Ambev S.A 6-K, filed Apr 9, 2020
Ambev S.A. (ABEV)
About this 6-K
Ambev S.A filed this 6-K on April 9, 2020.
Pursuant to Rule 13a-16 or 15d-16 of the
04530-000 São Paulo, SP
Federative Republic of Brazil
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ___X___ Form 40-F _______
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes _______ No ___X____INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In March 2020:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002.(1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
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Company Name: Ambev S.A. |
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Name: Ambev Luxembourg S.À.R.L. |
CPF/CNPJ: |
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Qualification: Position – Total Return Swap |
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Initial Balance |
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Securities / Derivatives |
Securities Characteristics (2) |
Quantity |
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Derivatives |
Swap referenced in Shares |
30,039,800 |
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Derivatives |
Swap referenced in ADR |
26,974,653 |
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Transactions in the month |
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Securities / Derivatives |
Securities Characteristics (2) |
Intermediary |
Operation |
Day |
Quantity |
Price |
Volume (3) |
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Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Maturity |
19 |
1,411,700 |
R$ 11.70 |
R$ 16,516,890.00 |
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Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Conclusion |
19 |
1,411,700 |
R$ 11.70 |
R$ 16,516,890.00 |
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Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Maturity |
23 |
1,450,000 |
R$ 11.51 |
R$ 16,689,500.00 |
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Derivatives |
Swap referenced in Shares |
Banco Bradesco |
Total Return Swap Conclusion |
23 |
1,450,000 |
R$ 11.51 |
R$ 16,689,500.00 |
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Final Balance |
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Securities / Derivatives |
Securities Characteristics (2) |
Quantity |
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|
Derivatives |
Swap referenced in Shares |
30,039,800 |
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Derivatives |
Swap referenced in ADR |
26,974,653 |
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(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
(*) In accordance with the Circular Letter/CVM/SEP/Nº07/2017, date information of the total return swap conclusion and not the date of the financial settlement of the transaction.
INDIVIDUAL FORM
Article 11 - CVM Instruction # 358/2002
In March 2020:
( X ) the only transactions with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002.(1)
( ) no securities and derivatives operations took place, in compliance with Article 11 - CVM Instruction # 358/2002, with my securities and derivatives positions as follows.
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Company Name: Ambev S.A. |
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Name: Ambev S.A. |
CPF/CNPJ: 07.526.557/0001-00 |
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Qualification: Outstanding Shares in Treasury |
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Initial Balance |
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Securities / Derivatives |
Securities Characteristics (2) |
Quantity |
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Shares |
Common |
2,953,604 |
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Transactions in the month |
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Securities / Derivatives |
Securities Characteristics (2) |
Intermediary |
Operation |
Day |
Quantity |
Price |
Volume (3) |
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|||
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Shares |
Common |
Direct with the Company |
Conversion into ADR |
03 |
14,114 |
R$ 0.00 |
R$ 0.00 |
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Shares |
Common |
Direct with the Company |
Conversion into ADR |
19 |
3,234 |
R$ 0.00 |
R$ 0.00 |
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Shares |
Common |
Direct with the Company |
Conversion into ADR |
23 |
6,617 |
R$ 0.00 |
R$ 0.00 |
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Shares |
Common |
Direct with the Company |
Conversion into ADR |
30 |
33,658 |
R$ 0.00 |
R$ 0.00 |
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Total Conversion into ADR (Sell) |
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57,623 |
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R$ 0.00 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
02 |
61,250 |
R$ 1.77036 |
R$ 108,434.55 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
03 |
52,850 |
R$ 1.77036 |
R$ 93,563.53 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
04 |
52,850 |
R$ 1.77036 |
R$ 93,563.53 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
04 |
36,150 |
R$ 9.35960 |
R$ 338,349.54 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
04 |
30,465 |
R$ 11.97200 |
R$ 364,726.98 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
06 |
32,200 |
R$ 1.77036 |
R$ 57,005.59 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
