ALLR · Allarity Therapeutics, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-01-28 | Ervin Jeffrey S |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 28, 2026 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, will vest in equal one-third installments on the first, second, and third anniversary of the grant, subject to the Reporting Person's continued relationship with the Issuer through each such date. |
Common Stock
|
150,000 |
| 2026-01-28 | Graff Jeremy R. |
See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 28, 2026 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, will vest in equal one-third installments on the first, second, and third anniversary of the grant, subject to the Reporting Person's continued relationship with the Issuer through each such date. |
Common Stock
|
133,333 |
| 2026-01-28 | McLaughlin Gerald W. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 28, 2026 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, vested in full on the grant date. |
Common Stock
|
45,000 |
| 2026-01-28 | Jensen Thomas |
CEO |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 28, 2026 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, will vest in equal one-third installments on the first, second, and third anniversary of the grant, subject to the Reporting Person's continued relationship with the Issuer through each such date. |
Common Stock
|
200,000 |
| 2026-01-07 | Hoeiland Jesper |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 28, 2026 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, vested in full on the grant date. |
Common Stock
|
25,000 |
| 2025-09-30 | Graff Jeremy R. |
See Remarks |
Tax↓
|
Common Stock
|
14,613 |
| 2025-09-30 | Graff Jeremy R. |
See Remarks |
Convert↑
Filing footnotes — Common Stock (Direct)
Restricted stock units convert into common stock on a one-for-one basis. |
Common Stock
|
39,494 |
| 2025-09-30 | Graff Jeremy R. |
See Remarks |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On September 30, 2024 and January 22, 2025, the Reporting Person was granted 118,483 and 144,441 restricted stock units, respectively, which vest in three equal annual installments beginning on the first anniversary of the applicable grant date. |
Restricted Stock Units
|
39,494 |
| 2025-01-22 | Benjamin Laura |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
The stock options, granted on January 22, 2025 pursuant to Allarity Therapeutics, Inc.'s Amended and Restated 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the anniversary of the grant and are exercisable beginning as of that date. |
Stock Options
|
25,000 |
| 2025-01-22 | McLaughlin Gerald W. |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
The stock options, granted on January 22, 2025 pursuant to Allarity Therapeutics, Inc.'s Amended and Restated 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the anniversay of the grant and are exercisable beginning as of that date. |
Stock Options
|
25,000 |
| 2025-01-22 | Vazzano Joseph Walter |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Direct)
The stock options, granted on January 22, 2025 pursuant to Allarity Therapeutics, Inc.'s Amended and Restated 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the anniversary of the grant and are exercisable beginning as of that date. |
Stock Options
|
25,000 |
| 2025-01-22 | Graff Jeremy R. |
See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 22, 2025 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, will vest in equal one-third installments on the first, second, and third anniversary of the grant, subject to the Reporting Person's continued relationship with the Issuer through each such date. |
Common Stock
|
144,441 |
| 2025-01-22 | Jensen Thomas |
CEO |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 22, 2025 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, will vest in equal one-third installments on the first, second, and third anniversary of the grant, subject to the Reporting Person's continued relationship with the Issuer through each such date. |
Common Stock
|
396,734 |
| 2025-01-22 | Epshinsky Alexander |
CFO |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock units, or RSUs, granted on January 22, 2025 pursuant to Allarity Therapeutics, Inc's Amended and Restated 2021 Equity Incentive Plan, will vest in equal one-third installments on the first, second, and third anniversary of the grant, subject to the Reporting Person's continued relationship with the Issuer through each such date. |
Common Stock
|
29,496 |
| 2024-09-30 | Graff Jeremy R. |
See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 118,483 restricted stock units, or RSUs, in connection with the Reporting Person's appointment as President and Chief Development Officer of the Issuer. The RSUs will vest in equal one-third installments on the first, second, and third anniversary of the Reporting Person's appointment, subject to the Reporting Person's continued relationship with the Issuer through each such date. |
Common Stock
|
118,483 |