AEIS · Advanced Energy Industries Inc · Shareholders & Ownership

$186.10 -25.46 (-12.03%) Play latest call Q3 2026 earnings call transcript

S&P 400 member Russell 1000 member Rebalance outlook locked

Market Cap

$8.56B

40.48M

Volume · Nov 5 811.89K Avg daily vol (3M) 570.11K

Every disclosed holder of AEIS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns AEIS

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	691	40,372,495	99.73%	Yes
Insiders (Forms 3, 4, 5)	15	371,899	0.92%	Yes
13D/G-only blocks	1	878,832	2.17%	Yes
Remaining	—	1,141,235	-2.82%	Negative
Registered funds (N-PORT, not summed)	550	17,422,381	43.04%	No

Shares outstanding: 40,481,991, the issuer's latest cover-page count restated onto today's split basis.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AEIS

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	4,626,399	11.43%	-1,844,341	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	3,747,567	9.26%	-764,119	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
1.2	iShares Core S&P Mid-Cap ETF Fund S000004307 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,301,544	3.22%	+51,842	Jun 30, 2026	iShares Trust, not summed
1.3	iShares S&P Mid-Cap 400 Growth ETF Fund S000004308 · Registered fund · Jun 30, 2026 iShares Trust, not summed	227,475	0.56%	-2,047	Jun 30, 2026	iShares Trust, not summed
1.4	iShares Russell Mid-Cap Growth ETF Fund S000004336 · Registered fund · Jun 30, 2026 iShares Trust, not summed	211,191	0.52%	—	Jun 30, 2026	iShares Trust, not summed
1.5	iShares Russell Mid-Cap ETF Fund S000004338 · Registered fund · Jun 30, 2026 iShares Trust, not summed	154,965	0.38%	—	Jun 30, 2026	iShares Trust, not summed
2	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,143,658	5.30%	-175,718	Jun 30, 2026	carried, not yet filed for the newest quarter
3	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,714,026	4.23%	+21,649	Jun 30, 2026	carried, not yet filed for the newest quarter
4	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,559,661	3.85%	+249,103	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	Columbia Seligman Technology and Information Fund Fund S000031370 · Registered fund · Aug 31, 2026 Columbia Funds Series Trust II, not summed	941,412	2.33%	+246,274	Aug 31, 2026	Columbia Funds Series Trust II, not summed
4.2	Columbia Seligman Global Technology Fund Fund S000031372 · Registered fund · Jul 31, 2026 Columbia Funds Series Trust II, not summed	152,198	0.38%	+63,059	Jul 31, 2026	Columbia Funds Series Trust II, not summed
4.3	Columbia Acorn Fund Fund S000009184 · Registered fund · Jun 30, 2026 COLUMBIA ACORN TRUST, not summed	95,376	0.24%	+66,587	Jun 30, 2026	COLUMBIA ACORN TRUST, not summed
4.4	Multi-Manager Large Cap Growth Strategies Fund Fund S000091548 · Registered fund · Jun 30, 2026 COLUMBIA FUNDS SERIES TRUST I, not summed	34,180	0.08%	—	Jun 30, 2026	COLUMBIA FUNDS SERIES TRUST I, not summed
4.5	Columbia Mid Cap Index Fund Fund S000010826 · Registered fund · Aug 31, 2026 COLUMBIA FUNDS SERIES TRUST, not summed	25,833	0.06%	-1,127	Aug 31, 2026	COLUMBIA FUNDS SERIES TRUST, not summed
5	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,416,875	3.50%	-169,775	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	FMR LLC 13G CIK 315066 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,441,862	3.56%	-520,917	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
5.2	Strategic Advisers Fidelity U.S. Total Stock Fund Fund S000061481 · Registered fund · Aug 31, 2026 Fidelity Rutland Square Trust II, not summed	273,386	0.68%	+4,117	Aug 31, 2026	Fidelity Rutland Square Trust II, not summed
5.3	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	185,114	0.46%	-9,722	Aug 31, 2026	Fidelity Concord Street Trust, not summed
5.4	Fidelity Stock Selector Small Cap Fund Fund S000005453 · Registered fund · Jul 31, 2026 Fidelity Capital Trust, not summed	147,591	0.36%	-224,430	Jul 31, 2026	Fidelity Capital Trust, not summed
5.5	Fidelity Mid Cap Index Fund Fund S000033637 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	143,980	0.36%	—	Jul 31, 2026	Fidelity Salem Street Trust, not summed
6	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,272,597	3.14%	-178,539	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF Fund S000006986 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	192,488	0.48%	+8,102	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.2	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF Fund S000006987 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	58,828	0.15%	+1,532	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.3	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	12,974	0.03%	-80	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