24 |
43,250 |
R$ 1.77036 |
R$ 76,568.07 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
25 |
87,500 |
R$ 1.77036 |
R$ 154,906.50 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
26 |
25,150 |
R$ 6.95880 |
R$ 175,013.82 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
26 |
55,200 |
R$ 1.77036 |
R$ 97,723.87 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
27 |
25,150 |
R$ 1.77036 |
R$ 44,524.55 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
29 |
43,250 |
R$ 1.77036 |
R$ 76,568.07 |
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|
Shares |
Common |
Direct with the Company |
Exerc Options |
30 |
163,975 |
R$ 1.77036 |
R$ 290,294.78 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
30 |
105,700 |
R$ 6.95880 |
R$ 735,545.16 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
30 |
58,050 |
R$ 7.47200 |
R$ 433,749.60 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
30 |
39,135 |
R$ 8.72400 |
R$ 341,413.74 |
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Shares |
Common |
Direct with the Company |
Exerc Options |
30 |
40,395 |
R$ 11.71000 |
R$ 473,025.45 |
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Shares |
Common |
Direct with the Company |
Shares’ Bonus |
30 |
103,041 |
R$ 14.54 |
R$ 1,498,216.14 |
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Total Sell |
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1,055,561 |
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R$ 5,453,193.47 |
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Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
03 |
6,348 |
R$ 14.74 |
R$ 93,569.52 |
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Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
04 |
52,034 |
R$ 15.31 |
R$ 796,640.54 |
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Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
26 |
13,673 |
R$ 12.80 |
R$ 175,014.40 |
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Shares |
Common |
Direct with the Company |
Plan of Shares Acquisition |
30 |
119,421 |
R$ 12.55 |
R$ 1,498,733.55 |
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Total Buy |
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191,476 |
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R$ 2,563,958.01 |
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ADR |
Common |
Direct with the Company |
Conversion into ADR |
03 |
14,114 |
R$ 0.00 |
R$ 0.00 |
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|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
19 |
3,234 |
R$ 0.00 |
R$ 0.00 |
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|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
23 |
6,617 |
R$ 0.00 |
R$ 0.00 |
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|||
|
ADR |
Common |
Direct with the Company |
Conversion into ADR |
30 |
33,658 |
R$ 0.00 |
R$ 0.00 |
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Conversion into ADR (Buy) |
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57,623 |
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R$ 0.00 |
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ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
03 |
18,786 |
R$ 14.7213968 |
R$ 276,556.16 |
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ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
19 |
12,966 |
R$ 12.0378605 |
R$ 156,082.90 |
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ADR |
Common |
Direct with the Company |
Plan of Shares Acquisition |
23 |
32,858 |
R$ 11.4312317 |
R$ 375,607.41 |
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Total Buy |
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64,610 |
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R$ 808,246.47 |
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ADR |
Common |
Direct with the Company |
Exerc Options |
03 |
32,900 |
R$ 8.4059623 |
R$ 276,556.16 |
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ADR |
Common |
Direct with the Company |
Exerc Options |
19 |
16,200 |
R$ 9.6347469 |
R$ 156,082.90 |
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ADR |
Common |
Direct with the Company |
Exerc Options |
23 |
39,475 |
R$ 9.5150705 |
R$ 375,607.41 |
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ADR |
Common |
Direct with the Company |
ADR’s Bonus |
30 |
33,658 |
R$ 14.54 |
R$ 489,387.32 |
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Total Sell |
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122,233 |
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R$ 1,297,633.79 |
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Final Balance |
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|
Securities / Derivatives |
Securities Characteristics (2) |
Quantity |
|||||||||
|
Shares |
Common |
2,031,896 |
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(1) When filling in the form, delete the lines that do not have any information. If there is no acquisition/change in the position of any person in relation to Article 11 - CVM Instruction # 358/2002, send a statement with that information.
(2) Issue/Series, convertibility, simple, term, guaranties, type/class, among others.
(3) Quantity multiplied by price.
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AMBEV S.A. | ||
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By: |
/s/ Fernando Mommensohn Tennenbaum | |
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Fernando Mommensohn Tennenbaum
Chief Financial and Investor Relations Officer | ||