8-K
ALPHA MODUS HOLDINGS, INC. (AMOD)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 24, 2024
ALPHA
MODUS HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-40775 | 86-3386030 |
|---|---|---|
| (State<br> or other jurisdiction<br><br> <br>of<br> incorporation) | (Commission<br><br> <br>File<br> Number) | (IRS<br> Employer<br><br> <br>Identification<br> No.) |
20311Chartwell Center Dr., #1469
Cornelius,NC 28031
(Address of principal executive offices, including zip code)
Registrant’s
telephone number, including area code: (704) 252-5050
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Class<br>A Common Stock, par value $0.0001 per share | AMOD | The<br> Nasdaq Stock Market, LLC |
| Redeemable<br>Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 | AMODW | The<br> Nasdaq Stock Market, LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 8.01. | Other Events. |
|---|
On December 24, 2024, the United States Patent and Trademark Office issued Alpha Modus, Corp., the wholly-owned subsidiary of Alpha Modus Holdings, Inc., a Delaware corporation (the “Company”), its latest patent, United States Patent Number 12,175,484, titled “Methods for Personalized Marketing and Advertising.”
| Item 9.01. | Financial Statement and Exhibits. |
|---|
(d) Exhibits.
| Incorporated By Reference | ||||
|---|---|---|---|---|
| Exhibit No. | Description | Form | Exhibit | Filing Date |
| 104 | Cover<br> Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALPHA MODUS HOLDINGS, INC. | ||
|---|---|---|
| Date:<br> December 30, 2024 | By: | /s/ William Alessi |
| Name: | William<br> Alessi | |
| Title: | President<br> and Chief Executive Officer |