6.4	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF Fund S000006973 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	7,375	0.02%	+80	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.5	State Street Institutional Small-Cap Equity Fund Fund S000001631 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL FUNDS, not summed	6,074	0.02%	-1,419	Jun 30, 2026	STATE STREET INSTITUTIONAL FUNDS, not summed
7	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,206,461	2.98%	+4,180	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
8	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,188,258	2.94%	-644,480	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	Invesco S&P MidCap Momentum ETF Fund S000003056 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	370,110	0.91%	+45,746	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
8.2	Invesco Discovery Mid Cap Growth Fund Fund S000064710 · Registered fund · Jul 31, 2026 AIM Investment Funds (Invesco Investment Funds), not summed	89,821	0.22%	—	Jul 31, 2026	AIM Investment Funds (Invesco Investment Funds), not summed
8.3	Invesco Small Cap Equity Fund Fund S000000218 · Registered fund · Jun 30, 2026 AIM Funds Group (Invesco Funds Group), not summed	34,256	0.08%	-43,057	Jun 30, 2026	AIM Funds Group (Invesco Funds Group), not summed
8.4	Invesco Dorsey Wright Momentum ETF Fund S000013787 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	31,924	0.08%	—	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
8.5	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	29,601	0.07%	-10,351	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
9	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,025,403	2.53%	-35,726	Jun 30, 2026	carried, not yet filed for the newest quarter
10	EARNEST PARTNERS LLC 13F CIK 1102578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	954,262	2.36%	-272,225	Jun 30, 2026	carried, not yet filed for the newest quarter
11	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	938,239	2.32%	-181,998	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BlackRock Portfolio Management LLC 13G CIK 2052113 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution	878,832	2.17%	-1,079,591	Jun 30, 2026	Rule 13d-1(b), qualified institution
13	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	871,826	2.15%	+1,367	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
14	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	815,680	2.01%	+701,257	Jun 30, 2026	carried, not yet filed for the newest quarter
15	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	686,434	1.70%	+153,905	Jun 30, 2026	carried, not yet filed for the newest quarter
15.1	Franklin Dynatech Fund Fund S000006754 · Registered fund · Jun 30, 2026 Franklin Custodian Funds, not summed	350,000	0.86%	+300,000	Jun 30, 2026	Franklin Custodian Funds, not summed
15.2	Putnam Small Cap Growth Fund Fund S000000777 · Registered fund · Jun 30, 2026 Putnam Funds Trust, not summed	183,842	0.45%	-101,742	Jun 30, 2026	Putnam Funds Trust, not summed
15.3	Franklin Focused Dynamic Growth ETF Fund S000080151 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	8,496	0.02%	—	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
15.4	Putnam Dynamic Asset Allocation Growth Fund Fund S000000780 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	3,769	0.01%	-245	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
15.5	Putnam VT Small Cap Growth Fund Fund S000003883 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	2,817	0.01%	-1,105	Jun 30, 2026	Putnam Variable Trust, not summed
16	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Sep 30, 2026	621,042	1.53%	-34,542	Sep 30, 2026
16.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	167,459	0.41%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.2	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	108,320	0.27%	+1,442	Jul 31, 2026	Dimensional ETF Trust, not summed
16.3	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	60,876	0.15%	-347	Jul 31, 2026	Dimensional ETF Trust, not summed
16.4	U.S. CORE EQUITY 2 PORTFOLIO Fund S000000980 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	56,799	0.14%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.5	U.S. CORE EQUITY 1 PORTFOLIO Fund S000000979 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	41,427	0.10%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
