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Advent Technologies Holdings, Inc 8-K, filed May 15, 2020

Advent Technologies Holdings, Inc. (ADNH)

8-K 2020-05-15 For: 2020-05-15
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Added on April 11, 2026

About this 8-K

Advent Technologies Holdings, Inc filed this 8-K on May 15, 2020.

Items reported

  • Item 5.07: Shareholder vote results

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 15, 2020

AMCI ACQUISITION CORP.

(Exact Name of Registrant as Specified in Charter)

Delaware 001-38615 83-0982969
(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)
1501 Ligonier Street, Suite 370<br><br> <br>Latrobe, PA 15650
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(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (724) 672-4319

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
--- ---
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
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Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered
Common Stock, par value $0.0001 per share AMCI The NASDAQ Stock Market LLC
Warrants to purchase one share of Common Stock AMCIW The NASDAQ Stock Market LLC
Units, each consisting of one share of Common Stock and one Warrant AMCIU The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐



Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 15, 2020, AMCI Acquisition Corp. (the “Company”) held a special meeting of stockholders (the “Meeting”). At the Meeting, the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Charter Amendment”) extending the date by which the Company must consummate its initial business combination from May 20, 2020 to October 20, 2020, or such earlier date as determined by the Board of Directors of the Company (the “Extension Amendment Proposal”).

The final voting results for the Extension Amendment Proposal were as follows:

For Against Abstain Broker Non-Votes
22,663,667 0 123,700 0

Stockholders holding 7,126,888 shares of the Company’s Class A common stock exercised their right to redeem such shares for a pro rata portion of the funds in the Company’s trust account (“Trust Account”). As a result, approximately $72.6 million (approximately $10.18 per share) will be removed from the Trust Account to pay such holders. Approximately $373,000 (equal to $0.025 for each share of Class A common stock that was not redeemed at the Meeting) will be deposited into the Trust Account for each calendar month, or portion thereof, that is needed by the Company to complete an initial business combination.

The Company intends to file the Charter Amendment with the Secretary of State of the State of Delaware on or prior to May 20, 2020.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: May 15, 2020

AMCI ACQUISITION CORP.
By: /s/ William Hunter
Name: William Hunter
Title: Chief Executive Officer