AMOD 8-K
Alpha Modus Holdings, Inc. (AMOD)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Item 8.01. Other Events.
As disclosed in the Current Report on Form 8-K filed on April 10, 2026, on April 8, 2026, Alpha Modus Holdings, Inc. (the “Company”) entered into an exchange agreement (the “Exchange Agreement”) with the family trust of the Company’s CEO, William Alessi, pursuant to which the trust would exchange an aggregate of 3,870,000 shares of Series C Preferred Stock (the “Preferred Shares”) for an aggregate of 109,588,265 shares of Class A common stock (the “Common Shares”), and such exchange was intended to increase the market value of the Company’s listed securities in an effort to regain compliance with Nasdaq’s MVLS alternative listing standard (minimum market value of listed securities of $35 million), and materially reduce the Company’s stockholders’ deficit.
On June 5, 2026, the Company issued the Common Shares in exchange for the Preferred Shares pursuant to the Exchange Agreement. Following the issuance, the Company had 164,884,640 shares of Class A common stock outstanding.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALPHA MODUS HOLDINGS, INC. | ||
| Date: June 8, 2026 | By: | /s/ William Alessi |
| Name: | William Alessi | |
| Title: | President and Chief Executive Officer | |