17	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	585,573	1.45%	+583,973	Jun 30, 2026	carried, not yet filed for the newest quarter
18	GW&K Investment Management, LLC 13F CIK 1082917 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	577,834	1.43%	-23,271	Jun 30, 2026	carried, not yet filed for the newest quarter
19	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	509,090	1.26%	+121,614	Jun 30, 2026	carried, not yet filed for the newest quarter
20	VANGUARD SMALL-CAP GROWTH INDEX FUND Fund S000002846 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	503,074	1.24%	+15,978	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
21	VANGUARD INFORMATION TECHNOLOGY INDEX FUND Fund S000004452 · Registered fund · Aug 31, 2026 VANGUARD WORLD FUND, not summed	487,945	1.21%	+1,303	Aug 31, 2026	VANGUARD WORLD FUND, not summed
22	NORGES BANK 13F CIK 1374170 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	486,582	1.20%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
23	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	478,794	1.18%	+274,808	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	AQR Long-Short Equity Fund Fund S000041116 · Registered fund · Jun 30, 2026 AQR Funds, not summed	82,156	0.20%	+35,599	Jun 30, 2026	AQR Funds, not summed
23.2	AQR Equity Market Neutral Fund Fund S000046740 · Registered fund · Jun 30, 2026 AQR Funds, not summed	21,126	0.05%	+10,134	Jun 30, 2026	AQR Funds, not summed
23.3	AQR Style Premia Alternative Fund Fund S000042050 · Registered fund · Jun 30, 2026 AQR Funds, not summed	13,954	0.03%	+7,282	Jun 30, 2026	AQR Funds, not summed
23.4	AQR Global Fund Fund S000024170 · Registered fund · Jun 30, 2026 AQR Funds, not summed	5,313	0.01%	—	Jun 30, 2026	AQR Funds, not summed
23.5	AQR Small Cap Multi-Style Fund Fund S000040064 · Registered fund · Jun 30, 2026 AQR Funds, not summed	5,150	0.01%	+3,289	Jun 30, 2026	AQR Funds, not summed
24	MANUFACTURERS LIFE INSURANCE COMPANY, THE 13F CIK 928047 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	445,629	1.10%	+217,739	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Small Cap Core Fund Fund S000043450 · Registered fund · Jul 31, 2026 John Hancock Investment Trust, not summed	140,573	0.35%	+64,354	Jul 31, 2026	John Hancock Investment Trust, not summed
24.2	John Hancock Multifactor Mid Cap ETF Fund S000050079 · Registered fund · Jun 30, 2026 John Hancock Exchange-Traded Fund Trust, not summed	17,571	0.04%	+1,077	Jun 30, 2026	John Hancock Exchange-Traded Fund Trust, not summed
24.3	Small Cap Dynamic Growth Fund Fund S000003363 · Registered fund · Aug 31, 2026 John Hancock Funds II, not summed	14,959	0.04%	-17,346	Aug 31, 2026	John Hancock Funds II, not summed
24.4	John Hancock Multifactor Large Cap ETF Fund S000050077 · Registered fund · Jun 30, 2026 John Hancock Exchange-Traded Fund Trust, not summed	356	0.00%	+6	Jun 30, 2026	John Hancock Exchange-Traded Fund Trust, not summed
25	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	436,074	1.08%	+14,887	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
26	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	414,656	1.02%	-168,687	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Neuberger Genesis Fund Fund S000007841 · Registered fund · Aug 31, 2026 NEUBERGER BERMAN EQUITY FUNDS, not summed	197,746	0.49%	-40,090	Aug 31, 2026	NEUBERGER BERMAN EQUITY FUNDS, not summed
26.2	Neuberger Mid Cap Growth Fund Fund S000007850 · Registered fund · Aug 31, 2026 NEUBERGER BERMAN EQUITY FUNDS, not summed	50,203	0.12%	—	Aug 31, 2026	NEUBERGER BERMAN EQUITY FUNDS, not summed
27	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	390,534	0.96%	+74,029	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	60	0.00%	+20	Jul 31, 2026	E Trade Trust, not summed
28	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	387,850	0.96%	+387,850	Jun 30, 2026	carried, not yet filed for the newest quarter
29	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	381,740	0.94%	+78,560	Jun 30, 2026	carried, not yet filed for the newest quarter
30	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 13F CIK 912938 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	375,982	0.93%	-30,189	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	MFS New Discovery Fund Fund S000000765 · Registered fund · Aug 31, 2026 MFS SERIES TRUST I, not summed	126,228	0.31%	-39,842	Aug 31, 2026	MFS SERIES TRUST I, not summed
