Company |
Exerc Options |
16 |
39,475 |
R$ 7.81470 |
R$ 308,485.41 | |||
|
ADR |
Common |
Direct with the Company |
Exerc Options |
16 |
28,100 |
R$ 16.02946 |
R$ 450,427.83 | |||
|
ADR |
Common |
Direct with the Company |
Diferred ADR |
22 |
25,650 |
R$ 16.00487 |
R$ 410,525.02 | |||
|
ADR |
Common |
Direct with the Company |
Phantom ADR |
27 |
32,550 |
R$ 16.15931 |
R$ 525,985.42 | |||
|
ADR |
Common |
Direct with the Company |
Exerc Options |
28 |
26,300 |
R$ 7.91097 |
R$ 208,058.44 | |||
|
|
|
|
Total Sell |
|
152,075 |
|
R$ 1,903,482.12 | |||
Final Balance | ||||||||||
|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity | ||||||||
|
Shares |
Common |
2,952,229 | ||||||||
(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
|
AMBEV S.A. | ||
|
By: |
/s/ Fernando Mommensohn Tennenbaum | |
|
Fernando Mommensohn Tennenbaum
Chief Financial and Investor Relations Officer | ||