30.2	MFS New Discovery Series Fund S000002680 · Registered fund · Jun 30, 2026 MFS VARIABLE INSURANCE TRUST, not summed	57,180	0.14%	+1,651	Jun 30, 2026	MFS VARIABLE INSURANCE TRUST, not summed
30.3	MFS Core Equity Fund Fund S000000763 · Registered fund · Aug 31, 2026 MFS SERIES TRUST I, not summed	55,238	0.14%	-1,412	Aug 31, 2026	MFS SERIES TRUST I, not summed
30.4	MFS New Discovery Value Fund Fund S000032712 · Registered fund · Aug 31, 2026 MFS SERIES TRUST XIII, not summed	46,469	0.11%	+3,891	Aug 31, 2026	MFS SERIES TRUST XIII, not summed
30.5	MFS Blended Research Mid Cap Equity Fund Fund S000054892 · Registered fund · Aug 31, 2026 MFS Series Trust X, not summed	26,961	0.07%	+990	Aug 31, 2026	MFS Series Trust X, not summed
31	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	363,080	0.90%	-106,862	Jun 30, 2026	carried, not yet filed for the newest quarter
31.1	Goldman Sachs Small/Mid Cap Growth Fund Fund S000009322 · Registered fund · Aug 31, 2026 Goldman Sachs Trust, not summed	43,316	0.11%	-9,737	Aug 31, 2026	Goldman Sachs Trust, not summed
31.2	Goldman Sachs Multi-Manager Global Equity Fund Fund S000049146 · Registered fund · Jul 31, 2026 Goldman Sachs Trust II, not summed	4,006	0.01%	-513	Jul 31, 2026	Goldman Sachs Trust II, not summed
31.3	Multi-Manager U.S. Small Cap Equity Fund Fund S000051363 · Registered fund · Apr 30, 2026 Goldman Sachs Trust II, not summed	3,179	0.01%	—	Apr 30, 2026	Goldman Sachs Trust II, not summed
31.4	Goldman Sachs MarketBeta U.S. 1000 Equity ETF Fund S000075322 · Registered fund · Aug 31, 2026 Goldman Sachs ETF Trust II, not summed	1,270	0.00%	+5	Aug 31, 2026	Goldman Sachs ETF Trust II, not summed
31.5	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	924	0.00%	-273	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
32	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	344,997	0.85%	-135,897	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Mid Cap Index Fund Fund S000001273 · Registered fund · Jun 30, 2026 Northern Funds, not summed	24,720	0.06%	+980	Jun 30, 2026	Northern Funds, not summed
32.2	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	1,336	0.00%	+64	Jul 31, 2026	FlexShares Trust, not summed
33	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	340,102	0.84%	+271,223	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Analog Century Management LP 13F CIK 1753384 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	332,945	0.82%	+8,294	Jun 30, 2026	carried, not yet filed for the newest quarter
35	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	325,723	0.80%	-92,082	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	180,627	0.45%	-785	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
35.2	Schwab Fundamental U.S. Small Company ETF Fund S000040878 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	43,901	0.11%	-8,075	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
35.3	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	22,923	0.06%	+608	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
35.4	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	22,787	0.06%	+690	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
35.5	Schwab 1000 Index Fund Fund S000006807 · Registered fund · Jul 31, 2026 SCHWAB INVESTMENTS, not summed	12,054	0.03%	0	Jul 31, 2026	SCHWAB INVESTMENTS, not summed
36	LOOMIS SAYLES & CO L P 13F CIK 312348 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	318,553	0.79%	-17,798	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Loomis Sayles Small Cap Growth Fund Fund S000006705 · Registered fund · Jun 30, 2026 LOOMIS SAYLES FUNDS II, not summed	112,924	0.28%	-12,114	Jun 30, 2026	LOOMIS SAYLES FUNDS II, not summed
36.2	Loomis Sayles Small/Mid Cap Growth Fund Fund S000049859 · Registered fund · Jun 30, 2026 LOOMIS SAYLES FUNDS II, not summed	14,623	0.04%	-1,451	Jun 30, 2026	LOOMIS SAYLES FUNDS II, not summed
37	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Sep 30, 2026	310,565	0.77%	-18,766	Sep 30, 2026
37.1	SmallCap Fund Fund S000007214 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	102,900	0.25%	-22,200	Jul 31, 2026	Principal Funds, Inc, not summed
37.2	LargeCap Growth Fund I Fund S000007077 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	67,965	0.17%	—	Jul 31, 2026	Principal Funds, Inc, not summed
37.3	Principal U.S. Small-Cap ETF Fund S000055159 · Registered fund · Jun 30, 2026 Principal Exchange-Traded Funds, not summed	38,629	0.10%	+2,714	Jun 30, 2026	Principal Exchange-Traded Funds, not summed
37.4	SmallCap Growth Fund I Fund S000007175 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	26,946	0.07%	-19,471	Jul 31, 2026	Principal Funds, Inc, not summed
37.5	MidCap S&P 400 Index Fund Fund S000007079 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	14,540	0.04%	+100	Jul 31, 2026	Principal Funds, Inc, not summed
38	Fisher Asset Management, LLC 13F CIK 850529 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	304,471	0.75%	-39,684	Jun 30, 2026	carried, not yet filed for the newest quarter
39	VANGUARD EXPLORER FUND Fund S000002578 · Registered fund · Jul 31, 2026 VANGUARD EXPLORER FUND, not summed	286,220	0.71%	+229,788	Jul 31, 2026	VANGUARD EXPLORER FUND, not summed
40	ALLIANCEBERNSTEIN L.P. 13F CIK 1109448 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	283,983	0.70%	-173,560	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	AB Small Cap Growth Portfolio Fund S000010309 · Registered fund · Jun 30, 2026 AB CAP FUND, INC., not summed	117,886	0.29%	-37,388	Jun 30, 2026	AB CAP FUND, INC., not summed
40.2	AB Small Cap Growth Portfolio Fund S000010435 · Registered fund · Jun 30, 2026 AB VARIABLE PRODUCTS SERIES FUND, INC., not summed	2,283	0.01%	-813	Jun 30, 2026	AB VARIABLE PRODUCTS SERIES FUND, INC., not summed
41	BNP PARIBAS ASSET MANAGEMENT Holding S.A. 13F CIK 1520354 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	278,288	0.69%	+74,096	Jun 30, 2026	carried, not yet filed for the newest quarter
42	SNYDER CAPITAL MANAGEMENT L P 13F CIK 1050477 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	256,814	0.63%	-6,543	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	256,709	0.63%	-24,915	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	BNY Mellon US Mid Cap Core Equity ETF Fund S000067261 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	5,772	0.01%	-286	Jul 31, 2026	BNY Mellon ETF Trust, not summed
44	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	251,219	0.62%	+101,165	Jun 30, 2026	carried, not yet filed for the newest quarter
45	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	245,190	0.61%	-17,554	Jun 30, 2026	carried, not yet filed for the newest quarter
46	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	244,468	0.60%	+244,468	Jun 30, 2026	carried, not yet filed for the newest quarter
47	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	241,232	0.60%	+165,400	Jun 30, 2026	carried, not yet filed for the newest quarter
48	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	240,845	0.59%	-94,746	Jun 30, 2026	carried, not yet filed for the newest quarter
49	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	240,345	0.59%	+149,215	Jun 30, 2026	carried, not yet filed for the newest quarter
49.1	Carillon Eagle Mid Cap Growth Fund Fund S000008481 · Registered fund · Jun 30, 2026 Carillon Series Trust, not summed	104,904	0.26%	—	Jun 30, 2026	Carillon Series Trust, not summed
49.2	Carillon Chartwell Small Cap Fund Fund S000058964 · Registered fund · Jun 30, 2026 Carillon Series Trust, not summed	10,227	0.03%	—	Jun 30, 2026	Carillon Series Trust, not summed
49.3	Carillon Chartwell Small Cap Growth Fund Fund S000075963 · Registered fund · Jun 30, 2026 Carillon Series Trust, not summed	7,895	0.02%	—	Jun 30, 2026	Carillon Series Trust, not summed
50	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	235,394	0.58%	+90,643	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	First Trust NASDAQ Clean Edge Green Energy Index Fund Fund S000015169 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund, not summed	94,194	0.23%	+26,888	Jun 30, 2026	First Trust Exchange-Traded Fund, not summed
50.2	First Trust Technology AlphaDEX Fund Fund S000017703 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	91,232	0.23%	—	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
50.3	First Trust BuyWrite Income ETF Fund S000040302 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund VI, not summed	27,133	0.07%	+2,091	Jun 30, 2026	First Trust Exchange-Traded Fund VI, not summed
50.4	First Trust Nasdaq Semiconductor ETF Fund S000053947 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund VI, not summed	26,726	0.07%	-1,104	Jun 30, 2026	First Trust Exchange-Traded Fund VI, not summed
50.5	First Trust Nasdaq BuyWrite Income ETF Fund S000040305 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund VI, not summed	22,548	0.06%	+17,933	Jun 30, 2026	First Trust Exchange-Traded Fund VI, not summed

139 more nested rows are not shown here; Every filing lists them all.

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Key facts CIK 927003 CUSIP 007973100 13F (30d) 258 filings 238 filers Visit website Investor relations